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PETRIK ANDREW C

Disclosed activity across 1 company

Tapewire entity
84902
SEC CIK
0001177265

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071VP, CONTROLLERDecember 17, 2024December 19, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date December 17, 2024 · Filed December 19, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,804 Last balance in matching sequence After 2024-12-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2024-12-17 · Grant · Acquired 1,377 · Balance 31,687

F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Row 2 · 2024-12-17 · Grant · Acquired 1,117 · Balance 32,804

F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2018 Filed Mar 23, 2018 17:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 151 $26.58 $4,013.58
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,805

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 142 $26.58 $3,774.36
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,956

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 132 $26.58 $3,508.56
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,098

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 21, 2018 Filed Mar 23, 2018 17:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 158 $26.58 $4,199.64
Disclosure

SEC source: 0001177261-18-000017 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,230

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 386 $21.22 $8,190.92
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 10

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,388

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,225 $21.22 $25,994.50
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,774

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 368 $21.22 $7,808.96
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,999

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 376 $21.22 $7,978.72
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,367

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 534 $21.22 $11,331.48
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,743

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 321 $21.22 $6,811.62
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,277

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 155 $21.22 $3,289.10
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,598

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 144 $21.22 $3,055.68
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,753

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 172 $21.22 $3,649.84
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,897

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 119 $21.22 $2,525.18
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,069

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:39 UTC CIENA CORP CIEN · Entity 1071 GrantMarket Stock Units · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000050 · edgardoc.xml · derivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 2,869 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:39 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 7,174 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000050 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,188

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:39 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 6,075 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000050 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,014

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:54 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,375 $21.56 $94,341.63
Disclosure

SEC source: 0001444157-17-000044 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,939

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.37 to $21.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 117 $21.25 $2,486.25
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,314

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 156 $21.25 $3,315.00
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,431

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 145 $21.25 $3,081.25
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,587

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 172 $21.25 $3,655.00
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,732

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:24 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,251 $21.60 $27,021.60
Disclosure

SEC source: 0001444157-17-000036 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,904

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2017 Filed Aug 17, 2017 19:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,258 $24.44 $30,748.16
Disclosure

SEC source: 0001177265-17-000013 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,155

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.40 to $24.45. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 17, 2017 Filed Jul 18, 2017 20:34 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,260 $25.70 $32,382.00
Disclosure

SEC source: 0001699192-17-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,413

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 117 $25.31 $2,961.27
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,673

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 155 $25.31 $3,923.05
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,790

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 144 $25.31 $3,644.64
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,945

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 172 $25.31 $4,353.32
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,089

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:52 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,019 $25.02 $100,555.38
Disclosure

SEC source: 0001444157-17-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,261

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 15, 2017 Filed May 17, 2017 18:15 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,839 $23.70 $43,584.30
Disclosure

SEC source: 0001285617-17-000008 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,280

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:16 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,852 $21.66 $40,114.32
Disclosure

SEC source: 0001177261-17-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,119

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 21, 2017 Filed Mar 22, 2017 20:07 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 117 $23.95 $2,802.15
Disclosure

SEC source: 0001177265-17-000007 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,971

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 21, 2017 Filed Mar 22, 2017 20:07 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 155 $23.95 $3,712.25
Disclosure

SEC source: 0001177265-17-000007 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,088

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 21, 2017 Filed Mar 22, 2017 20:07 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 144 $23.95 $3,448.80
Disclosure

SEC source: 0001177265-17-000007 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,243

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 21, 2017 Filed Mar 22, 2017 20:07 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 172 $23.95 $4,119.40
Disclosure

SEC source: 0001177265-17-000007 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,387

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 15, 2017 Filed Mar 17, 2017 23:48 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,830 $22.87 $41,852.10
Disclosure

SEC source: 0001444157-17-000010 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,559

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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February 15, 2017 Filed Feb 17, 2017 18:43 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 4,434 $25.48 $112,978.32
Disclosure

SEC source: 0001177265-17-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,389

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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January 17, 2017 Filed Jan 19, 2017 20:43 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,541 $24.25 $37,369.25
Disclosure

SEC source: 0001444157-17-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,823

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 144 $24.67 $3,552.48
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 10

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,364

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 533 $24.67 $13,149.11
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,508

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 321 $24.67 $7,919.07
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,041

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 172 $24.67 $4,243.24
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,362

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 386 $24.67 $9,522.62
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,534

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,224 $24.67 $30,196.08
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,920

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 117 $24.67 $2,886.39
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,144

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 435 $24.67 $10,731.45
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,261

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 146 $24.67 $3,601.82
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,696

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:49 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 191 $24.67 $4,711.97
Disclosure

SEC source: 0001177269-16-000019 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,842

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:28 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,469 $23.71 $34,829.99
Disclosure

SEC source: 0001215181-16-000113 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,033

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.