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PETRIK ANDREW C

Disclosed activity across 1 company

Tapewire entity
84902
SEC CIK
0001177265

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071VP, CONTROLLERDecember 17, 2024December 19, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date December 17, 2024 · Filed December 19, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,804 Last balance in matching sequence After 2024-12-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2024-12-17 · Grant · Acquired 1,377 · Balance 31,687

F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Row 2 · 2024-12-17 · Grant · Acquired 1,117 · Balance 32,804

F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2021 Filed Jun 22, 2021 16:56 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 97 $56.15 $5,446.55
Disclosure

SEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,275

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:56 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 150 $56.15 $8,422.50
Disclosure

SEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,372

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $58.13 $58,130.00
Disclosure

SEC source: 0001177265-21-000014 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,522

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
May 17, 2021 Filed May 19, 2021 16:21 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $51.26 $51,260.00
Disclosure

SEC source: 0001177265-21-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,522

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2021 Filed Apr 16, 2021 12:38 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $56.25 $56,250.00
Disclosure

SEC source: 0001177265-21-000010 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,522

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:07 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 73 $55.42 $4,045.66
Disclosure

SEC source: 0001177265-21-000008 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,522

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:07 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 89 $55.42 $4,932.38
Disclosure

SEC source: 0001177265-21-000008 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,595

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:07 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 97 $55.42 $5,375.74
Disclosure

SEC source: 0001177265-21-000008 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,684

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:07 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 150 $55.42 $8,313.00
Disclosure

SEC source: 0001177265-21-000008 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $54.56 $54,560.00
Disclosure

SEC source: 0001177265-21-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,931

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 16, 2021 Filed Feb 17, 2021 20:34 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $56.10 $56,100.00
Disclosure

SEC source: 0001177265-21-000004 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,931

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2021 Filed Jan 19, 2021 20:24 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $54.37 $54,370.00
Disclosure

SEC source: 0001177265-21-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,931

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,911 $51.36 $98,148.96
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,931

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 131 $51.36 $6,728.16
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,842

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 261 $51.36 $13,404.96
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,973

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 261 $51.36 $13,404.96
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,234

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 326 $51.36 $16,743.36
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,495

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 90 $51.36 $4,622.40
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,821

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 97 $51.36 $4,981.92
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,911

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 150 $51.36 $7,704.00
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,008

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 141 $51.36 $7,241.76
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,158

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:06 UTC CIENA CORP CIEN · Entity 1071 Exercise / conversionMarket Stock Units · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177265-20-000022 · edgardoc.xml · derivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F4 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:06 UTC CIENA CORP CIEN · Entity 1071 Exercise / conversionCommon Stock 5,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001177265-20-000022 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F5 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:06 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 2,348 $0.00 $0.00
Disclosure

SEC source: 0001177265-20-000022 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,561

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:06 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 3,519 $0.00 $0.00
Disclosure

SEC source: 0001177265-20-000022 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,213

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:56 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $48.40 $48,400.00
Disclosure

SEC source: 0001177265-20-000020 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,694

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:15 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $43.76 $43,760.00
Disclosure

SEC source: 0001177265-20-000018 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,694

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:17 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $41.52 $41,520.00
Disclosure

SEC source: 0001177265-20-000016 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,694

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:53 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 150 $41.03 $6,154.50
Disclosure

SEC source: 0001177265-20-000014 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,694

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:53 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 141 $41.03 $5,785.23
Disclosure

SEC source: 0001177265-20-000014 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,844

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:53 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 89 $41.03 $3,651.67
Disclosure

SEC source: 0001177265-20-000014 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,985

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:53 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 97 $41.03 $3,979.91
Disclosure

SEC source: 0001177265-20-000014 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,074

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 16:32 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $43.00 $43,000.00
Disclosure

SEC source: 0001177265-20-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,171

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:05 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $60.00 $60,000.00
Disclosure

SEC source: 0001177265-20-000010 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,171

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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July 20, 2020 Filed Jul 21, 2020 22:06 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,000 $54.62 $54,620.00
Disclosure

SEC source: 0001177265-20-000008 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,171

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2020 Filed Jun 23, 2020 18:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 141 $53.62 $7,560.42
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,171

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2020 Filed Jun 23, 2020 18:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 89 $53.62 $4,772.18
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,312

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2020 Filed Jun 23, 2020 18:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 97 $53.62 $5,201.14
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,401

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2020 Filed Jun 23, 2020 18:55 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 150 $53.62 $8,043.00
Disclosure

SEC source: 0001177261-20-000046 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,498

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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May 15, 2020 Filed May 19, 2020 15:20 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,000 $46.33 $92,660.00
Disclosure

SEC source: 0001444157-20-000018 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,648

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
April 15, 2020 Filed Apr 16, 2020 19:10 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,000 $44.65 $89,300.00
Disclosure

SEC source: 0001177261-20-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,648

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 26, 2020 Filed Mar 27, 2020 15:27 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1,999 $40.00 $79,960.00
Disclosure

SEC source: 0001699192-20-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,648

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 25, 2020 Filed Mar 30, 2020 14:43 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 1 $40.00 $40.00
Disclosure

SEC source: 0001177265-20-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,647

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 89 $36.07 $3,210.23
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,648

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 97 $36.07 $3,498.79
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,737

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 150 $36.07 $5,410.50
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 141 $36.07 $5,085.87
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,984

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2020 Filed Feb 19, 2020 19:34 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,000 $42.83 $85,660.00
Disclosure

SEC source: 0001177261-20-000004 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,125

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2020 Filed Jan 17, 2020 15:58 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 2,000 $41.82 $83,640.00
Disclosure

SEC source: 0001177265-20-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,125

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:33 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 717 $42.39 $30,393.63
Disclosure

SEC source: 0001177261-19-000063 · edgardoc.xml · nonDerivative · entry 10

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,125

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.