Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | VP, CONTROLLER | December 17, 2024 | December 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date December 17, 2024 · Filed December 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,804 |
Last balance in matching sequence
After 2024-12-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-17 · Grant · Acquired 1,377 · Balance 31,687 F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025. F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Row 2 · 2024-12-17 · Grant · Acquired 1,117 · Balance 32,804 F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024. F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.
F2: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).
F3: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 14, 2021 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2022 Filed Dec 22, 2022 21:17 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 352 | $49.27 | $17,343.04 |
DisclosureSEC source: 0001177265-22-000031 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,673 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:17 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $49.27 | $3,645.98 |
DisclosureSEC source: 0001177265-22-000031 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,025 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 18:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $49.87 | $49,870.00 |
DisclosureSEC source: 0001177265-22-000029 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,099 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:04 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2022) · Derivative | 1,710 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177265-22-000027 · edgardoc.xml · derivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:04 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001177265-22-000027 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,099 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:04 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 1,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001177265-22-000027 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:04 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001177265-22-000027 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,399 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 18:39 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $40.56 | $40,560.00 |
DisclosureSEC source: 0001177265-22-000025 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,877 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $40.58 | $3,936.26 |
DisclosureSEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,877 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 53 | $40.58 | $2,150.74 |
DisclosureSEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,974 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $40.58 | $3,002.92 |
DisclosureSEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,027 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 19:21 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 89 | $40.58 | $3,611.62 |
DisclosureSEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,101 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 17:36 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $42.37 | $42,370.00 |
DisclosureSEC source: 0001177265-22-000021 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,190 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $54.21 | $54,210.00 |
DisclosureSEC source: 0001177265-22-000019 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,190 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:28 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $47.17 | $47,170.00 |
DisclosureSEC source: 0001177265-22-000017 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,190 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 22:39 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 53 | $43.56 | $2,308.68 |
DisclosureSEC source: 0001177265-22-000015 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,190 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:39 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 89 | $43.56 | $3,876.84 |
DisclosureSEC source: 0001177265-22-000015 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,243 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:39 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $43.56 | $3,223.44 |
DisclosureSEC source: 0001177265-22-000015 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,332 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 22:39 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $43.56 | $4,225.32 |
DisclosureSEC source: 0001177265-22-000015 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,406 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 19:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $43.73 | $43,730.00 |
DisclosureSEC source: 0001177265-22-000013 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,503 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 15:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $57.29 | $57,290.00 |
DisclosureSEC source: 0001177265-22-000011 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,503 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $60.10 | $5,829.70 |
DisclosureSEC source: 0001177265-22-000009 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,503 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 53 | $60.10 | $3,185.30 |
DisclosureSEC source: 0001177265-22-000009 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,600 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 89 | $60.10 | $5,348.90 |
DisclosureSEC source: 0001177265-22-000009 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,653 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 18:41 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $60.10 | $4,447.40 |
DisclosureSEC source: 0001177265-22-000009 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,742 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $54.11 | $54,110.00 |
DisclosureSEC source: 0001177265-22-000007 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,816 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $64.42 | $64,420.00 |
DisclosureSEC source: 0001177265-22-000005 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,816 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/09/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $71.81 | $71,810.00 |
DisclosureSEC source: 0001177265-22-000002 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,816 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 351 | $74.48 | $26,142.48 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 9 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,816 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $74.48 | $5,511.52 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 8 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,167 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 261 | $74.48 | $19,439.28 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 7 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,241 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 131 | $74.48 | $9,756.88 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 6 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,502 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 90 | $74.48 | $6,703.20 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 5 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,633 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 227 | $74.48 | $16,906.96 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,723 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,241 | $74.48 | $92,429.68 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,950 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $74.48 | $7,224.56 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,191 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 20:53 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $74.48 | $11,172.00 |
DisclosureSEC source: 0001177265-21-000028 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,288 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $73.86 | $73,860.00 |
DisclosureSEC source: 0001177265-21-000026 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,438 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:56 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units (2021) · Derivative | 1,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177265-21-000024 · edgardoc.xml · derivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:56 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 2,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001177265-21-000024 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,438 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:56 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 3,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001177265-21-000024 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 20:56 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001177265-21-000024 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,173 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 20:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $61.44 | $61,440.00 |
DisclosureSEC source: 0001177265-21-000022 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 18:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,000 | $52.77 | $52,770.00 |
DisclosureSEC source: 0001177265-21-000020 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,702 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $51.68 | $3,824.32 |
DisclosureSEC source: 0001177265-21-000018 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,702 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 150 | $51.68 | $7,752.00 |
DisclosureSEC source: 0001177265-21-000018 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,776 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 97 | $51.68 | $5,012.96 |
DisclosureSEC source: 0001177265-21-000018 · edgardoc.xml · nonDerivative · entry 2 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,926 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:22 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 89 | $51.68 | $4,599.52 |
DisclosureSEC source: 0001177265-21-000018 · edgardoc.xml · nonDerivative · entry 1 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,023 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:56 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 89 | $56.15 | $4,997.35 |
DisclosureSEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 4 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,112 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:56 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 74 | $56.15 | $4,155.10 |
DisclosureSEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 3 PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,201 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.