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MILBY RANDY

Disclosed activity across 1 company

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84147
SEC CIK
0001360968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Canton Strategic Holdings, Inc.THAR · Entity 6394Director · CEOJanuary 13, 2025January 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Canton Strategic Holdings, Inc.

Report date January 13, 2025 · Filed January 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2035-01-13Direct138,665 Reported balance After 2025-01-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-01-13 · Grant · Acquired 80,958 · Balance 138,665

F1: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2025 Filed Jan 14, 2025 21:47 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 GrantOptions (right to buy) · Derivative 80,958 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001493152-25-002178 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,665

Underlying: Common Stock · 80,958 shares

Expires 2035-01-13

F1 · derivative.exercise_date: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Read SEC document
December 19, 2024 Filed Dec 21, 2024 01:00 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 PurchaseCommon Stock 4,600 $2.12 $9,752.00
Disclosure

SEC source: 0001493152-24-051134 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,534

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:15 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 PurchaseCommon Stock 354 $2.10 $743.40
Disclosure

SEC source: 0001493152-24-040736 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,934

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:15 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 PurchaseCommon Stock 646 $2.09 $1,350.14
Disclosure

SEC source: 0001493152-24-040736 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,580

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:15 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 PurchaseCommon Stock 1,500 $2.09 $3,127.50
Disclosure

SEC source: 0001493152-24-040736 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,934

Read SEC document
August 09, 2024 Filed Aug 12, 2024 21:17 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 GrantOptions (right to buy) · Derivative 57,707 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001493152-24-031368 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,707

Underlying: Common stock · 57,707 shares

Expires 2034-08-09

F1 · derivative.exercise_date: On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 57,707 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 15:04 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 PurchaseCommon Stock 29,000 $0.50 $14,587.00
Disclosure

SEC source: 0001493152-23-045215 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,517

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:15 UTC Canton Strategic Holdings, Inc. THAR · Entity 6394 PurchaseCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0001493152-23-043560 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,517

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:43 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 GrantOptions (right to purchase) · Derivative 621,795 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-000376 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,795

Underlying: Common stock · 621,795 shares

Expires 2033-01-01

F1 · kind: The options were issued pursuant to the Issuer's 2019 Stock Incentive Plan and vested in full upon grant.

Read SEC document
January 01, 2023 Filed Mar 13, 2023 20:17 UTC Amendment Canton Strategic Holdings, Inc. HILS · Entity 6394 GrantOptions (right to purchase) · Derivative 515,127 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-007409 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,127

Underlying: Common stock · 515,127 shares

Expires 2033-01-01

F1 · kind: The options were issued pursuant to the Issuer's 2019 Stock Incentive Plan and vested in full upon grant.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 500 $0.78 $389.95
Disclosure

SEC source: 0001493152-22-017377 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,940

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 500 $0.70 $349.95
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 5

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938,540

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 66 $0.67 $44.23
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 4

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938,040

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 100 $0.67 $67.01
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,974

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 100 $0.67 $67.01
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,874

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 234 $0.68 $160.27
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,774

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 1 $0.94 $0.94
Disclosure

SEC source: 0001493152-22-015724 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,540

Read SEC document
May 25, 2022 Filed May 25, 2022 21:28 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 800 $0.79 $632.00
Disclosure

SEC source: 0001493152-22-015080 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,539

Read SEC document
May 25, 2022 Filed May 25, 2022 21:28 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 200 $0.77 $154.00
Disclosure

SEC source: 0001493152-22-015080 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936,739

Read SEC document
May 20, 2022 Filed May 23, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 500 $0.95 $473.25
Disclosure

SEC source: 0001493152-22-014792 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936,539

Read SEC document
May 20, 2022 Filed May 23, 2022 20:15 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 500 $0.89 $445.00
Disclosure

SEC source: 0001493152-22-014792 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936,039

Read SEC document
May 19, 2022 Filed May 19, 2022 20:59 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 500 $0.90 $450.00
Disclosure

SEC source: 0001493152-22-014500 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,539

Read SEC document
May 19, 2022 Filed May 19, 2022 20:59 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 PurchaseCommon Stock 500 $0.92 $457.65
Disclosure

SEC source: 0001493152-22-014500 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,039

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherOptions (right to purchase) · Derivative 7,575 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 10

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,575 shares

Expires 2030-03-31

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherOptions (right to purchase) · Derivative 28,408 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 9

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,470

Underlying: Common stock · 28,408 shares

Expires 2024-07-31

F2 · derivative.exercise_date: The Registrant issued the Reporting Person the options on July 31, 2019. The options vest as follows: (i) 9,469 options vested and became exercisable on July 31, 2020 and (ii) the balance of the options shall vest and become exercisable in 48 equal monthly installments such that the options shall vest in full by the 4th anniversary of the initial issuance date.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherOptions (right to purchase) · Derivative 189,393 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 8

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 189,393 shares

Expires 2024-08-30

F1 · derivative.exercise_date: The Registrant issued the Reporting Person the options on August 30, 2019. The options vested on the date of grant and became exercisable upon completion of the Registrant's initial public offering.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherOptions (right to purchase) · Derivative 7,575 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 7

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,575 shares

Expires 2030-01-31

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherOptions (right to purchase) · Derivative 7,575 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 6

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,575 shares

Expires 2030-02-28

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherCommon Stock 7,575 $0.31 $2,378.55
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 5

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,934,539

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherCommon Stock 28,408 $0.08 $2,244.23
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 4

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926,964

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherCommon Stock 189,393 $0.08 $14,962.05
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,898,556

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherCommon Stock 7,575 $0.31 $2,378.55
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709,163

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 OtherCommon Stock 7,575 $0.31 $2,378.55
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701,588

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 GrantOptions (right to purchase) · Derivative 757,575 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 29

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,575

Underlying: Common stock · 757,575 shares

Expires 2032-01-14

F15 · derivative.exercise_date: The Registrant issued the Reporting Person options on January 14, 2022. The options vest over a 48 month period commencing 12 months after the date of grant.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $99,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 28

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 31,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: On December 15, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) December 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F14 · derivative.expiration_date: On December 15, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) December 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $99,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 27

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 31,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On November 12, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) November 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F13 · derivative.expiration_date: On November 12, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) November 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $30,250.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 26

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 9,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On October 14, 2021, the Registrant issued the Reporting Person a $30,250 note which matures on the earlier of (i) October 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F12 · derivative.expiration_date: On October 14, 2021, the Registrant issued the Reporting Person a $30,250 note which matures on the earlier of (i) October 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $82,500.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 25

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 26,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On August 13, 2021, the Registrant issued the Reporting Person an $82,500 note which matures on the earlier of (i) August 13, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F11 · derivative.expiration_date: On August 13, 2021, the Registrant issued the Reporting Person an $82,500 note which matures on the earlier of (i) August 13, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $110,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 24

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 35,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: On July 28, 2021, the Registrant issued the Reporting Person a $110,000 note which matures on the earlier of (i) July 28, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F10 · derivative.expiration_date: On July 28, 2021, the Registrant issued the Reporting Person a $110,000 note which matures on the earlier of (i) July 28, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $70,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 23

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 22,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On July 16, 2021, the Registrant issued the Reporting Person a $70,000 note which matures on the earlier of (i) July 17, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F9 · derivative.expiration_date: On July 16, 2021, the Registrant issued the Reporting Person a $70,000 note which matures on the earlier of (i) July 17, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $30,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 22

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 9,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On June 22, 2021, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) June 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F8 · derivative.expiration_date: On June 22, 2021, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) June 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $59,990.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 21

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 19,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On June 14, 2021, the Registrant issued the Reporting Person a $59,990 note which matures on the earlier of (i) June 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F7 · derivative.expiration_date: On June 14, 2021, the Registrant issued the Reporting Person a $59,990 note which matures on the earlier of (i) June 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $88,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 20

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 28,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On May 29, 2021, the Registrant issued the Reporting Person an $88,000 note which matures on the earlier of (i) May 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F6 · derivative.expiration_date: On May 29, 2021, the Registrant issued the Reporting Person an $88,000 note which matures on the earlier of (i) May 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $90,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 19

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 29,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 25, 2021, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) May 25, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F5 · derivative.expiration_date: On May 25, 2021, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) May 25, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $35,750.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 18

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On May 15, 2021, the Registrant issued the Reporting Person a $35,750 note which matures on the earlier of (i) May 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F4 · derivative.expiration_date: On May 15, 2021, the Registrant issued the Reporting Person a $35,750 note which matures on the earlier of (i) May 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $10,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 17

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 10, 2021, the Registrant issued the Reporting Person a $10,000 note which matures on the earlier of (i) May 10, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon shall converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F3 · derivative.expiration_date: On May 10, 2021, the Registrant issued the Reporting Person a $10,000 note which matures on the earlier of (i) May 10, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon shall converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $35,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 16

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On April 30, 2021, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) April 30, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F2 · derivative.expiration_date: On April 30, 2021, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) April 30, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $25,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 15

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 19, 2021, the Registrant issued the Reporting Person a $25,000 note which matures on the earlier of (i) April 19, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F1 · derivative.expiration_date: On April 19, 2021, the Registrant issued the Reporting Person a $25,000 note which matures on the earlier of (i) April 19, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 31,064 $3.20 $99,404.80
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 14

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 31,204 $3.20 $99,852.80
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 13

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.