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MILBY RANDY

Disclosed activity across 1 company

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84147
SEC CIK
0001360968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Canton Strategic Holdings, Inc.THAR · Entity 6394Director · CEOJanuary 13, 2025January 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Canton Strategic Holdings, Inc.

Report date January 13, 2025 · Filed January 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2035-01-13Direct138,665 Reported balance After 2025-01-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-01-13 · Grant · Acquired 80,958 · Balance 138,665

F1: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 9,572 $3.20 $30,630.40
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 12

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 26,325 $3.20 $84,240.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 11

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 35,175 $3.20 $112,560.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 10

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 22,420 $3.20 $71,744.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 9

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 9,639 $3.20 $30,844.80
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 8

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 19,296 $3.20 $61,747.20
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 7

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,528,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 28,366 $3.20 $90,771.20
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 6

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 29,026 $3.20 $92,883.20
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 5

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 11,545 $3.20 $36,944.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 4

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 3,231 $3.20 $10,339.20
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 11,325 $3.20 $36,240.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 8,101 $3.20 $25,923.20
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $50,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 28

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 16,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: On September 28, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) September 28, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F14 · derivative.expiration_date: On September 28, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) September 28, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $549,058.09
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 27

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 182,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On September 27, 2020, the Registrant issued the Reporting Person notes in the aggregate principal amount of $549,058.09. The notes mature on the earlier of (i) September 27, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F13 · derivative.expiration_date: On September 27, 2020, the Registrant issued the Reporting Person notes in the aggregate principal amount of $549,058.09. The notes mature on the earlier of (i) September 27, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $35,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 26

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On September 21, 2020, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) September 21, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F12 · derivative.expiration_date: On September 21, 2020, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) September 21, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $30,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 25

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On August 31, 2020, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) August 31, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F11 · derivative.expiration_date: On August 31, 2020, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) August 31, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $50,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 24

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 16,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: On August 3, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) August 3, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F10 · derivative.expiration_date: On August 3, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) August 3, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $40,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 23

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On July 13, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) July 13, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F9 · derivative.expiration_date: On July 13, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) July 13, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $40,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 22

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On June 25, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) June 25, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F8 · derivative.expiration_date: On June 25, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) June 25, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $40,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 21

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On June 3, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) June 3, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F7 · derivative.expiration_date: On June 3, 2020, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) June 3, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $55,068.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 20

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 18,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On May 19, 2020, the Registrant issued the Reporting Person a $55,068 note which matures on the earlier of (i) May 19, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F6 · derivative.expiration_date: On May 19, 2020, the Registrant issued the Reporting Person a $55,068 note which matures on the earlier of (i) May 19, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $55,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 19

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 18,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 8, 2020, the Registrant issued the Reporting Person a $55,000 note which matures on the earlier of (i) May 8, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F5 · derivative.expiration_date: On May 8, 2020, the Registrant issued the Reporting Person a $55,000 note which matures on the earlier of (i) May 8, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $30,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 18

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On April 24, 2020, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) April 24, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F4 · derivative.expiration_date: On April 24, 2020, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) April 24, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $2,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 17

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On April 23, 2020, the Registrant issued the Reporting Person a $2,000 note which matures on the earlier of (i) April 23, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F3 · derivative.expiration_date: On April 23, 2020, the Registrant issued the Reporting Person a $2,000 note which matures on the earlier of (i) April 23, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $90,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 16

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 30,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 27, 2020, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) February 26, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F2 · derivative.expiration_date: On February 27, 2020, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) February 26, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $80,000.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · derivative · entry 15

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 27,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On January 21, 2020, the Registrant issued the Reporting Person an $80,000 note which matures on the earlier of (i) January 20, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F1 · derivative.expiration_date: On January 21, 2020, the Registrant issued the Reporting Person an $80,000 note which matures on the earlier of (i) January 20, 2022 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 16,637 $3.20 $53,238.40
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 14

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 182,450 $3.20 $583,840.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 13

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 11,656 $3.20 $37,299.20
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 12

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,957,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 10,018 $3.20 $32,057.60
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 11

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 16,757 $3.20 $53,622.40
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 10

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 13,441 $3.20 $43,011.20
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 9

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 13,472 $3.20 $43,110.40
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 8

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 13,510 $3.20 $43,232.00
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 7

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 18,634 $3.20 $59,628.80
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 6

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 18,637 $3.20 $59,638.40
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 5

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 10,184 $3.20 $32,588.80
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 4

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 678 $3.20 $2,169.60
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 30,772 $3.20 $98,470.40
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:23 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionCommon Stock 27,479 $3.20 $87,932.80
Disclosure

SEC source: 0001493152-22-001674 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $55,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 30

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 17,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: On March 29, 2021, the Registrant issued the Reporting Person a $55,000 note which matures on the earlier of (i) March 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F15 · derivative.expiration_date: On March 29, 2021, the Registrant issued the Reporting Person a $55,000 note which matures on the earlier of (i) March 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $75,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 29

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 24,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: On March 12, 2021, the Registrant issued the Reporting Person a $75,000 note which matures on the earlier of (i) March 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F14 · derivative.expiration_date: On March 12, 2021, the Registrant issued the Reporting Person a $75,000 note which matures on the earlier of (i) March 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $68,476.50
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 28

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 22,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On March 3, 2021, the Registrant issued the Reporting Person notes in the aggregate principal amount of $68,476.50. The notes mature on the earlier of (i) March 3, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F13 · derivative.expiration_date: On March 3, 2021, the Registrant issued the Reporting Person notes in the aggregate principal amount of $68,476.50. The notes mature on the earlier of (i) March 3, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the notes together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $60,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 27

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 19,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On February 12, 2021, the Registrant issued the Reporting Person a $60,000 note which matures on the earlier of (i) February 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F12 · derivative.expiration_date: On February 12, 2021, the Registrant issued the Reporting Person a $60,000 note which matures on the earlier of (i) February 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $75,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 26

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 24,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On February 4, 2021, the Registrant issued the Reporting Person a $75,000 note which matures on the earlier of (i) February 4, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F11 · derivative.expiration_date: On February 4, 2021, the Registrant issued the Reporting Person a $75,000 note which matures on the earlier of (i) February 4, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $40,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 25

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: On January 22, 2021, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) January 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F10 · derivative.expiration_date: On January 22, 2021, the Registrant issued the Reporting Person a $40,000 note which matures on the earlier of (i) January 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $66,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 24

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 21,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On January 15, 2021, the Registrant issued the Reporting Person a $66,000 note which matures on the earlier of (i) January 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F9 · derivative.expiration_date: On January 15, 2021, the Registrant issued the Reporting Person a $66,000 note which matures on the earlier of (i) January 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $50,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 23

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 16,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On December 23, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) December 23, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F8 · derivative.expiration_date: On December 23, 2020, the Registrant issued the Reporting Person a $50,000 note which matures on the earlier of (i) December 23, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $20,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 22

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 6,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On December 16, 2020, the Registrant issued the Reporting Person a $20,000 note which matures on the earlier of (i) December 16, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F7 · derivative.expiration_date: On December 16, 2020, the Registrant issued the Reporting Person a $20,000 note which matures on the earlier of (i) December 16, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:25 UTC Canton Strategic Holdings, Inc. HILS · Entity 6394 ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $48,000.00
Disclosure

SEC source: 0001493152-22-001677 · ownership.xml · derivative · entry 21

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On December 9, 2020, the Registrant issued the Reporting Person a $48,000 note which matures on the earlier of (i) December 9, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F6 · derivative.expiration_date: On December 9, 2020, the Registrant issued the Reporting Person a $48,000 note which matures on the earlier of (i) December 9, 2023 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.