Tapewire

Nasdaq · USD

CNTN

Canton Strategic Holdings, Inc.

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6394
SEC CIK
0001861657
Parsed reports
82

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202608
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 12,500 $3.47 $43,375.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 8

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,175

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 12,851 $3.44 $44,207.44
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 7

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,675

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 10,000 $3.40 $34,000.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 6

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,526

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 15,000 $3.41 $51,150.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 5

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,526

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 15,000 $3.41 $51,150.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 4

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,526

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 15,000 $3.40 $51,000.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 3

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,526

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 10,000 $3.45 $34,500.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 2

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,526

Read SEC document
May 22, 2026 Filed May 27, 2026 22:35 UTC SaleCommon Stock 10,000 $3.45 $34,500.00
Disclosure

SEC source: 0001493152-26-025469 · ownership.xml · nonDerivative · entry 1

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,526

Read SEC document
November 03, 2025 Filed Nov 5, 2025 20:57 UTC GrantStock Option · Derivative 5,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020937 · ownership.xml · derivative · entry 1

Rickel Nancy Davis · CIK 0002083262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 5,000 shares

Expires 2035-11-03

Read SEC document
November 03, 2025 Filed Nov 5, 2025 20:57 UTC
Parikh SanamDirector · COO
GrantStock Option · Derivative 5,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020936 · ownership.xml · derivative · entry 1

Parikh Sanam · CIK 0002046430 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 5,000 shares

Expires 2035-11-03

Read SEC document
November 03, 2025 Filed Nov 6, 2025 01:57 UTC GrantStock Option · Derivative 5,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020935 · ownership.xml · derivative · entry 1

Liddy James Gordon · CIK 0002082917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 5,000 shares

Expires 2035-11-03

Read SEC document
November 03, 2025 Filed Nov 6, 2025 01:57 UTC
LoPriore Vincent SDirector · Executive Chairman · 10% owner
GrantStock Option · Derivative 90,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020939 · ownership.xml · derivative · entry 1

LoPriore Vincent S · CIK 0001633927 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 90,000 shares

Expires 2035-11-03

Read SEC document
November 03, 2025 Filed Nov 6, 2025 01:57 UTC GrantStock Option · Derivative 90,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020933 · ownership.xml · derivative · entry 1

Gravitas Capital LP · CIK 0001840140 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnoe

Disclosed balance after: 190,000

Underlying: Common Stock · 90,000 shares

Expires 2035-11-03

F1 · ownership.nature: Gravitas Capital LP is a Delaware limited partnership whose sole general partner is Gravitas Capital Partners LLC. The managing member of Gravitas Partners LLC is Vincent S. LoPriore. As a result, Gravitas Capital LP is deemed to be the indirect owner of the securities held directly by Vincent S. LoPriore. Despite such shared beneficial ownership, the reporting persons disclaim that they constitute a statutory group within the meaning of Rule 13d-5(b) (1) of the Securities Exchange Act of 1934

Read SEC document
November 03, 2025 Filed Nov 6, 2025 01:57 UTC GrantStock Option · Derivative 32,500 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020938 · ownership.xml · derivative · entry 1

Stetz Gary S. · CIK 0001532793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 32,500 shares

Expires 2035-11-03

Read SEC document
November 03, 2025 Filed Nov 6, 2025 01:57 UTC GrantStock Option · Derivative 17,500 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020934 · ownership.xml · derivative · entry 1

Kahler Thomas Clay · CIK 0002082864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 17,500 shares

Expires 2035-11-03

Read SEC document
November 03, 2025 Filed Nov 6, 2025 01:57 UTC
Appajosyula SireeshDirector · CEO
GrantStock Option · Derivative 20,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001493152-25-020932 · ownership.xml · derivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,962

Underlying: Common Stock · 20,000 shares

Expires 2035-11-03

Read SEC document
August 04, 2025 Filed Aug 6, 2025 17:06 UTC
Parikh SanamDirector
GrantStock Option · Derivative 50,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001641172-25-022454 · ownership.xml · derivative · entry 1

Parikh Sanam · CIK 0002046430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: 25,000 of the stock options vest on date of grant and 25,000 vest on August 4, 2026.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 21:04 UTC
Appajosyula SireeshDirector · CEO
GrantStock Option · Derivative 90,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001641172-25-022450 · ownership.xml · derivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,962

Underlying: Common Stock · 90,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: 45,000 of the stock options vest on date of grant and 45,000 vest on August 4, 2026.

Read SEC document
June 23, 2025 Filed Jul 7, 2025 22:41 UTC GrantCommon Stock 6,300 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018059 · ownership.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,300

F1 · shares: Common stock issued pursuant to the Tharimmune, Inc. 2023 Omnibus Equity Incentive Plan.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 19:34 UTC
Parikh SanamDirector
PurchaseCommon Stock 1,000 $1.45 $1,450.00
Disclosure

SEC source: 0001641172-25-016170 · ownership.xml · nonDerivative · entry 1

Parikh Sanam · CIK 0002046430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,770

Read SEC document
June 20, 2025 Filed Jun 23, 2025 23:31 UTC
Appajosyula SireeshDirector · Chief Executive Officer
PurchaseCommon Stock 690 $1.42 $979.80
Disclosure

SEC source: 0001641172-25-016168 · ownership.xml · nonDerivative · entry 2

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,868

Read SEC document
June 20, 2025 Filed Jun 23, 2025 23:31 UTC
Appajosyula SireeshDirector · Chief Executive Officer
PurchaseCommon Stock 60,806 $1.48 $89,992.88
Disclosure

SEC source: 0001641172-25-016168 · ownership.xml · nonDerivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,178

Read SEC document
June 20, 2025 Filed Jun 24, 2025 01:29 UTC
Gravitas Capital LPDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 337,838 $1.48 $500,000.24
Disclosure

SEC source: 0001641172-25-016188 · ownership.xml · nonDerivative · entry 1

Gravitas Capital LP · CIK 0001840140 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,424

Read SEC document
May 15, 2025 Filed May 16, 2025 16:15 UTC
Parikh SanamDirector
PurchaseCommon Stock 770 $1.30 $1,001.00
Disclosure

SEC source: 0001641172-25-011252 · ownership.xml · nonDerivative · entry 1

Parikh Sanam · CIK 0002046430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770

Read SEC document
January 13, 2025 Filed Jan 14, 2025 21:47 UTC
MILBY RANDYDirector · CEO
GrantOptions (right to buy) · Derivative 80,958 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001493152-25-002178 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,665

Underlying: Common Stock · 80,958 shares

Expires 2035-01-13

F1 · derivative.exercise_date: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Read SEC document
January 13, 2025 Filed Jan 14, 2025 21:38 UTC
Appajosyula SireeshDirector · Chief Operating Officer
GrantOptions (right to buy) · Derivative 52,875 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001493152-25-002165 · ownership.xml · derivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,962

Underlying: Common Stock · 52,875 shares

Expires 2035-01-13

F1 · derivative.exercise_date: On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 52,875s shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant.

Read SEC document
December 19, 2024 Filed Dec 21, 2024 01:00 UTC
MILBY RANDYDirector · CEO
PurchaseCommon Stock 4,600 $2.12 $9,752.00
Disclosure

SEC source: 0001493152-24-051134 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,534

Read SEC document
November 13, 2024 Filed Nov 13, 2024 22:06 UTC
Appajosyula SireeshDirector · Chief Operating Officer
PurchaseCommon Stock 5,000 $2.02 $10,096.00
Disclosure

SEC source: 0001493152-24-045180 · ownership.xml · nonDerivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,758

Read SEC document
October 08, 2024 Filed Oct 8, 2024 20:10 UTC
Appajosyula SireeshDirector · Chief Operating Officer
PurchaseCommon Stock 5,000 $1.93 $9,650.00
Disclosure

SEC source: 0001493152-24-040439 · ownership.xml · nonDerivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,364

Read SEC document
October 08, 2024 Filed Oct 9, 2024 13:58 UTC Amendment
Appajosyula SireeshDirector · Chief Operating Officer
PurchaseCommon Stock 5,000 $1.93 $9,650.00
Disclosure

SEC source: 0001493152-24-040544 · ownership.xml · nonDerivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,758

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:15 UTC
MILBY RANDYDirector · CEO
PurchaseCommon Stock 354 $2.10 $743.40
Disclosure

SEC source: 0001493152-24-040736 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,934

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:15 UTC
MILBY RANDYDirector · CEO
PurchaseCommon Stock 646 $2.09 $1,350.14
Disclosure

SEC source: 0001493152-24-040736 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,580

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:15 UTC
MILBY RANDYDirector · CEO
PurchaseCommon Stock 1,500 $2.09 $3,127.50
Disclosure

SEC source: 0001493152-24-040736 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,934

Read SEC document
August 09, 2024 Filed Aug 12, 2024 17:17 UTC
Bui Lynne A.Director
GrantOptions (right to buy) · Derivative 2,353 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001493152-24-031366 · ownership.xml · derivative · entry 1

Bui Lynne A. · CIK 0001903698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,353

Underlying: Common stock · 2,353 shares

Expires 2034-08-09

F1 · derivative.exercise_date: On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 2,353 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 21:18 UTC GrantOptions (right to buy) · Derivative 2,353 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001493152-24-031365 · ownership.xml · derivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,353

Underlying: Common stock · 2,353 shares

Expires 2034-08-09

F1 · derivative.exercise_date: On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 2,353 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 21:18 UTC
Appajosyula SireeshDirector · Chief Operating Officer
GrantOptions (right to buy) · Derivative 38,087 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001493152-24-031369 · ownership.xml · derivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,087

Underlying: Common stock · 38,087 shares

Expires 2034-08-09

F1 · derivative.exercise_date: On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 38,087 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 21:18 UTC GrantOptions (right to buy) · Derivative 2,353 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001493152-24-031367 · ownership.xml · derivative · entry 1

Mazur Leonard L · CIK 0001463414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,353

Underlying: Common stock · 2,353 shares

Expires 2034-08-09

F1 · derivative.exercise_date: On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 2,353 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 21:17 UTC
MILBY RANDYDirector · CEO
GrantOptions (right to buy) · Derivative 57,707 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001493152-24-031368 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,707

Underlying: Common stock · 57,707 shares

Expires 2034-08-09

F1 · derivative.exercise_date: On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 57,707 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 15:04 UTC
MILBY RANDYDirector · CEO
PurchaseCommon Stock 29,000 $0.50 $14,587.00
Disclosure

SEC source: 0001493152-23-045215 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,517

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:15 UTC
MILBY RANDYDirector · CEO
PurchaseCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0001493152-23-043560 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,517

Read SEC document
November 07, 2023 Filed Nov 9, 2023 19:55 UTC
Bui Lynne A.Director
GrantOptions (right to buy) · Derivative 25,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001493152-23-040175 · ownership.xml · derivative · entry 1

Bui Lynne A. · CIK 0001903698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2033-11-07

F1 · derivative.exercise_date: On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 25,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
November 07, 2023 Filed Nov 10, 2023 00:52 UTC GrantOptions (right to buy) · Derivative 25,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001493152-23-040170 · ownership.xml · derivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2033-11-07

F1 · derivative.exercise_date: On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 25,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
November 07, 2023 Filed Nov 10, 2023 00:51 UTC GrantOptions (right to buy) · Derivative 50,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001493152-23-040168 · ownership.xml · derivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2033-11-07

F1 · derivative.exercise_date: On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 50,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
November 07, 2023 Filed Nov 10, 2023 00:48 UTC GrantOptions (right to buy) · Derivative 25,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001493152-23-040165 · ownership.xml · derivative · entry 1

Mazur Leonard L · CIK 0001463414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2033-11-07

F1 · derivative.exercise_date: On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 25,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:43 UTC
MILBY RANDYDirector · Chief Executive Officer · 10% owner
GrantOptions (right to purchase) · Derivative 621,795 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-000376 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,795

Underlying: Common stock · 621,795 shares

Expires 2033-01-01

F1 · kind: The options were issued pursuant to the Issuer's 2019 Stock Incentive Plan and vested in full upon grant.

Read SEC document
January 01, 2023 Filed Mar 13, 2023 20:17 UTC Amendment
MILBY RANDYDirector · Chief Executive Officer · 10% owner
GrantOptions (right to purchase) · Derivative 515,127 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-007409 · ownership.xml · derivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,127

Underlying: Common stock · 515,127 shares

Expires 2033-01-01

F1 · kind: The options were issued pursuant to the Issuer's 2019 Stock Incentive Plan and vested in full upon grant.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 20:15 UTC GiftCommon Stock 7,576 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-019586 · ownership.xml · nonDerivative · entry 2

Appajosyula Sireesh · CIK 0001901565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,576

F2 · ownership.nature: The shares of common stock are owned by Channel BioConsulting, LLC. Sireesh Appajosyula is the Managing Member of Channel BioConsulting, LLC and in such capacity has the right to vote and dispose of the securities held by such entity.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 20:15 UTC GiftCommon Stock 75,757 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-019586 · ownership.xml · nonDerivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: The shares of common stock were owned by Mercer Lake Group LLC. Sireesh Appajosyula is the Managing Member of Mercer Lake Group LLC and in such capacity had the right to vote and dispose of the securities held by such entity.

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June 17, 2022 Filed Jun 21, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 500 $0.78 $389.95
Disclosure

SEC source: 0001493152-22-017377 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,940

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June 06, 2022 Filed Jun 7, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 500 $0.70 $349.95
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 5

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938,540

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.