Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CytoDyn Inc.CYDY · Entity 5856 | Director | June 25, 2020 | June 27, 2020 |
| Rezolute, Inc.ANTB · Entity 1990 | Director | March 08, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CytoDyn Inc.
Report date June 25, 2020 · Filed June 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2030-06-25 | Direct | 225,000 |
Reported balance
After 2020-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-25 · Grant · Acquired 225,000 · Balance 225,000 F1: 56,250 shares vest on August 31, 2020; the balance vests in equal amounts on November 30, 2020, February 28, 2021 and May 31, 2021, subject to amendment to the equity incentive plan. |
Filing footnotes · ownership attribution and instrument terms
F1: 56,250 shares vest on August 31, 2020; the balance vests in equal amounts on November 30, 2020, February 28, 2021 and May 31, 2021, subject to amendment to the equity incentive plan.
Rezolute, Inc.
Report date March 08, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LRFA | 1,811,415 |
Last balance in matching sequence
After 2017-03-10 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2017-03-08 · Purchase · Acquired 5,000 · Balance 1,801,415 F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Row 4 · 2017-03-09 · Purchase · Acquired 5,000 · Balance 1,806,415 F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Row 5 · 2017-03-10 · Purchase · Acquired 5,000 · Balance 1,811,415 F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Welch Group | 28,100 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 28,100 F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. |
| Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP.
F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Infinera Corp
Report date February 28, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 532,871 |
Reported balance
After 2025-02-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-02-28 · Exercise / conversion · Acquired 100,001 · Balance 532,871 F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2025-02-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-28 · Disposition to issuer · Disposed 532,871 · Balance 0 F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2025-02-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-28 · Disposition to issuer · Disposed 2,500 · Balance 0 F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. F4: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-28 · Exercise / conversion · Disposed 100,001 · Balance 0 F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F6: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Company common stock reported are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which the Reporting Person is a trustee.
F2: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".
F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
F4: Shares of Company common stock held directly by the Reporting Person as a trustee for his children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose.
F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.
F6: Includes shares of Company common stock underlying previously reported unvested RSUs which immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 20, 2018 18:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 81,683 | $7.61 | $621,607.63 |
DisclosureSEC source: 0001138639-18-000033 · wf-form4_151916856402202.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director · Chief Strategy & Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 746,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This exercise and sale was made pursuant to a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust") in connection with stock options that were scheduled to expire on February 28, 2018. F2 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 18:16 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 2,817 | $9.88 | $27,837.88 |
DisclosureSEC source: 0001138639-18-000033 · wf-form4_151916856402202.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · Chief Strategy & Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 664,351 F1 · kind: This exercise and sale was made pursuant to a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust") in connection with stock options that were scheduled to expire on February 28, 2018. F3 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $9.68 to $10.01 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 18:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 2,817 | $7.61 | $21,437.37 |
DisclosureSEC source: 0001138639-18-000033 · wf-form4_151916856402202.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · Chief Strategy & Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 667,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This exercise and sale was made pursuant to a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust") in connection with stock options that were scheduled to expire on February 28, 2018. F2 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:16 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 68,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000033 · wf-form4_151916856402202.xml · derivative · entry 22 Welch David F · CIK 0001399122 · Director · Chief Strategy & Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Underlying: Common Stock · 68,750 shares Expires not disclosed F12 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F17 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2019. F17 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2019. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 18:06 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 20,000 | $9.34 | $186,848.00 |
DisclosureSEC source: 0001138639-18-000011 · wf-form4_151864955705193.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · Chief Strategy & Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 664,351 F1 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"). F4 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $9.18 to $9.40 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:06 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 60,000 | $9.07 | $544,218.00 |
DisclosureSEC source: 0001138639-18-000011 · wf-form4_151864955705193.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · Chief Strategy & Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 684,351 F1 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"). F2 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $9.00 to $9.37 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 16:41 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 20,000 | $9.02 | $180,466.00 |
DisclosureSEC source: 0001138639-17-000073 · wf-form4_150714968155604.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 744,351 F1 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"). F2 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $9.00 to $9.09 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 20:22 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 20,000 | $9.29 | $185,782.00 |
DisclosureSEC source: 0001138639-17-000068 · wf-form4_150223816152500.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 764,351 F2 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for The Welch Family Trust. F3 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $9.16 to $9.37 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000068 · wf-form4_150223816152500.xml · derivative · entry 16 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F10 · derivative.exercise_date: These RSUs vested in full on August 5, 2017. F10 · derivative.expiration_date: These RSUs vested in full on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 20:22 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 4,891 | $9.57 | $46,806.87 |
DisclosureSEC source: 0001138639-17-000068 · wf-form4_150223816152500.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 784,351 F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000068 · wf-form4_150223816152500.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 789,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 16:55 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 1,600 | $12.00 | $19,200.00 |
DisclosureSEC source: 0001138639-17-000058 · wf-form4_150067052868869.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 528,150 F5 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for SEI Private Trust Company, Trustee of The Welch Family Heritage Trust I u/I dated 9/24/01 ("The Welch Family Heritage Trust"). F6 · ownership.nature: These shares are held directly by The Welch Family Heritage Trust, for which Dr. Welch is a trustee. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 16:55 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 1,700 | $12.00 | $20,400.00 |
DisclosureSEC source: 0001138639-17-000058 · wf-form4_150067052868869.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 292,293 F3 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for LRFA, LLC ("LRFA"). F4 · ownership.nature: These shares are held directly by LRFA, for which Dr. Welch is the sole managing member. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 16:55 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 1,700 | $12.00 | $20,400.00 |
DisclosureSEC source: 0001138639-17-000058 · wf-form4_150067052868869.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 777,242 F1 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"). F2 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:39 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 12,800 | $12.09 | $154,794.24 |
DisclosureSEC source: 0001138639-17-000056 · wf-form4_149859593483951.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 529,750 F7 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for SEI Private Trust Company, Trustee of The Welch Family Heritage Trust I u/I dated 9/24/01 ("The Welch Family Heritage Trust"). F8 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Heritage Trust in multiple transactions at prices ranging from $12 to $12.18 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F9 · ownership.nature: These shares are held directly by The Welch Family Heritage Trust, for which Dr. Welch is a trustee. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:39 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 13,600 | $12.09 | $164,377.76 |
DisclosureSEC source: 0001138639-17-000056 · wf-form4_149859593483951.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 293,993 F4 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for LRFA, LLC ("LRFA"). F5 · price: This price represents the weighted average sale price of the shares sold by LRFA in multiple transactions at prices ranging from $12 to $12.18 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F6 · ownership.nature: These shares are held directly by LRFA, for which Dr. Welch is the sole managing member. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:39 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 13,600 | $12.09 | $164,377.76 |
DisclosureSEC source: 0001138639-17-000056 · wf-form4_149859593483951.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 778,942 F1 · kind: This sale was made in connection with a Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"). F2 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $12 to $12.18 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 101,342 | $0.00 Strike: $7.61 | $0.00 |
DisclosureSEC source: 0001138639-17-000026 · wf-form4_149548502415383.xml · derivative · entry 8 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101,342 shares Expires 2017-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option is fully-vested. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,214 | $0.00 Strike: $7.61 | $0.00 |
DisclosureSEC source: 0001138639-17-000026 · wf-form4_149548502415383.xml · derivative · entry 7 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,214 shares Expires 2017-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option is fully-vested. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 101,342 | $7.61 | $771,212.62 |
DisclosureSEC source: 0001138639-17-000026 · wf-form4_149548502415383.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 792,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 29,214 | $7.61 | $222,318.54 |
DisclosureSEC source: 0001138639-17-000026 · wf-form4_149548502415383.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 691,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 21,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · derivative · entry 27 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,137 Underlying: Common Stock · 21,713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F12 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2017. F12 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 14,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · derivative · entry 26 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,385 Underlying: Common Stock · 14,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F11 · derivative.exercise_date: These RSUs vest as to 50% of the shares on May 5, 2017 and 50% of the shares on May 5, 2018. F11 · derivative.expiration_date: These RSUs vest as to 50% of the shares on May 5, 2017 and 50% of the shares on May 5, 2018. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 9,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · derivative · entry 25 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,590 Underlying: Common Stock · 9,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F10 · derivative.exercise_date: These RSUs vest in three annual installments beginning on May 5, 2016. F10 · derivative.expiration_date: These RSUs vest in three annual installments beginning on May 5, 2016. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 20,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · derivative · entry 24 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F9 · derivative.exercise_date: These RSUs vest in three annual installments beginning on May 5, 2015. F9 · derivative.expiration_date: These RSUs vest in three annual installments beginning on May 5, 2015. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 8,160 | $9.55 | $77,928.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 8 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 661,986 F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 21,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 7 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 670,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 5,406 | $9.55 | $51,627.30 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 6 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 648,433 F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 14,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 5 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 653,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,604 | $9.55 | $34,418.20 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 4 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 639,454 F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 9,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 643,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 7,863 | $9.55 | $75,091.65 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 633,468 F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:11 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 20,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-17-000017 · wf-form4_149427787974793.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 641,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by The Welch Family Trust u/a dtd 04/03/1996, for which Dr. Welch is a trustee. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 16:04 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.95 | $4,750.00 |
DisclosureSEC source: 0001140361-17-012107 · doc1.xml · nonDerivative · entry 5 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA Disclosed balance after: 1,811,415 F2 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
| March 09, 2017 Filed Mar 15, 2017 16:04 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.95 | $4,750.00 |
DisclosureSEC source: 0001140361-17-012107 · doc1.xml · nonDerivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA Disclosed balance after: 1,806,415 F2 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
| March 08, 2017 Filed Mar 15, 2017 16:04 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.98 | $4,900.00 |
DisclosureSEC source: 0001140361-17-012107 · doc1.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA Disclosed balance after: 1,801,415 F2 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 15:48 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.95 | $4,750.00 |
DisclosureSEC source: 0001140361-17-010998 · doc1.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA Disclosed balance after: 1,796,415 F2 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:34 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 114,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014108 · doc4.xml · derivative · entry 21 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,831 Underlying: Common Stock · 114,831 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F13 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2018. F13 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:08 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 11,200 | $12.26 | $137,268.32 |
DisclosureSEC source: 0001209191-17-011559 · doc4.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 542,550 F8 · kind: This sale was made in connection with the Rule 10b5-1 Trading Plan for SEI Private Trust Company, Trustee of The Welch Family Heritage Trust I u/I dated 9/24/01 ("The Welch Family Heritage Trust"), which was adopted on August 17, 2016. F9 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Heritage Trust in multiple transactions at prices ranging from $12 to $12.37 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F10 · ownership.nature: These shares are held directly by The Welch Family Heritage Trust, for which Dr. Welch is a trustee. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:08 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 11,900 | $12.26 | $145,851.16 |
DisclosureSEC source: 0001209191-17-011559 · doc4.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 307,593 F5 · kind: This sale was made in connection with the Rule 10b5-1 Trading Plan for LRFA, LLC ("LRFA"), which was adopted on August 17, 2016. F6 · price: This price represents the weighted average sale price of the shares sold by LRFA in multiple transactions at prices ranging from $12 to $12.37 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F7 · ownership.nature: These shares are held directly by LRFA, for which Dr. Welch is the sole managing member. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:08 UTC | Infinera Corp INFN · Entity 82602 | SaleCommon Stock | 11,900 | $12.26 | $145,840.45 |
DisclosureSEC source: 0001209191-17-011559 · doc4.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 620,408 F1 · kind: This sale was made in connection with the Rule 10b5-1 Trading Plan for The Welch Family Trust u/a dtd 04/03/1996 ("The Welch Family Trust"), which was adopted on August 17, 2016. F2 · price: This price represents the weighted average sale price of the shares sold by The Welch Family Trust in multiple transactions at prices ranging from $12 to $12.37 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: This includes 2,673 shares acquired under the Company's 2007 Employee Stock Purchase Plan on February 15, 2017. F4 · ownership.nature: These shares are held directly by The Welch Family Trust, for which Dr. Welch is a trustee. Read SEC document |
| February 10, 2017 Filed Feb 17, 2017 15:00 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.99 | $4,950.00 |
DisclosureSEC source: 0001140361-17-008085 · doc1.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Welch Group Disclosed balance after: 28,100 F1 · ownership.nature: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:49 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 3,100 | $0.97 | $3,007.00 |
DisclosureSEC source: 0001140361-17-006314 · doc1.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Welch Group Disclosed balance after: 23,100 F1 · ownership.nature: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. Read SEC document |
| February 08, 2017 Filed Feb 13, 2017 17:49 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.98 | $4,900.00 |
DisclosureSEC source: 0001140361-17-006314 · doc1.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Welch Group Disclosed balance after: 20,000 F1 · ownership.nature: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. Read SEC document |
| February 07, 2017 Filed Feb 13, 2017 17:49 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.99 | $4,950.00 |
DisclosureSEC source: 0001140361-17-006314 · doc1.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Welch Group Disclosed balance after: 15,000 F1 · ownership.nature: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 16:21 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.96 | $4,800.00 |
DisclosureSEC source: 0001140361-17-005415 · doc1.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Welch Group Disclosed balance after: 10,000 F1 · ownership.nature: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. Read SEC document |
| February 03, 2017 Filed Feb 9, 2017 16:21 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $0.95 | $4,750.00 |
DisclosureSEC source: 0001140361-17-005415 · doc1.xml · nonDerivative · entry 1 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Welch Group Disclosed balance after: 5,000 F1 · ownership.nature: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 19:52 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 9,983 | $1.07 | $10,681.81 |
DisclosureSEC source: 0001140361-17-002753 · doc1.xml · nonDerivative · entry 4 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA, LLC Disclosed balance after: 1,791,415 F1 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 19:52 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 10,000 | $0.95 | $9,500.00 |
DisclosureSEC source: 0001140361-17-002753 · doc1.xml · nonDerivative · entry 3 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA, LLC Disclosed balance after: 1,781,432 F1 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
| January 18, 2017 Filed Jan 24, 2017 19:52 UTC | Rezolute, Inc. ANTB · Entity 1990 | PurchaseCommon Stock | 5,000 | $1.00 | $5,000.00 |
DisclosureSEC source: 0001140361-17-002753 · doc1.xml · nonDerivative · entry 2 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LRFA, LLC Disclosed balance after: 1,771,432 F1 · ownership.nature: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.