Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | President | March 04, 2025 | March 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date March 04, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,728 |
Reported balance
After 2025-03-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-04 · Grant · Acquired 1,728 · Balance 1,728 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,323 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,323 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,875 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,875 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 9,978 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 9,978 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 5,169 |
Reported balance
After 2025-03-04 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-03-04 · Grant · Acquired 5,169 · Balance 5,169 F10: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 6,280 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,280 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 6,631 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,631 F2: This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 6,474 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,474 F3: This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 9,817 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,817 F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 62,790 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,790 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 5,031 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,031 F1: These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2: This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F3: This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F6: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F8: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F10: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2019 Filed Mar 1, 2019 15:10 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-009076 · form4.xml · derivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616 Underlying: Common Stock · 616 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 15:20 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,000 | $46.49 | $46,490.00 |
DisclosureSEC source: 0001127602-19-007894 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,872 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,197 | $45.91 | $100,864.27 |
DisclosureSEC source: 0001127602-19-002788 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,872 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002788 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,069 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 18:15 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,000 | $38.05 | $38,050.00 |
DisclosureSEC source: 0001127602-18-037243 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,438 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:45 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 10,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025164 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,457 shares Expires 2018-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:45 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 4,732 | $56.45 | $267,121.40 |
DisclosureSEC source: 0001127602-18-025164 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,438 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:45 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 10,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025164 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 14:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,200 | $54.23 | $65,076.00 |
DisclosureSEC source: 0001127602-18-023463 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,713 F1 · kind: This transaction is pursuant to a 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.20 to $54.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2018 Filed May 17, 2018 14:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,200 | $53.04 | $63,648.00 |
DisclosureSEC source: 0001127602-18-017813 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,913 F1 · kind: This transaction is pursuant to a 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.90 to $53.10, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionStock Settled Stock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001127602-18-015698 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 5,062 | $50.79 | $257,098.98 |
DisclosureSEC source: 0001127602-18-015698 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,113 F1 · shares: Withholding of stock to satisfy exercise price and tax withholding obligation in connection with the exercise of stock settled appreciation rights. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015698 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed May 22, 2018 15:09 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-018362 · form4.xml · derivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560 Underlying: Common Stock · 560 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · date: This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:25 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 200 | $47.56 | $9,512.00 |
DisclosureSEC source: 0001127602-18-007030 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,675 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:25 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 1,000 | $47.55 | $47,550.00 |
DisclosureSEC source: 0001127602-18-007030 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,875 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 3,159 | $48.70 | $153,843.30 |
DisclosureSEC source: 0001127602-18-002928 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,875 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002928 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,034 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035018 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 510 | $44.50 | $22,695.00 |
DisclosureSEC source: 0001127602-17-035018 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,284 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035018 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 15:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 3,700 | $45.85 | $169,645.00 |
DisclosureSEC source: 0001127602-17-033720 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,269 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.80 to $45.95, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 2,549 | $45.30 | $115,469.70 |
DisclosureSEC source: 0001127602-17-006776 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,969 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 7,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006776 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,518 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070342 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525 Underlying: Common Stock · 1,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 508 | $40.90 | $20,777.20 |
DisclosureSEC source: 0001127602-16-070342 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,138 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070342 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 14:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 2,000 | $40.30 | $80,600.00 |
DisclosureSEC source: 0001127602-16-070070 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,125 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 17:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionStock Settled Stock Appreciation Rights · Derivative | 5,753 | $0.00 Strike: $25.63 | $0.00 |
DisclosureSEC source: 0001127602-16-068298 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,753 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 17:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 4,488 | $38.25 | $171,666.00 |
DisclosureSEC source: 0001127602-16-068298 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,125 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 17:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 5,753 | $25.63 | $147,449.39 |
DisclosureSEC source: 0001127602-16-068298 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.