person · Reporting owner

LICHTENSTEIN WARREN G

Disclosed activity across 6 companies

Tapewire entity: 82165
SEC CIK: 0001005784

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042	Director · Executive Chariman	March 03, 2022	March 04, 2022
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934	See Footnote 1	July 18, 2019	July 22, 2019
STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727	Director · Executive Chairman · 10% owner	March 07, 2025	March 11, 2025
Wilhelmina International, Inc.WHLM · Entity 84004	10% owner · See Explanation of Responses	January 17, 2025	January 22, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROJET ROCKETDYNE HOLDINGS, INC.

Report date March 03, 2022 · Filed March 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, Par Value $0.10SEC Table I · non-derivative	IndirectBy Rabbi Trust	526,695	Reported balance After 2022-03-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-03-03 · Exercise / conversion · Acquired 5,803 · Balance 526,695 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Restricted Stock UnitSEC Table II · derivative / convertible security	IndirectBy Rabbi Trust	5,803	Reported balance After 2022-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2022-03-03 · Exercise / conversion · Disposed 5,803 · Balance 5,803 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Common Stock, Par Value $0.10SEC Table I · non-derivative	Direct	207,953	Reported balance Holding disclosure · report date 2022-03-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 207,953
Common Stock, Par Value $0.10SEC Table I · non-derivative	IndirectBy Steel Partners, Ltd.	60,546	Reported balance Holding disclosure · report date 2022-03-03 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 60,546 F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Babcock & Wilcox Enterprises, Inc.

Report date July 18, 2019 · Filed July 22, 2019

Jointly reported with Steel Partners, Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01SEC Table I · non-derivative	IndirectBy Steel Partners Ltd.	566,265	Reported balance After 2019-07-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.
Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18	IndirectBy Steel Partners Ltd.	0	Reported balance After 2019-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").

F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.

STEEL PARTNERS HOLDINGS L.P.

Report date March 07, 2025 · Filed March 11, 2025

Jointly reported with Steel Partners, Ltd., WGL Capital LLC, SPH SPV-I LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Units no par valueSEC Table I · non-derivative	IndirectBy SPH SPV-I LLC	2,082,710	Reported balance After 2025-03-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
Common Units no par valueSEC Table I · non-derivative	Direct	793,636	Reported balance Holding disclosure · report date 2025-03-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 793,636 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
Common Units no par valueSEC Table I · non-derivative	IndirectBy Son	20,000	Reported balance Holding disclosure · report date 2025-03-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 20,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common Units no par valueSEC Table I · non-derivative	IndirectBy Steel Partners, Ltd.	5,279,428	Reported balance Holding disclosure · report date 2025-03-07 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 5,279,428 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
Common Units no par valueSEC Table I · non-derivative	IndirectBy WGL Capital LLC	1,485,000	Reported balance Holding disclosure · report date 2025-03-07 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,485,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
6% Series A Preferred UnitsSEC Table I · non-derivative	Direct	416,948	Reported balance Holding disclosure · report date 2025-03-07 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 416,948 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.

F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.

F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

Wilhelmina International, Inc.

Report date January 17, 2025 · Filed January 22, 2025

Jointly reported with Steel Partners, Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy Steel Partners Ltd.	1,580,477	Last balance in matching sequence After 2025-01-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HANDY & HARMAN LTD.

Report date October 12, 2017 · Filed October 17, 2017

Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	0	Reported balance After 2017-10-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-10-12 · Sale · Disposed 298,624 · Balance 0 F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Steel Connect LLC

Report date January 02, 2025 · Filed January 07, 2025

Jointly reported with Steel Partners, Ltd.

Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	0	Last balance in matching sequence After 2025-01-02 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy: Steel Partners, Ltd.	0	Reported balance After 2025-01-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 16, 2020 Filed Apr 17, 2020 19:14 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	100	$5.00	$500.00	Disclosure SEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 186,912 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
April 15, 2020 Filed Apr 17, 2020 19:14 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	2	$4.80	$9.60	Disclosure SEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 186,812 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
March 27, 2020 Filed Mar 30, 2020 18:38 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	11,384	$5.75	$65,446.62	Disclosure SEC source: 0000921895-20-000945 · form404197004_03302020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 186,810 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
March 23, 2020 Filed Mar 24, 2020 19:25 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	1,000	$5.76	$5,760.00	Disclosure SEC source: 0000921895-20-000890 · form404197004_03242020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 175,426 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
March 19, 2020 Filed Mar 20, 2020 21:56 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	4,000	$6.13	$24,520.00	Disclosure SEC source: 0001193805-20-000383 · e619486_4-splp.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 174,426 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:56 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	400	$6.40	$2,559.96	Disclosure SEC source: 0001193805-20-000383 · e619486_4-splp.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 170,426 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:07 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GrantRestricted Stock Unit · Derivative	71,240	$0.00	$0.00	Disclosure SEC source: 0000921895-20-000669 · form407319048_03052020.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 71,240 Underlying: Common Stock · 71,240 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments as follows: 1/3 to vest upon the attainment of a share price of $57.80, an additional 1/3 to vest upon the attainment of a share price of $62.83, and an additional 1/3 to vest upon the attainment of a share price of $67.85, in each case no later than March 3, 2023, with the share price in all cases being determined on the basis of the 20-day volume weighted average price of the Company's common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments as follows: 1/3 to vest upon the attainment of a share price of $57.80, an additional 1/3 to vest upon the attainment of a share price of $62.83, and an additional 1/3 to vest upon the attainment of a share price of $67.85, in each case no later than March 3, 2023, with the share price in all cases being determined on the basis of the 20-day volume weighted average price of the Company's common stock. Read SEC document
March 03, 2020 Filed Mar 5, 2020 18:07 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GrantRestricted Stock Unit · Derivative	17,409	$0.00	$0.00	Disclosure SEC source: 0000921895-20-000669 · form407319048_03052020.xml · derivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 17,409 Underlying: Common Stock · 17,409 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant. Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:29 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionStock Appreciation Right · Derivative	4,659	$0.00 Strike: $13.23	$0.00	Disclosure SEC source: 0000921895-20-000635 · form407319048_03022020.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,659 shares Expires 2020-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation right vested in 50% increments on October 11, 2013 and April 11, 2014. Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:29 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Disposition to issuerCommon Stock, Par Value $0.10	4,659	$49.28	$229,595.52	Disclosure SEC source: 0000921895-20-000635 · form407319048_03022020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,865 Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:29 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionCommon Stock, Par Value $0.10	4,659	$13.23	$61,638.57	Disclosure SEC source: 0000921895-20-000635 · form407319048_03022020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 25, 2020 Filed Feb 26, 2020 17:39 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionStock Appreciation Right · Derivative	4,658	$0.00 Strike: $13.23	$0.00	Disclosure SEC source: 0000921895-20-000608 · form407319048_02262020.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,659 Underlying: Common Stock · 4,658 shares Expires 2020-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation right vested in 50% increments on October 11, 2013 and April 11, 2014. Read SEC document
February 25, 2020 Filed Feb 26, 2020 17:39 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Disposition to issuerCommon Stock, Par Value $0.10	4,658	$51.14	$238,210.12	Disclosure SEC source: 0000921895-20-000608 · form407319048_02262020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,865 Read SEC document
February 25, 2020 Filed Feb 26, 2020 17:39 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionCommon Stock, Par Value $0.10	4,658	$13.23	$61,625.34	Disclosure SEC source: 0000921895-20-000608 · form407319048_02262020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:04 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	Disposition to issuer6% Series A Preferred Units	103,874	$25.22	$2,619,702.28	Disclosure SEC source: 0000921895-20-000315 · form404197001lic_02072020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,787 F1 · shares: Represents 6% Series A Preferred Units ("Units") that were called for redemption by the Issuer for a price equal to $25.00 per Unit, plus an amount of $0.22 per Unit, equal to any accumulated and unpaid distributions up to, but excluding, the redemption date. Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:41 UTC	Steel Connect LLC STCN · Entity 13989	GrantCommon Stock, $0.01 par value	65,789	$0.00	$0.00	Disclosure SEC source: 0000921895-20-000048 · form409369011lic_01062020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,605,587 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended (the "Director Compensation Plan") that provides for automatic annual awards of restricted stock to directors. Except as otherwise provided in the Director Compensation Plan, the shares of restricted stock vest on January 2, 2021, provided that the Reporting Person remains a director of Steel Connect, Inc. (formerly ModusLink Global Solutions, Inc.) on such vesting date. F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:33 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	10	$12.00	$120.00	Disclosure SEC source: 0000921895-19-002985 · form404197004_12122019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 170,026 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
December 03, 2019 Filed Dec 3, 2019 19:18 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	143	$12.00	$1,716.00	Disclosure SEC source: 0000921895-19-002917 · form404197004_12032019.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 170,016 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
December 02, 2019 Filed Dec 3, 2019 19:18 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	7,335	$12.00	$87,993.59	Disclosure SEC source: 0000921895-19-002917 · form404197004_12032019.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 169,873 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
November 29, 2019 Filed Dec 3, 2019 19:18 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	6,647	$11.92	$79,219.61	Disclosure SEC source: 0000921895-19-002917 · form404197004_12032019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 162,538 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
November 22, 2019 Filed Jan 7, 2020 16:45 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GiftCommon Stock	2,921	$0.00	$0.00	Disclosure SEC source: 0000921895-20-000059 · form507319048_01072020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,865 Read SEC document
November 20, 2019 Filed Nov 22, 2019 20:04 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	PurchaseCommon Units no par value	25,000	$11.65	$291,250.00	Disclosure SEC source: 0000921895-19-002870 · form404197spl_11222019.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 155,891 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document
July 18, 2019 Filed Jul 22, 2019 18:34 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	OtherSubscription Rights (right to buy) · Derivative	285,000	$0.00 Strike: $0.30	$0.00	Disclosure SEC source: 0000921895-19-002030 · form404197070lic_07222019.xml · derivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 281,265 shares Expires 2019-07-18 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4 · shares: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document
July 18, 2019 Filed Jul 22, 2019 18:34 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	OtherCommon Stock, par value $0.01	281,265	$0.30	$84,379.50	Disclosure SEC source: 0000921895-19-002030 · form404197070lic_07222019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 566,265 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3 · shares: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document
June 26, 2019 Filed Jan 7, 2020 16:45 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GiftCommon Stock	6,362	$0.00	$0.00	Disclosure SEC source: 0000921895-20-000059 · form507319048_01072020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,786 Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:30 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GrantStock Option · Derivative	91,229	$0.00 Strike: $37.25	$0.00	Disclosure SEC source: 0000921895-19-000655 · form407319048_03042019.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,229 Underlying: Common Stock · 91,229 shares Expires 2026-02-28 Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:30 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GrantStock Appreciation Right · Derivative	200,000	$0.00 Strike: $37.25	$0.00	Disclosure SEC source: 0000921895-19-000655 · form407319048_03042019.xml · derivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-02-28 Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:30 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GrantCommon Stock, Par Value $0.10	49,158	$0.00	$0.00	Disclosure SEC source: 0000921895-19-000655 · form407319048_03042019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 515,089 F1 · shares: Grant to Reporting Person of restricted stock under the 2018 Equity and Performance Incentive Plan. Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:54 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionStock Appreciation Right · Derivative	13,619	$0.00 Strike: $6.82	$0.00	Disclosure SEC source: 0000921895-19-000596 · form407319048_02262019.xml · derivative · entry 8 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,619 shares Expires 2019-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation right vested in 50% increments on September 28, 2012 and March 28, 2013. Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:54 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionStock Appreciation Right · Derivative	6,000	$0.00 Strike: $2.39	$0.00	Disclosure SEC source: 0000921895-19-000596 · form407319048_02262019.xml · derivative · entry 7 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation right vested in 50% increments on September 25, 2009 and March 25, 2010. Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:54 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Disposition to issuerCommon Stock, Par Value $0.10	13,619	$37.25	$507,307.75	Disclosure SEC source: 0000921895-19-000596 · form407319048_02262019.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,148 Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:54 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionCommon Stock, Par Value $0.10	13,619	$6.82	$92,881.58	Disclosure SEC source: 0000921895-19-000596 · form407319048_02262019.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:54 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Disposition to issuerCommon Stock, Par Value $0.10	6,000	$37.25	$223,500.00	Disclosure SEC source: 0000921895-19-000596 · form407319048_02262019.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,148 Read SEC document
February 26, 2019 Filed Feb 26, 2019 19:54 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionCommon Stock, Par Value $0.10	6,000	$2.39	$14,340.00	Disclosure SEC source: 0000921895-19-000596 · form407319048_02262019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:30 UTC	Steel Connect LLC STCN · Entity 13989	GrantCommon Stock, $0.01 par value	57,803	$0.00	$0.00	Disclosure SEC source: 0000921895-19-000026 · form409369lic_01042019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,539,798 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended (the "Director Compensation Plan") that provides for automatic annual awards of restricted stock to directors. Except as otherwise provided in the Director Compensation Plan, the shares of restricted stock vest on January 2, 2020, provided that the Reporting Person remains a director of Steel Connect, Inc. (formerly ModusLink Global Solutions, Inc.) on such vesting date. F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document
November 05, 2018 Filed Nov 6, 2018 16:47 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GiftCommon Stock, Par Value $0.10	6,120	$0.00	$0.00	Disclosure SEC source: 0000921895-18-002946 · form407319048_11062018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,148 Read SEC document
September 26, 2018 Filed Oct 19, 2018 19:32 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	GiftCommon Units no par value	61,358	$0.00	$0.00	Disclosure SEC source: 0000921895-18-002809 · form404197004_10192018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 2016 GRAT Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. F2 · shares: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. F2 · balance_after: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. F2 · ownership.nature: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. Read SEC document
August 06, 2018 Filed Nov 6, 2018 16:47 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	GiftCommon Stock, Par Value $0.10	4,503	$0.00	$0.00	Disclosure SEC source: 0000921895-18-002946 · form407319048_11062018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,268 Read SEC document
August 02, 2018 Filed Aug 3, 2018 17:50 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionStock Appreciation Right · Derivative	18,000	$0.00 Strike: $8.48	$0.00	Disclosure SEC source: 0000921895-18-002187 · form407319048_08032018.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2018-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation right vested in 50% increments on February 15, 2009 and August 15, 2009. Read SEC document
August 02, 2018 Filed Aug 3, 2018 17:50 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Disposition to issuerCommon Stock, Par Value $0.10	18,000	$34.45	$620,100.00	Disclosure SEC source: 0000921895-18-002187 · form407319048_08032018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,771 Read SEC document
August 02, 2018 Filed Aug 3, 2018 17:50 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionCommon Stock, Par Value $0.10	18,000	$8.48	$152,640.00	Disclosure SEC source: 0000921895-18-002187 · form407319048_08032018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 18, 2018 Filed Jul 20, 2018 18:24 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	OtherCommon Units no par value	121,883	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-18-002126 · form404197004_07202018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,540,706 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F2 · price: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F3 · balance_after: Consists entirely of Common Units as a result of the conversion of all 461,442 Class C Common Units held by SPH SPV into Common Units following the alignment of capital accounts of the Common Units and the Class C Common Units since the filing of the prior Form 4. F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document
April 30, 2018 Filed May 2, 2018 18:49 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	OtherSubscription Rights (right to buy) · Derivative	75,000	$0.00 Strike: $2.00	$0.00	Disclosure SEC source: 0000921895-18-001544 · form404197070_05022018.xml · derivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 210,000 shares Expires 2018-04-30 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4 · shares: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 2.8 shares of Common Stock in connection with the Offering. F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document
April 30, 2018 Filed May 2, 2018 18:49 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	OtherCommon Stock, par value $0.01	210,000	$2.00	$420,000.00	Disclosure SEC source: 0000921895-18-001544 · form404197070_05022018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 285,000 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3 · shares: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document
April 12, 2018 Filed Apr 16, 2018 23:38 UTC	Steel Connect LLC STCN · Entity 13989	GrantCommon Stock, $0.01 par value	32,258	$0.00	$0.00	Disclosure SEC source: 0000921895-18-001358 · form409369001lic_04162018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,481,995 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended (the "Director Compensation Plan") that provides for automatic annual awards of restricted stock to directors. Except as otherwise provided in the Director Compensation Plan, the shares of restricted stock vest on January 2, 2019, provided that the Reporting Person remains a director of Steel Connect, Inc. (formerly ModusLink Global Solutions, Inc.) (the "Issuer") on such vesting date. F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document
March 21, 2018 Filed Mar 22, 2018 18:03 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionStock Appreciation Right · Derivative	15,454	$0.00 Strike: $6.01	$0.00	Disclosure SEC source: 0000921895-18-001051 · form407319048_03222018.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,454 shares Expires 2018-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation right vested in 50% increments on September 30, 2011 and March 30, 2012. Read SEC document
March 21, 2018 Filed Mar 22, 2018 18:03 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Disposition to issuerCommon Stock, Par Value $0.10	15,454	$27.82	$429,930.28	Disclosure SEC source: 0000921895-18-001051 · form407319048_03222018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,771 Read SEC document
March 21, 2018 Filed Mar 22, 2018 18:03 UTC	AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042	Exercise / conversionCommon Stock, Par Value $0.10	15,454	$6.01	$92,878.54	Disclosure SEC source: 0000921895-18-001051 · form407319048_03222018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 13, 2018 Filed Feb 14, 2018 17:43 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	OtherCommon Units no par value	461,442	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,662,589 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F3 · kind: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2017 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. F3 · price: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2017 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document
December 28, 2017 Filed Feb 14, 2018 17:43 UTC	STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727	GiftCommon Units no par value	35,715	$0.00	$0.00	Disclosure SEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,869 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F10 · balance_after: The Form 5 filed by the Reporting Persons on February 12, 2016 discloses ownership of an aggregate of 379,141 Common Units held directly by Mr. Lichtenstein. The total number of Common Units held directly by Mr. Lichtenstein now reflects the gift of Common Units reported herein and the transfers described in Footnote 8. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.