person · Reporting owner
LICHTENSTEIN WARREN G
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042 | Director · Executive Chariman | March 03, 2022 | March 04, 2022 |
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | See Footnote 1 | July 18, 2019 | July 22, 2019 |
| STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727 | Director · Executive Chairman · 10% owner | March 07, 2025 | March 11, 2025 |
| Wilhelmina International, Inc.WHLM · Entity 84004 | 10% owner · See Explanation of Responses | January 17, 2025 | January 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROJET ROCKETDYNE HOLDINGS, INC.
Report date March 03, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.10SEC Table I · non-derivative | IndirectBy Rabbi Trust | 526,695 |
Reported balance
After 2022-03-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-03 · Exercise / conversion · Acquired 5,803 · Balance 526,695 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | IndirectBy Rabbi Trust | 5,803 |
Reported balance
After 2022-03-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-03 · Exercise / conversion · Disposed 5,803 · Balance 5,803 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
| Common Stock, Par Value $0.10SEC Table I · non-derivative | Direct | 207,953 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 207,953 |
| Common Stock, Par Value $0.10SEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 60,546 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,546 F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.
F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Babcock & Wilcox Enterprises, Inc.
Report date July 18, 2019 · Filed July 22, 2019
Jointly reported with Steel Partners, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 566,265 |
Reported balance
After 2019-07-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18 | IndirectBy Steel Partners Ltd. | 0 |
Reported balance
After 2019-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.
F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").
F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.
STEEL PARTNERS HOLDINGS L.P.
Report date March 07, 2025 · Filed March 11, 2025
Jointly reported with Steel Partners, Ltd., WGL Capital LLC, SPH SPV-I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units no par valueSEC Table I · non-derivative | IndirectBy SPH SPV-I LLC | 2,082,710 |
Reported balance
After 2025-03-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. |
| Common Units no par valueSEC Table I · non-derivative | Direct | 793,636 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 793,636 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Son | 20,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 5,279,428 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,279,428 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy WGL Capital LLC | 1,485,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,485,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL. |
| 6% Series A Preferred UnitsSEC Table I · non-derivative | Direct | 416,948 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 416,948 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.
Wilhelmina International, Inc.
Report date January 17, 2025 · Filed January 22, 2025
Jointly reported with Steel Partners, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 1,580,477 |
Last balance in matching sequence
After 2025-01-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HANDY & HARMAN LTD.
Report date October 12, 2017 · Filed October 17, 2017
Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-12 · Sale · Disposed 298,624 · Balance 0 F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.
F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
Steel Connect LLC
Report date January 02, 2025 · Filed January 07, 2025
Jointly reported with Steel Partners, Ltd.
Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2025-01-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: Steel Partners, Ltd. | 0 |
Reported balance
After 2025-01-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").
F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.
F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.
F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.
F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 5, 2021 17:25 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 5,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-010155 · doc4.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rabbi Trust Disclosed balance after: 520,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 01, 2021 Filed Jan 23, 2021 02:10 UTC | Steel Connect LLC STCN · Entity 13989 | GrantCommon Stock, $0.01 par value | 29,271 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-000137 · form409369lic_01222021.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Exec Chairman, Interim CEO · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,634,858 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · shares: Shares acquired are shares of restricted stock awarded pursuant to the Issuer's 2020 Stock Incentive Compensation Plan (the "Incentive Compensation Plan"). Except as otherwise provided in the Incentive Compensation Plan, the shares of restricted stock vest on January 1, 2022, provided that the reporting person remains a director of the Issuer on such vesting date. F3 · balance_after: Includes 300,000 shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to the reporting person's continuous service with the Issuer from the grant date through the vesting date. F1 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 114,700 | $9.10 | $1,043,643.83 |
DisclosureSEC source: 0000921895-20-003293 · form404197004splp_12292020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 401,508 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 19:40 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 19,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-003293 · form404197004splp_12292020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,844 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F7 · balance_after: The Form 4 filed by the Reporting Persons on June 22, 2020 discloses ownership of 1,540,706 Common Units held directly by SPH SPV. Since the filing of the Form 4, 1,000,000 Common Units held by SPH SPV and in which Mr. Lichtenstein had a 100% pecuniary interest were transferred to Mr. Lichtenstein and then 1,000,000 Common Units held by Mr. Lichtenstein were transferred to a grantor retained annuity trust referenced in Footnote 8 of which Mr. Lichtenstein is the sole trustee and sole annuitant. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionStock Options (Right to Buy) · Derivative | 91,229 | $0.00 Strike: $37.25 | $0.00 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · derivative · entry 11 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.10 · 91,229 shares Expires 2026-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On February 28, 2019, Mr. Lichtenstein was granted an option to purchase 91,229 shares of the Issuer's common stock, vesting in full on the third anniversary of the grant date. On December 19, 2020, the Organization & Compensation Committee of the Issuer's Board of Directors approved the acceleration of vesting of Mr. Lichtenstein's option that would have vested on February 28, 2022, in connection with the transaction with Lockheed Martin as reported on the Issuer's Form 8-K filed on December 21, 2020. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionStock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $18.01 | $0.00 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · derivative · entry 10 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.10 · 200,000 shares Expires 2023-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option fully vested on August 29, 2017, when the Issuer's common stock price reached $27 per share (based on the 20-day volume weighted average price), in accordance with the terms of the award. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,546 | $0.00 Strike: $17.27 | $0.00 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · derivative · entry 9 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.10 · 43,546 shares Expires 2021-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock, Par Value $0.10 | 64,301 | $52.85 | $3,398,307.85 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · nonDerivative · entry 6 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,953 F2 · shares: Shares having a fair market value equal to the total exercise price were withheld to pay the exercise price of the options, as permitted under the Issuer's 2018 Equity and Performance Incentive Plan. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 91,229 | $37.25 | $3,398,280.25 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock, Par Value $0.10 | 68,156 | $52.85 | $3,602,044.60 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,025 F1 · shares: Shares having a fair market value equal to the total exercise price were withheld to pay the exercise price of the options, as permitted under the Issuer's Amended and Restated 2009 Equity and Performance Plan. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 200,000 | $18.01 | $3,602,000.00 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Tax withholdingCommon Stock, Par Value $0.10 | 14,230 | $52.85 | $752,055.50 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,181 F1 · shares: Shares having a fair market value equal to the total exercise price were withheld to pay the exercise price of the options, as permitted under the Issuer's Amended and Restated 2009 Equity and Performance Plan. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 17:11 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 43,546 | $17.27 | $752,039.42 |
DisclosureSEC source: 0000899243-20-035433 · doc4.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 22, 2020 19:39 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | Other6% Series A Preferred Units | 6,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-20-001835 · form404197004spl_06182020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,948 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F7 · kind: The Issuer declared a regular quarterly cash distribution of $0.375 per unit, payable June 15, 2020, to unitholders of record as of June 1, 2020, on its 6% Series A Preferred Units ("Series A Preferred"). Such distributions were made in kind, such that holders of Series A Preferred received additional units equal to the product of units held and the $0.375 per unit quarterly dividend divided by the Series A Preferred liquidation preference of $25.00 per unit. No fraction of a Series A Preferred was issued by virtue of the quarterly dividend, but in lieu thereof each preferred unitholder was paid an amount of cash (rounded to the nearest whole cent), without interest, equal to the product of (i) such fraction, multiplied by (ii) the $25.00 Series A liquidation preference. The distribution of Series A Preferred to the Reporting Person is exempt from Section 16(a) under Rule 16a-9(a) and exempt from Section 16(b) under Rule 16a-10 and is reported herein on a voluntary basis. F7 · price: The Issuer declared a regular quarterly cash distribution of $0.375 per unit, payable June 15, 2020, to unitholders of record as of June 1, 2020, on its 6% Series A Preferred Units ("Series A Preferred"). Such distributions were made in kind, such that holders of Series A Preferred received additional units equal to the product of units held and the $0.375 per unit quarterly dividend divided by the Series A Preferred liquidation preference of $25.00 per unit. No fraction of a Series A Preferred was issued by virtue of the quarterly dividend, but in lieu thereof each preferred unitholder was paid an amount of cash (rounded to the nearest whole cent), without interest, equal to the product of (i) such fraction, multiplied by (ii) the $25.00 Series A liquidation preference. The distribution of Series A Preferred to the Reporting Person is exempt from Section 16(a) under Rule 16a-9(a) and exempt from Section 16(b) under Rule 16a-10 and is reported herein on a voluntary basis. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 18:53 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 82,149 | $6.22 | $510,966.78 |
DisclosureSEC source: 0000921895-20-001779 · form404197004_06152020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 286,808 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 18:53 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 82,149 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001779 · form404197004_06152020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,474 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 3,000 | $5.00 | $15,000.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 9 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 204,659 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 400 | $4.99 | $1,996.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 8 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 201,659 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 232 | $4.98 | $1,155.36 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 7 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 201,259 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 400 | $4.97 | $1,988.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 6 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 201,027 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.95 | $990.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 200,627 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.94 | $1,482.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 200,427 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.92 | $1,476.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 200,127 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 98 | $4.97 | $487.06 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 199,827 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:06 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.95 | $990.00 |
DisclosureSEC source: 0000921895-20-001340 · form404197004_05112020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 199,729 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 2,800 | $4.96 | $13,888.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 7 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 199,529 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.95 | $495.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 6 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 196,729 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.76 | $476.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 196,629 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 04, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 400 | $4.99 | $1,996.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 196,529 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 04, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 711 | $4.96 | $3,526.56 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 196,129 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 04, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.95 | $1,485.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 195,418 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 04, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.90 | $490.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 195,118 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:12 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 2,200 | $5.00 | $11,000.00 |
DisclosureSEC source: 0000921895-20-001205 · form404197004_04272020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 195,018 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:12 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.97 | $497.00 |
DisclosureSEC source: 0000921895-20-001205 · form404197004_04272020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 192,818 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 1,496 | $4.85 | $7,255.60 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 13 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 192,718 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.81 | $1,443.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 12 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 191,222 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 600 | $4.79 | $2,874.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 11 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,922 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.76 | $952.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 10 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,322 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 1 | $4.73 | $4.73 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 9 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,122 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 594 | $4.70 | $2,791.80 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 8 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,121 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.69 | $469.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 7 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,527 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.63 | $926.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 6 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,427 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.83 | $483.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,227 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.79 | $1,437.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,127 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 315 | $4.95 | $1,559.25 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 188,827 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.92 | $984.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 188,512 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 700 | $4.89 | $3,423.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 188,312 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 187,612 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 400 | $4.96 | $1,984.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 187,512 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.95 | $990.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 187,112 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.