TapewireFind a company

person · Reporting owner

LICHTENSTEIN WARREN G

Disclosed activity across 6 companies

Tapewire entity
82165
SEC CIK
0001005784

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042Director · Executive CharimanMarch 03, 2022March 04, 2022
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934See Footnote 1July 18, 2019July 22, 2019
STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727Director · Executive Chairman · 10% ownerMarch 07, 2025March 11, 2025
Wilhelmina International, Inc.WHLM · Entity 8400410% owner · See Explanation of ResponsesJanuary 17, 2025January 22, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROJET ROCKETDYNE HOLDINGS, INC.

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.10SEC Table I · non-derivativeIndirectBy Rabbi Trust526,695 Reported balance After 2022-03-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-03-03 · Exercise / conversion · Acquired 5,803 · Balance 526,695

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityIndirectBy Rabbi Trust5,803 Reported balance After 2022-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-03 · Exercise / conversion · Disposed 5,803 · Balance 5,803

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Common Stock, Par Value $0.10SEC Table I · non-derivativeDirect207,953 Reported balance Holding disclosure · report date 2022-03-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 207,953

Common Stock, Par Value $0.10SEC Table I · non-derivativeIndirectBy Steel Partners, Ltd.60,546 Reported balance Holding disclosure · report date 2022-03-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 60,546

F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Babcock & Wilcox Enterprises, Inc.

Report date July 18, 2019 · Filed July 22, 2019

Jointly reported with Steel Partners, Ltd.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Steel Partners Ltd.566,265 Reported balance After 2019-07-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18IndirectBy Steel Partners Ltd.0 Reported balance After 2019-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.

F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.

F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").

F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.

STEEL PARTNERS HOLDINGS L.P.

Report date March 07, 2025 · Filed March 11, 2025

Jointly reported with Steel Partners, Ltd., WGL Capital LLC, SPH SPV-I LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units no par valueSEC Table I · non-derivativeIndirectBy SPH SPV-I LLC2,082,710 Reported balance After 2025-03-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

Common Units no par valueSEC Table I · non-derivativeDirect793,636 Reported balance Holding disclosure · report date 2025-03-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 793,636

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

Common Units no par valueSEC Table I · non-derivativeIndirectBy Son20,000 Reported balance Holding disclosure · report date 2025-03-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 20,000

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common Units no par valueSEC Table I · non-derivativeIndirectBy Steel Partners, Ltd.5,279,428 Reported balance Holding disclosure · report date 2025-03-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,279,428

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.

Common Units no par valueSEC Table I · non-derivativeIndirectBy WGL Capital LLC1,485,000 Reported balance Holding disclosure · report date 2025-03-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,485,000

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.

6% Series A Preferred UnitsSEC Table I · non-derivativeDirect416,948 Reported balance Holding disclosure · report date 2025-03-07 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 416,948

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.

F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.

F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.

F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.

Wilhelmina International, Inc.

Report date January 17, 2025 · Filed January 22, 2025

Jointly reported with Steel Partners, Ltd.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy Steel Partners Ltd.1,580,477 Last balance in matching sequence After 2025-01-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HANDY & HARMAN LTD.

Report date October 12, 2017 · Filed October 17, 2017

Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-10-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-10-12 · Sale · Disposed 298,624 · Balance 0

F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Steel Connect LLC

Report date January 02, 2025 · Filed January 07, 2025

Jointly reported with Steel Partners, Ltd.

Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2025-01-02 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: Steel Partners, Ltd.0 Reported balance After 2025-01-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.

F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.

F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2017 Filed Dec 19, 2017 23:48 UTC Steel Connect LLC MLNK · Entity 13989 GrantCommon Stock, $0.01 par value 300,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449,737

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F7 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:48 UTC Steel Connect LLC MLNK · Entity 13989 GrantCommon Stock, $0.01 par value 300,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 4

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,149,737

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F6 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.25 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:48 UTC Steel Connect LLC MLNK · Entity 13989 GrantCommon Stock, $0.01 par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 3

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849,737

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F5 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:48 UTC Steel Connect LLC MLNK · Entity 13989 GrantCommon Stock, $0.01 par value 270,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819,737

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F4 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:48 UTC Steel Connect LLC MLNK · Entity 13989 GrantCommon Stock, $0.01 par value 2,400,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549,737

F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan").

F3 · shares: The shares of common stock vest in their entirety on the grant date.

Read SEC document
November 30, 2017 Filed Jan 8, 2018 16:31 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 GiftCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,771

Read SEC document
November 08, 2017 Filed Jan 8, 2018 16:31 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 GiftCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 4

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,835

Read SEC document
October 12, 2017 Filed Oct 16, 2017 19:42 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 Other6% Series A Preferred Units 443,158 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002433 · form404197lic_10162017.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,661

F2 · price: Acquired pursuant to the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Handy Acquisition Co., a wholly owned subsidiary of Issuer, and Handy & Harman Ltd. (the "Merger Agreement"), pursuant to which each validly tendered share of Handy & Harman Ltd. common stock was exchanged for 1.484 6.0% Series A preferred units of Issuer (the "transaction consideration"), together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the Issuer preferred units as of the end of trading on October 11, 2017.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 10:11 UTC HANDY & HARMAN LTD. HNH · Entity 84450 SaleCommon Stock, par value $0.01 per share 298,624 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016306 · doc4.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.

F2 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Read SEC document
September 20, 2017 Filed Jan 8, 2018 16:31 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 GiftCommon Stock 8,820 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 3

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,147

Read SEC document
September 01, 2017 Filed Jan 8, 2018 16:31 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 GiftCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,967

Read SEC document
July 06, 2017 Filed Feb 14, 2018 17:43 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 OtherCommon Units no par value 7,205 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

Steel Partners, Ltd. · CIK 0001504325 · 10% owner

WGL Capital LLC · CIK 0001547324 · 10% owner

SPH SPV-I LLC · CIK 0001606923 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPH SPV-I LLC

Disclosed balance after: 1,201,147

F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein.

F2 · kind: Represents a withdrawal of Common Units from SPH SPV by certain members of SPH SPV.

F2 · price: Represents a withdrawal of Common Units from SPH SPV by certain members of SPH SPV.

F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.

Read SEC document
June 19, 2017 Filed Jan 8, 2018 16:31 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 GiftCommon Stock 9,560 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,182

Read SEC document
March 06, 2017 Filed Mar 8, 2017 12:01 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionStock Appreciation Right · Derivative 27,479 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0000921895-17-000625 · form407319001_03082017.xml · derivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,479 shares

Expires 2017-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation right vested in 50% increments on September 24, 2010 and March 24, 2011.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 12:01 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Disposition to issuerCommon Stock, Par Value $0.10 27,479 $21.58 $592,996.82
Disclosure

SEC source: 0000921895-17-000625 · form407319001_03082017.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,742

Read SEC document
March 06, 2017 Filed Mar 8, 2017 12:01 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionCommon Stock, Par Value $0.10 27,479 $4.63 $127,227.77
Disclosure

SEC source: 0000921895-17-000625 · form407319001_03082017.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Oct 16, 2017 19:42 UTC STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 Other6% Series A Preferred Units 71,503 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002433 · form404197lic_10162017.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,503

F1 · price: Acquired pursuant to the exchange offer made pursuant to the December 7, 2016 Agreement and Plan of Merger by and among Issuer, SPH Acquisition Co., a wholly owned subsidiary of Issuer, and Steel Excel Inc., as amended, pursuant to which each validly tendered share of Steel Excel Inc. common stock was exchanged for 0.712 newly issued 6.0% Series A preferred units of Issuer, together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on January 9, 2017 (together with any amendments and supplements thereto). The Issuer preferred units issued in this transaction were a newly issued class of securities having a liquidation preference of $25.00 per unit.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 23:39 UTC Steel Connect LLC MLNK · Entity 13989 GrantCommon Stock 49,382 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-000030 · form409369011c_01042017.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,737

F1 · shares: Shares acquired are shares of restricted stock automatically awarded on January 3, 2017 pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended. Except as otherwise provided in the plan, the shares of restricted stock vest on the first anniversary of the date of grant, provided that the reporting person remains a director of ModusLink Global Solutions, Inc. (the "Issuer") on such vesting date.

F2 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2016 Filed Jan 19, 2017 14:12 UTC HANDY & HARMAN LTD. HNH · Entity 84450 GiftCommon Stock, par value $0.01 per share 3,788 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001337 · doc5.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,624

F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 17:06 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionStock Appreciation Right · Derivative 12,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0000921895-16-005739 · form407319001_09212016.xml · derivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2016-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Right vested in 50% increments on 4/06/2010 and 10/06/2010.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 17:06 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Disposition to issuerCommon Stock, Par Value $0.10 12,000 $17.59 $211,080.00
Disclosure

SEC source: 0000921895-16-005739 · form407319001_09212016.xml · nonDerivative · entry 2

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,920

Read SEC document
September 19, 2016 Filed Sep 21, 2016 17:06 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Exercise / conversionCommon Stock, Par Value $0.10 12,000 $5.63 $67,560.00
Disclosure

SEC source: 0000921895-16-005739 · form407319001_09212016.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2016 Filed Jan 9, 2017 17:43 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Conversion4.0625% Convertible Subordinated Debentures due 2039 · Derivative Not disclosed $0.00 Strike: $9.00 $500,000.00
Disclosure

SEC source: 0000921895-17-000044 · form407319001_01092017.xml · derivative · entry 5

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steel Partners, Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 55,546 shares

Expires 2039-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2016 Filed Jan 9, 2017 17:43 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 ConversionCommon Stock, Par Value $0.10 55,546 $9.00 $499,914.00
Disclosure

SEC source: 0000921895-17-000044 · form407319001_01092017.xml · nonDerivative · entry 1

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steel Partners, Ltd.

Disclosed balance after: 60,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document
July 29, 2014 Filed Jan 9, 2017 17:43 UTC AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 Purchase4.0625% Convertible Subordinated Debentures due 2039 · Derivative Not disclosed $1,005,294.00 Strike: $9.00 $500,000.00
Disclosure

SEC source: 0000921895-17-000044 · form407319001_01092017.xml · derivative · entry 4

LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steel Partners, Ltd.

Disclosed balance after: 55,546

Underlying: Common Stock · 55,546 shares

Expires 2039-12-31

F1 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.