person · Reporting owner
LICHTENSTEIN WARREN G
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROJET ROCKETDYNE HOLDINGS, INC.AJRD · Entity 111042 | Director · Executive Chariman | March 03, 2022 | March 04, 2022 |
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | See Footnote 1 | July 18, 2019 | July 22, 2019 |
| STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727 | Director · Executive Chairman · 10% owner | March 07, 2025 | March 11, 2025 |
| Wilhelmina International, Inc.WHLM · Entity 84004 | 10% owner · See Explanation of Responses | January 17, 2025 | January 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROJET ROCKETDYNE HOLDINGS, INC.
Report date March 03, 2022 · Filed March 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.10SEC Table I · non-derivative | IndirectBy Rabbi Trust | 526,695 |
Reported balance
After 2022-03-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-03 · Exercise / conversion · Acquired 5,803 · Balance 526,695 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | IndirectBy Rabbi Trust | 5,803 |
Reported balance
After 2022-03-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-03 · Exercise / conversion · Disposed 5,803 · Balance 5,803 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
| Common Stock, Par Value $0.10SEC Table I · non-derivative | Direct | 207,953 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 207,953 |
| Common Stock, Par Value $0.10SEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 60,546 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,546 F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Mr. Lichtenstein, as the Chief Executive Officer and a control person of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.
F3: On March 3, 2020, Mr. Lichtenstein was granted 17,409 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Babcock & Wilcox Enterprises, Inc.
Report date July 18, 2019 · Filed July 22, 2019
Jointly reported with Steel Partners, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 566,265 |
Reported balance
After 2019-07-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18 | IndirectBy Steel Partners Ltd. | 0 |
Reported balance
After 2019-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.
F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").
F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.
STEEL PARTNERS HOLDINGS L.P.
Report date March 07, 2025 · Filed March 11, 2025
Jointly reported with Steel Partners, Ltd., WGL Capital LLC, SPH SPV-I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units no par valueSEC Table I · non-derivative | IndirectBy SPH SPV-I LLC | 2,082,710 |
Reported balance
After 2025-03-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. |
| Common Units no par valueSEC Table I · non-derivative | Direct | 793,636 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 793,636 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Son | 20,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 5,279,428 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,279,428 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy WGL Capital LLC | 1,485,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,485,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL. |
| 6% Series A Preferred UnitsSEC Table I · non-derivative | Direct | 416,948 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 416,948 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.
Wilhelmina International, Inc.
Report date January 17, 2025 · Filed January 22, 2025
Jointly reported with Steel Partners, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 1,580,477 |
Last balance in matching sequence
After 2025-01-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HANDY & HARMAN LTD.
Report date October 12, 2017 · Filed October 17, 2017
Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-12 · Sale · Disposed 298,624 · Balance 0 F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017.
F2: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
Steel Connect LLC
Report date January 02, 2025 · Filed January 07, 2025
Jointly reported with Steel Partners, Ltd.
Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2025-01-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: Steel Partners, Ltd. | 0 |
Reported balance
After 2025-01-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").
F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.
F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.
F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.
F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 19, 2017 23:48 UTC | Steel Connect LLC MLNK · Entity 13989 | GrantCommon Stock, $0.01 par value | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,449,737 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan"). F7 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:48 UTC | Steel Connect LLC MLNK · Entity 13989 | GrantCommon Stock, $0.01 par value | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,149,737 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan"). F6 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.25 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:48 UTC | Steel Connect LLC MLNK · Entity 13989 | GrantCommon Stock, $0.01 par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849,737 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan"). F5 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date, subject to both (a) prior approval by the Issuer's shareholders of an amendment to the 2010 Plan to increase the shares available under the 2010 Plan in an amount sufficient to permit this grant and (b) the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:48 UTC | Steel Connect LLC MLNK · Entity 13989 | GrantCommon Stock, $0.01 par value | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,819,737 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan"). F4 · shares: Shares acquired are shares of restricted stock that will automatically vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date, subject to the Reporting Person's continuous service with the Issuer from the grant date through the vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:48 UTC | Steel Connect LLC MLNK · Entity 13989 | GrantCommon Stock, $0.01 par value | 2,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002921 · form409369011lic_12192017.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,549,737 F1 · security: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. F2 · kind: Shares awarded pursuant to the Issuer's 2010 Incentive Award Plan (the "2010 Plan"). F3 · shares: The shares of common stock vest in their entirety on the grant date. Read SEC document |
| November 30, 2017 Filed Jan 8, 2018 16:31 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GiftCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,771 Read SEC document |
| November 08, 2017 Filed Jan 8, 2018 16:31 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GiftCommon Stock | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,835 Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 19:42 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | Other6% Series A Preferred Units | 443,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-002433 · form404197lic_10162017.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,661 F2 · price: Acquired pursuant to the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Handy Acquisition Co., a wholly owned subsidiary of Issuer, and Handy & Harman Ltd. (the "Merger Agreement"), pursuant to which each validly tendered share of Handy & Harman Ltd. common stock was exchanged for 1.484 6.0% Series A preferred units of Issuer (the "transaction consideration"), together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the Issuer preferred units as of the end of trading on October 11, 2017. Read SEC document |
| October 12, 2017 Filed Oct 17, 2017 10:11 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | SaleCommon Stock, par value $0.01 per share | 298,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016306 · doc4.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Tendered into the exchange offer made pursuant to the June 26, 2017 Agreement and Plan of Merger by and among Issuer, Steel Partners Holdings L.P. (SPLP), and Handy Acquisition Co., a wholly owned subsidiary of SPLP (the Merger Agreement), pursuant to which each validly tendered share of Issuer common stock was exchanged for 1.484 6.0% Series A preferred units of SPLP (the transaction consideration), together with cash in lieu of any fractional SPLP preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by SPLP with the Securities and Exchange Commission on September 13, 2017 (together with any amendments and supplements thereto). The market value of the transaction consideration is $30.57, based on the trading price of the SPLP preferred units as of the end of trading on October 11, 2017. F2 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| September 20, 2017 Filed Jan 8, 2018 16:31 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GiftCommon Stock | 8,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,147 Read SEC document |
| September 01, 2017 Filed Jan 8, 2018 16:31 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GiftCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,967 Read SEC document |
| July 06, 2017 Filed Feb 14, 2018 17:43 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 7,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,201,147 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a withdrawal of Common Units from SPH SPV by certain members of SPH SPV. F2 · price: Represents a withdrawal of Common Units from SPH SPV by certain members of SPH SPV. F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| June 19, 2017 Filed Jan 8, 2018 16:31 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | GiftCommon Stock | 9,560 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000102 · form507319048_01082018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,182 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 12:01 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionStock Appreciation Right · Derivative | 27,479 | $0.00 Strike: $4.63 | $0.00 |
DisclosureSEC source: 0000921895-17-000625 · form407319001_03082017.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,479 shares Expires 2017-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation right vested in 50% increments on September 24, 2010 and March 24, 2011. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 12:01 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Disposition to issuerCommon Stock, Par Value $0.10 | 27,479 | $21.58 | $592,996.82 |
DisclosureSEC source: 0000921895-17-000625 · form407319001_03082017.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,742 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 12:01 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 27,479 | $4.63 | $127,227.77 |
DisclosureSEC source: 0000921895-17-000625 · form407319001_03082017.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Oct 16, 2017 19:42 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | Other6% Series A Preferred Units | 71,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-002433 · form404197lic_10162017.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,503 F1 · price: Acquired pursuant to the exchange offer made pursuant to the December 7, 2016 Agreement and Plan of Merger by and among Issuer, SPH Acquisition Co., a wholly owned subsidiary of Issuer, and Steel Excel Inc., as amended, pursuant to which each validly tendered share of Steel Excel Inc. common stock was exchanged for 0.712 newly issued 6.0% Series A preferred units of Issuer, together with cash in lieu of any fractional Issuer preferred units, upon the terms and subject to the conditions set forth in the prospectus/offer to exchange and the related letter of transmittal filed by Issuer with the Securities and Exchange Commission on January 9, 2017 (together with any amendments and supplements thereto). The Issuer preferred units issued in this transaction were a newly issued class of securities having a liquidation preference of $25.00 per unit. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 23:39 UTC | Steel Connect LLC MLNK · Entity 13989 | GrantCommon Stock | 49,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000030 · form409369011c_01042017.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,737 F1 · shares: Shares acquired are shares of restricted stock automatically awarded on January 3, 2017 pursuant to the ModusLink Global Solutions, Inc. Fourth Amended and Restated Director Compensation Plan, as amended. Except as otherwise provided in the plan, the shares of restricted stock vest on the first anniversary of the date of grant, provided that the reporting person remains a director of ModusLink Global Solutions, Inc. (the "Issuer") on such vesting date. F2 · ownership.direct: The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2016 Filed Jan 19, 2017 14:12 UTC | HANDY & HARMAN LTD. HNH · Entity 84450 | GiftCommon Stock, par value $0.01 per share | 3,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001337 · doc5.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,624 F1 · ownership.direct: The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 17:06 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionStock Appreciation Right · Derivative | 12,000 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0000921895-16-005739 · form407319001_09212016.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2016-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Appreciation Right vested in 50% increments on 4/06/2010 and 10/06/2010. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 17:06 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Disposition to issuerCommon Stock, Par Value $0.10 | 12,000 | $17.59 | $211,080.00 |
DisclosureSEC source: 0000921895-16-005739 · form407319001_09212016.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,920 Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 17:06 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Exercise / conversionCommon Stock, Par Value $0.10 | 12,000 | $5.63 | $67,560.00 |
DisclosureSEC source: 0000921895-16-005739 · form407319001_09212016.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2016 Filed Jan 9, 2017 17:43 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Conversion4.0625% Convertible Subordinated Debentures due 2039 · Derivative | Not disclosed | $0.00 Strike: $9.00 | $500,000.00 |
DisclosureSEC source: 0000921895-17-000044 · form407319001_01092017.xml · derivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 0 Underlying: Common Stock · 55,546 shares Expires 2039-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2016 Filed Jan 9, 2017 17:43 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | ConversionCommon Stock, Par Value $0.10 | 55,546 | $9.00 | $499,914.00 |
DisclosureSEC source: 0000921895-17-000044 · form407319001_01092017.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 60,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
| July 29, 2014 Filed Jan 9, 2017 17:43 UTC | AEROJET ROCKETDYNE HOLDINGS, INC. AJRD · Entity 111042 | Purchase4.0625% Convertible Subordinated Debentures due 2039 · Derivative | Not disclosed | $1,005,294.00 Strike: $9.00 | $500,000.00 |
DisclosureSEC source: 0000921895-17-000044 · form407319001_01092017.xml · derivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 55,546 Underlying: Common Stock · 55,546 shares Expires 2039-12-31 F1 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.