Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director · CEO | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Arling Family Trust | 306,498 |
Last balance in matching sequence
After 2025-04-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-04-30 · Exercise / conversion · Acquired 42,843 · Balance 324,427 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. Row 2 · 2025-04-30 · Tax withholding · Disposed 17,929 · Balance 306,498 F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-04-30 · Exercise / conversion · Disposed 42,843 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. |
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
| Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible security | Direct | 366,235 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 366,235 F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F8: This figure represents an aggregate number of stock options held by Reporting Person. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,000 F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant. F11: This figure represents an aggregate number of performance stock units held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F8: This figure represents an aggregate number of stock options held by Reporting Person.
F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F11: This figure represents an aggregate number of performance stock units held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2020 Filed Nov 16, 2020 22:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 889 | $45.53 | $40,471.73 |
DisclosureSEC source: 0001209191-20-058527 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,577 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-058527 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| November 08, 2020 Filed Nov 9, 2020 22:39 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057485 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,153 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2020 Filed Nov 9, 2020 22:39 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 617 | $41.45 | $25,571.57 |
DisclosureSEC source: 0001209191-20-057485 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,465 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 08, 2020 Filed Nov 9, 2020 22:39 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-057485 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 21:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046822 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,543 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 21:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 889 | $45.07 | $40,067.23 |
DisclosureSEC source: 0001209191-20-046822 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,692 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 21:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-046822 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 19:33 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046091 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,544 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 19:33 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 617 | $45.58 | $28,119.78 |
DisclosureSEC source: 0001209191-20-046091 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,580 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 19:33 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-046091 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| May 13, 2020 Filed May 14, 2020 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029108 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,934 Underlying: Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 13, 2020 Filed May 14, 2020 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 889 | $37.41 | $33,257.49 |
DisclosureSEC source: 0001209191-20-029108 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,807 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Companies applicable Stock Incentive Plan. Read SEC document |
| May 13, 2020 Filed May 14, 2020 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029108 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028436 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,936 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 617 | $35.79 | $22,082.43 |
DisclosureSEC source: 0001209191-20-028436 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,694 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028436 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| February 13, 2020 Filed Feb 15, 2020 00:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 8,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009827 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,326 Underlying: Common Stock · 8,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F8 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F8 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 13, 2020 Filed Feb 15, 2020 00:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 3,558 | $45.89 | $163,276.62 |
DisclosureSEC source: 0001209191-20-009827 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,921 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Companies applicable Stock Incentive Plan. Read SEC document |
| February 13, 2020 Filed Feb 15, 2020 00:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 8,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009827 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmp Stock Option (Rt. to Buy) · Derivative | 59,320 | $46.17 Strike: $46.17 | $2,738,804.40 |
DisclosureSEC source: 0001209191-20-009827 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,920 Underlying: Common Stock · 59,320 shares Expires 2027-02-12 F5 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F6 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F6 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 22,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009827 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,332 Underlying: Common Stock · 22,740 shares Expires not disclosed F4 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter. F4 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter. F4 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter. Read SEC document |
| February 08, 2020 Filed Feb 12, 2020 00:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008514 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,592 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2020 Filed Feb 12, 2020 00:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008514 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,982 Underlying: Common Stock · 996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2020 Filed Feb 12, 2020 00:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 606 | $46.95 | $28,451.70 |
DisclosureSEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,473 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2020 Filed Feb 12, 2020 00:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| February 08, 2020 Filed Feb 12, 2020 00:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 491 | $46.95 | $23,052.45 |
DisclosureSEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,689 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2020 Filed Feb 12, 2020 00:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 17:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056279 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,978 Underlying: Common Stock · 1,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 17:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056279 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,369 Underlying: Common Stock · 996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 17:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 618 | $57.94 | $35,806.92 |
DisclosureSEC source: 0001209191-19-056279 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,184 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 17:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056279 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 17:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 442 | $57.94 | $25,609.48 |
DisclosureSEC source: 0001209191-19-056279 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,411 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 17:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056279 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045456 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,365 Underlying: Common Stock · 1,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045456 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,756 Underlying: Common Stock · 997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 618 | $42.60 | $26,323.71 |
DisclosureSEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,857 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 443 | $42.60 | $18,869.59 |
DisclosureSEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,084 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028650 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,753 Underlying: Common Stock · 1,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028650 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,144 Underlying: Common Stock · 997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 618 | $44.43 | $27,457.74 |
DisclosureSEC source: 0001209191-19-028650 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,530 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028650 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 443 | $44.43 | $19,682.49 |
DisclosureSEC source: 0001209191-19-028650 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,757 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028650 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmp Stock Option (Rt. to Buy) · Derivative | 63,230 | $27.07 Strike: $27.07 | $1,711,319.95 |
DisclosureSEC source: 0001209191-19-010520 · doc4.xml · derivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,600 Underlying: Common Stock · 63,230 shares Expires 2026-02-13 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13,2020, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 24,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010520 · doc4.xml · derivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141 Underlying: Common Stock · 24,015 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13,2020, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13,2020, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13,2020, and 8.33% quarterly thereafter. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 5,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009340 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,126 Underlying: Common Stock · 5,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009340 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,688 Underlying: Common Stock · 997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.