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ARLING PAUL D

Disclosed activity across 1 company

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80320
SEC CIK
0001216543

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366Director · CEOApril 30, 2025May 01, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date April 30, 2025 · Filed May 01, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Arling Family Trust306,498 Last balance in matching sequence After 2025-04-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-04-30 · Exercise / conversion · Acquired 42,843 · Balance 324,427

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Row 2 · 2025-04-30 · Tax withholding · Disposed 17,929 · Balance 306,498

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-04-30 · Exercise / conversion · Disposed 42,843 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Common StockSEC Table I · non-derivativeDirect1,800 Reported balance Holding disclosure · report date 2025-04-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,800

Common StockSEC Table I · non-derivativeIndirectBy Spouse1,000 Reported balance Holding disclosure · report date 2025-04-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,000

Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible securityDirect366,235 Reported balance Holding disclosure · report date 2025-04-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 366,235

F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F8: This figure represents an aggregate number of stock options held by Reporting Person.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect36,000 Reported balance Holding disclosure · report date 2025-04-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 36,000

F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F11: This figure represents an aggregate number of performance stock units held by Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F8: This figure represents an aggregate number of stock options held by Reporting Person.

F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F11: This figure represents an aggregate number of performance stock units held by Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 2,456 $27.36 $67,183.88
Disclosure

SEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,203

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 5,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 460 $27.36 $12,583.30
Disclosure

SEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,097

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000732 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,685

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 604 $24.81 $14,985.24
Disclosure

SEC source: 0001209191-19-000732 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,560

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000732 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:19 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058112 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,901

Underlying: Common Stock · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:19 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 524 $32.62 $17,092.88
Disclosure

SEC source: 0001209191-18-058112 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,948

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:19 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058112 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053129 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,898

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 640 $39.65 $25,372.80
Disclosure

SEC source: 0001209191-18-053129 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,475

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053129 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:38 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046157 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,114

Underlying: Common Stock · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:38 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 524 $42.73 $22,387.90
Disclosure

SEC source: 0001209191-18-046157 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,899

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:38 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046157 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:23 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040605 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,111

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:23 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 640 $32.88 $21,040.00
Disclosure

SEC source: 0001209191-18-040605 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,426

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:23 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040605 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
May 08, 2018 Filed May 9, 2018 22:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028990 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,327

Underlying: Common Stock · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2018 Filed May 9, 2018 22:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 524 $29.40 $15,405.60
Disclosure

SEC source: 0001209191-18-028990 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,850

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 08, 2018 Filed May 9, 2018 22:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028990 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022828 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,324

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 640 $52.43 $33,552.00
Disclosure

SEC source: 0001209191-18-022828 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,377

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022828 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009546 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,523

Underlying: Common Stock · 1,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 535 $43.50 $23,272.50
Disclosure

SEC source: 0001209191-18-009546 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,801

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009546 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 3,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009241 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,540

Underlying: Common Stock · 3,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 2,089 $44.95 $93,900.55
Disclosure

SEC source: 0001209191-18-009241 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,319

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 3,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009241 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantEmp Stock Option (Rt. to Buy) · Derivative 52,595 $44.95 Strike: $44.95 $2,364,145.25
Disclosure

SEC source: 0001209191-18-009151 · doc4.xml · derivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,370

Underlying: Common Stock · 52,595 shares

Expires 2025-02-08

F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. These Stock Options have a 7 year life.

F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 16,685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009151 · doc4.xml · derivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,526

Underlying: Common Stock · 16,685 shares

Expires not disclosed

F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter.

F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter.

F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001050 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,841

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 716 $47.00 $33,652.00
Disclosure

SEC source: 0001209191-18-001050 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,422

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001050 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
November 12, 2017 Filed Nov 13, 2017 22:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060392 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,057

Underlying: Common Stock · 1,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 12, 2017 Filed Nov 13, 2017 22:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 561 $51.88 $29,101.88
Disclosure

SEC source: 0001209191-17-060392 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,922

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 12, 2017 Filed Nov 13, 2017 22:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060392 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055285 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,074

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 671 $63.83 $42,826.58
Disclosure

SEC source: 0001209191-17-055285 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,466

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055285 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
August 12, 2017 Filed Aug 14, 2017 22:17 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-048808 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,290

Underlying: Common Stock · 1,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 12, 2017 Filed Aug 14, 2017 22:17 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 561 $58.90 $33,042.90
Disclosure

SEC source: 0001209191-17-048808 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,921

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 12, 2017 Filed Aug 14, 2017 22:17 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-048808 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:18 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043310 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,307

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:18 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 672 $67.21 $45,165.46
Disclosure

SEC source: 0001209191-17-043310 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,465

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:18 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043310 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:02 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032370 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,524

Underlying: Common Stock · 1,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:02 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 561 $64.13 $35,974.13
Disclosure

SEC source: 0001209191-17-032370 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,920

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.