Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director · CEO | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Arling Family Trust | 306,498 |
Last balance in matching sequence
After 2025-04-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-04-30 · Exercise / conversion · Acquired 42,843 · Balance 324,427 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. Row 2 · 2025-04-30 · Tax withholding · Disposed 17,929 · Balance 306,498 F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-04-30 · Exercise / conversion · Disposed 42,843 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. |
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
| Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible security | Direct | 366,235 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 366,235 F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F8: This figure represents an aggregate number of stock options held by Reporting Person. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,000 F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant. F11: This figure represents an aggregate number of performance stock units held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F8: This figure represents an aggregate number of stock options held by Reporting Person.
F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F11: This figure represents an aggregate number of performance stock units held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 2,456 | $27.36 | $67,183.88 |
DisclosureSEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,203 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 5,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 460 | $27.36 | $12,583.30 |
DisclosureSEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,097 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009340 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000732 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,685 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 604 | $24.81 | $14,985.24 |
DisclosureSEC source: 0001209191-19-000732 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,560 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000732 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058112 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,901 Underlying: Common Stock · 997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 524 | $32.62 | $17,092.88 |
DisclosureSEC source: 0001209191-18-058112 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,948 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058112 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053129 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,898 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 640 | $39.65 | $25,372.80 |
DisclosureSEC source: 0001209191-18-053129 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,475 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053129 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046157 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,114 Underlying: Common Stock · 997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 524 | $42.73 | $22,387.90 |
DisclosureSEC source: 0001209191-18-046157 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,899 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046157 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040605 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,111 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 640 | $32.88 | $21,040.00 |
DisclosureSEC source: 0001209191-18-040605 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,426 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040605 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028990 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,327 Underlying: Common Stock · 997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 524 | $29.40 | $15,405.60 |
DisclosureSEC source: 0001209191-18-028990 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,850 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028990 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 19:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022828 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,324 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 19:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 640 | $52.43 | $33,552.00 |
DisclosureSEC source: 0001209191-18-022828 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,377 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 19:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022828 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009546 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,523 Underlying: Common Stock · 1,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 535 | $43.50 | $23,272.50 |
DisclosureSEC source: 0001209191-18-009546 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,801 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009546 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:57 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009241 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,540 Underlying: Common Stock · 3,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:57 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 2,089 | $44.95 | $93,900.55 |
DisclosureSEC source: 0001209191-18-009241 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,319 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:57 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009241 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmp Stock Option (Rt. to Buy) · Derivative | 52,595 | $44.95 Strike: $44.95 | $2,364,145.25 |
DisclosureSEC source: 0001209191-18-009151 · doc4.xml · derivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,370 Underlying: Common Stock · 52,595 shares Expires 2025-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 16,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009151 · doc4.xml · derivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,526 Underlying: Common Stock · 16,685 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001050 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,841 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 716 | $47.00 | $33,652.00 |
DisclosureSEC source: 0001209191-18-001050 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,422 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001050 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060392 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,057 Underlying: Common Stock · 1,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 561 | $51.88 | $29,101.88 |
DisclosureSEC source: 0001209191-17-060392 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,922 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060392 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055285 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,074 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 671 | $63.83 | $42,826.58 |
DisclosureSEC source: 0001209191-17-055285 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,466 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055285 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| August 12, 2017 Filed Aug 14, 2017 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048808 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,290 Underlying: Common Stock · 1,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 12, 2017 Filed Aug 14, 2017 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 561 | $58.90 | $33,042.90 |
DisclosureSEC source: 0001209191-17-048808 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,921 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 12, 2017 Filed Aug 14, 2017 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048808 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043310 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,307 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 672 | $67.21 | $45,165.46 |
DisclosureSEC source: 0001209191-17-043310 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,465 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043310 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:02 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032370 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,524 Underlying: Common Stock · 1,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:02 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 561 | $64.13 | $35,974.13 |
DisclosureSEC source: 0001209191-17-032370 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,920 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.