Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director · CEO | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Arling Family Trust | 306,498 |
Last balance in matching sequence
After 2025-04-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-04-30 · Exercise / conversion · Acquired 42,843 · Balance 324,427 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. Row 2 · 2025-04-30 · Tax withholding · Disposed 17,929 · Balance 306,498 F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-04-30 · Exercise / conversion · Disposed 42,843 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. |
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
| Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible security | Direct | 366,235 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 366,235 F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F8: This figure represents an aggregate number of stock options held by Reporting Person. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,000 F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant. F11: This figure represents an aggregate number of performance stock units held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F8: This figure represents an aggregate number of stock options held by Reporting Person.
F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F11: This figure represents an aggregate number of performance stock units held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2022 Filed May 13, 2022 19:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 645 | $27.11 | $17,485.95 |
DisclosureSEC source: 0001209191-22-028827 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 234,276 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 11, 2022 Filed May 13, 2022 19:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028827 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnot #2) Disclosed balance after: 234,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · derivative · entry 12 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,762 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 947 | $35.32 | $33,448.04 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · nonDerivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 233,448 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · nonDerivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 234,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | OtherEmployee Stock Option (Rt to Buy) · Derivative | 32,295 | $65.54 Strike: $65.54 | $2,116,614.30 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · derivative · entry 11 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,520 Underlying: Common Stock · 32,295 shares Expires 2022-02-12 F6 · shares: These Stock Options expired without exercise. F7 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · derivative · entry 10 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,763 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 897 | $35.32 | $31,682.04 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 232,394 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 233,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 5,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · derivative · entry 9 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,658 Underlying: Common Stock · 5,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 2,936 | $35.32 | $103,699.52 |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 231,396 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 5,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009687 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnot #2) Disclosed balance after: 234,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmp Stock Option (Rt. to Buy) · Derivative | 70,610 | $34.56 Strike: $34.56 | $2,439,928.55 |
DisclosureSEC source: 0001209191-22-008828 · doc4.xml · derivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,815 Underlying: Common Stock · 70,610 shares Expires 2029-02-10 F3 · security: Stock Option Grant was approved by the Compensation Committee of the Board of Directors on December 30, 2021 and ratified and approved by the Board of Directors on February 10, 2022, and granted on February 10, 2022. The Stock Options will vest over a 3-year vesting schedule of 33.33% on February 10, 2023, and 8.33% quarterly thereafter, and will expire on February 10, 2029. F4 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F4 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:11 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 30,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008828 · doc4.xml · derivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,548 Underlying: Common Stock · 30,385 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 30,2021 and ratified and approved by the Board of Directors on February 10, 2022, and granted on February 10, 2022. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 10, 2023, and 8.33% quarterly thereafter. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 30,2021 and ratified and approved by the Board of Directors on February 10, 2022, and granted on February 10, 2022. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 10, 2023, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 30,2021 and ratified and approved by the Board of Directors on February 10, 2022, and granted on February 10, 2022. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 10, 2023, and 8.33% quarterly thereafter. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 32,200 | $20.09 Strike: $20.09 | $646,737.00 |
DisclosureSEC source: 0001209191-21-071529 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,205 Underlying: Common · 32,200 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 23,522 | $41.16 | $968,047.91 |
DisclosureSEC source: 0001209191-21-071529 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - See Footnote #2 Disclosed balance after: 228,442 F3 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 8,678 shares of common stock on net exercise of options to purchase 32,200 shares of common stock. The Company withheld 23,522 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 28, 2021 of $41.155 pursuant to the terms of the applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 32,200 | $20.09 | $646,737.00 |
DisclosureSEC source: 0001209191-21-071529 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - See Footnote #2 Disclosed balance after: 251,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064570 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,163 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 947 | $39.18 | $37,103.46 |
DisclosureSEC source: 0001209191-21-064570 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 219,764 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064570 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 220,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064570 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,164 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 897 | $39.18 | $35,144.46 |
DisclosureSEC source: 0001209191-21-064570 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 218,710 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-064570 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 219,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051660 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,059 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 947 | $49.74 | $47,099.05 |
DisclosureSEC source: 0001209191-21-051660 · doc4.xml · nonDerivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 217,712 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-051660 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 218,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051660 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,060 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 897 | $49.23 | $44,159.31 |
DisclosureSEC source: 0001209191-21-051660 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 216,658 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-051660 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 217,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 13, 2021 Filed May 14, 2021 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032856 · doc4.xml · derivative · entry 9 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,955 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 13, 2021 Filed May 14, 2021 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 947 | $46.62 | $44,149.14 |
DisclosureSEC source: 0001209191-21-032856 · doc4.xml · nonDerivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #1) Disclosed balance after: 215,660 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F1 · ownership.direct: These shares are held by the Arling Family Trust. All of the shares now being reported as held indirectly by the Trust (except for those shares newly acquired in the transaction reported on this Form 4) were previously reported as held directly by the Reporting Person in prior reports. Read SEC document |
| May 13, 2021 Filed May 14, 2021 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-032856 · doc4.xml · nonDerivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #1) Disclosed balance after: 216,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F1 · ownership.direct: These shares are held by the Arling Family Trust. All of the shares now being reported as held indirectly by the Trust (except for those shares newly acquired in the transaction reported on this Form 4) were previously reported as held directly by the Reporting Person in prior reports. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032856 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 897 | $47.07 | $42,221.79 |
DisclosureSEC source: 0001209191-21-032856 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #1) Disclosed balance after: 214,606 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F1 · ownership.direct: These shares are held by the Arling Family Trust. All of the shares now being reported as held indirectly by the Trust (except for those shares newly acquired in the transaction reported on this Form 4) were previously reported as held directly by the Reporting Person in prior reports. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-032856 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #1) Disclosed balance after: 215,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F1 · ownership.direct: These shares are held by the Arling Family Trust. All of the shares now being reported as held indirectly by the Trust (except for those shares newly acquired in the transaction reported on this Form 4) were previously reported as held directly by the Reporting Person in prior reports. Read SEC document |
| February 13, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · derivative · entry 9 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,851 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F7 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F7 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 13, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 947 | $59.67 | $56,507.49 |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,408 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Companies applicable Stock Incentive Plan. Read SEC document |
| February 13, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 7,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,852 Underlying: Common Stock · 7,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F7 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F7 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 3,613 | $59.67 | $215,587.71 |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,354 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Companies applicable Stock Incentive Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 7,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmp Stock Option (Rt. to Buy) · Derivative | 43,805 | $59.43 Strike: $59.43 | $2,603,331.15 |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,405 Underlying: Common Stock · 43,805 shares Expires 2028-02-11 F5 · security: Stock Option Grant was approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021, and granted on February 11, 2021. The Stock Options will vest over a 3-year vesting schedule of 33.33% on February 11, 2022, and 8.33% quarterly thereafter, and will expire on February 11, 2028. F6 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F6 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 19:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 17,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010660 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,432 Underlying: Common Stock · 17,670 shares Expires not disclosed F4 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021, and granted on February 11, 2021. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 11, 2022, and 8.33% quarterly thereafter. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021, and granted on February 11, 2021. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 11, 2022, and 8.33% quarterly thereafter. F4 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021, and granted on February 11, 2021. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 11, 2022, and 8.33% quarterly thereafter. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008963 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,762 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 731 | $56.49 | $41,290.54 |
DisclosureSEC source: 0001209191-21-008963 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,387 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-008963 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 23:03 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 51,320 | $35.28 Strike: $35.28 | $1,810,313.00 |
DisclosureSEC source: 0001209191-20-065239 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,600 Underlying: Common · 51,320 shares Expires 2021-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 23:03 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 42,169 | $51.96 | $2,190,890.40 |
DisclosureSEC source: 0001209191-20-065239 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,728 F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,151 shares of common stock on net exercise of options to purchase 51,320 shares of common stock. The Company withheld 42,169 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 23, 2020 of $51,955 pursuant to the terms of the applicable Stock Incentive Plan. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 23:03 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 51,320 | $35.28 | $1,810,313.00 |
DisclosureSEC source: 0001209191-20-065239 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058527 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,152 Underlying: Common Stock · 2,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.