Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director · CEO | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Arling Family Trust | 306,498 |
Last balance in matching sequence
After 2025-04-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-04-30 · Exercise / conversion · Acquired 42,843 · Balance 324,427 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. Row 2 · 2025-04-30 · Tax withholding · Disposed 17,929 · Balance 306,498 F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-04-30 · Exercise / conversion · Disposed 42,843 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. |
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
| Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible security | Direct | 366,235 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 366,235 F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F8: This figure represents an aggregate number of stock options held by Reporting Person. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,000 |
Reported balance
Holding disclosure · report date 2025-04-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,000 F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant. F11: This figure represents an aggregate number of performance stock units held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F8: This figure represents an aggregate number of stock options held by Reporting Person.
F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F11: This figure represents an aggregate number of performance stock units held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2023 Filed Nov 13, 2023 19:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 259,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 23:01 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 2,547 | $9.85 | $25,075.98 |
DisclosureSEC source: 0001209191-23-045492 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 22:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045701 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,683 Underlying: Common Stock · 1,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 22:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 616 | $9.59 | $5,907.44 |
DisclosureSEC source: 0001209191-23-045701 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 256,615 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 22:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-045701 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 257,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 11, 2023 Filed Dec 5, 2024 16:46 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 2,547 | $9.85 | $25,075.98 |
DisclosureSEC source: 0000101984-24-000184 · wk-form4a_1733417193.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,347 Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:01 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045492 · doc4.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,155 Underlying: Common Stock · 2,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:01 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 7,453 | $9.97 | $74,306.41 |
DisclosureSEC source: 0001209191-23-045492 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,253 Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:01 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,059 | $10.17 | $10,764.74 |
DisclosureSEC source: 0001209191-23-045492 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 255,759 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:01 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-045492 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 256,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 10, 2023 Filed Dec 5, 2024 16:46 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000184 · wk-form4a_1733417193.xml · derivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,155 Underlying: Common Stock · 2,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| August 10, 2023 Filed Dec 5, 2024 16:46 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 10,000 | $9.98 | $99,778.00 |
DisclosureSEC source: 0000101984-24-000184 · wk-form4a_1733417193.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F5 · shares: This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price. F5 · price: This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price. Read SEC document |
| August 10, 2023 Filed Dec 5, 2024 16:46 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,059 | $10.17 | $10,764.74 |
DisclosureSEC source: 0000101984-24-000184 · wk-form4a_1733417193.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Arling Family Trust Disclosed balance after: 255,759 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. Read SEC document |
| August 10, 2023 Filed Dec 5, 2024 16:46 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000184 · wk-form4a_1733417193.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Arling Family Trust Disclosed balance after: 256,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029476 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,687 Underlying: Common Stock · 1,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 616 | $8.58 | $5,282.20 |
DisclosureSEC source: 0001209191-23-029476 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 254,286 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029476 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 254,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 10, 2023 Filed May 12, 2023 17:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028940 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,159 Underlying: Common Stock · 2,533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 10, 2023 Filed May 12, 2023 17:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,060 | $8.55 | $9,063.00 |
DisclosureSEC source: 0001209191-23-028940 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 253,430 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 10, 2023 Filed May 12, 2023 17:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-028940 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 254,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · derivative · entry 11 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,692 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 793 | $24.41 | $19,353.17 |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · nonDerivative · entry 6 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 251,957 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · nonDerivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 252,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · derivative · entry 10 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,587 Underlying: Common Stock · 1,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 616 | $24.41 | $15,033.48 |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 250,855 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnot #2) Disclosed balance after: 251,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 10,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · derivative · entry 9 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,060 Underlying: Common Stock · 10,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 4,435 | $24.41 | $108,236.18 |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 249,998 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 10,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009397 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 254,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmp Stock Option (Rt. to Buy) · Derivative | 129,270 | $24.77 Strike: $24.77 | $3,201,371.55 |
DisclosureSEC source: 0001209191-23-008844 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,075 Underlying: Common Stock · 129,270 shares Expires 2030-02-09 F4 · security: Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Stock Options will vest over a 3-year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter, and will expire on February 9, 2030. F5 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F5 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 56,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008844 · doc4.xml · derivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,188 Underlying: Common Stock · 56,530 shares Expires not disclosed F2 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. F2 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 57,800 | $19.25 Strike: $19.25 | $1,112,361.00 |
DisclosureSEC source: 0001209191-22-059850 · doc4.xml · derivative · entry 5 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,720 Underlying: Common · 57,800 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 52,622 | $22.90 | $1,205,043.80 |
DisclosureSEC source: 0001209191-22-059850 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - See Footnote #2 Disclosed balance after: 244,305 F3 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 5,178 shares of common stock on net exercise of options to purchase 57,800 shares of common stock. The Company withheld 52,622 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the high/low average stock price on December 2, 2022 of $22.90 pursuant to the terms of the applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 57,800 | $19.25 | $1,112,361.00 |
DisclosureSEC source: 0001209191-22-059850 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust - See Footnote #2 Disclosed balance after: 296,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 12, 2022 Filed Nov 14, 2022 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056694 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,658 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2022 Filed Nov 14, 2022 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 830 | $21.89 | $18,168.70 |
DisclosureSEC source: 0001209191-22-056694 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 239,127 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 12, 2022 Filed Nov 14, 2022 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-056694 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 239,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056694 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,553 Underlying: Common Stock · 1,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 645 | $21.89 | $14,119.05 |
DisclosureSEC source: 0001209191-22-056694 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 238,062 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-056694 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnot #2) Disclosed balance after: 238,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 23:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045889 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,026 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 23:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 830 | $24.53 | $20,355.75 |
DisclosureSEC source: 0001209191-22-045889 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 237,234 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 23:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-045889 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 238,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 23:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045889 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,921 Underlying: Common Stock · 1,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 23:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 645 | $24.45 | $15,770.25 |
DisclosureSEC source: 0001209191-22-045889 · doc4.xml · nonDerivative · entry 2 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 236,169 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 23:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-045889 · doc4.xml · nonDerivative · entry 1 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnot #2) Disclosed balance after: 236,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028827 · doc4.xml · derivative · entry 8 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,394 Underlying: Common Stock · 1,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 830 | $26.70 | $22,161.00 |
DisclosureSEC source: 0001209191-22-028827 · doc4.xml · nonDerivative · entry 4 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 235,341 F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028827 · doc4.xml · nonDerivative · entry 3 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (See Footnote #2) Disclosed balance after: 236,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. Read SEC document |
| May 11, 2022 Filed May 13, 2022 19:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028827 · doc4.xml · derivative · entry 7 ARLING PAUL D · CIK 0001216543 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,289 Underlying: Common Stock · 1,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.