PACIFIC INVESTMENT MANAGEMENT CO LLC

SEC source: 0000899243-22-021085 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,965,425

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.2800 to $37.3374, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 233,657 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-021085 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,129,951

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.4250 to $37.4816, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 233,657 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-020807 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,872,541

F1 · ownership.nature: The Reporting Person is the investment adviser to certain investment advisory clients and discretionary accounts that hold the shares reported herein. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-019924 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,330,515

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-019924 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,369,780

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-019401 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,430,515

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 92,009 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-019166 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,574,278

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 4,012 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018670 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,580,547

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 543,979 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018670 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,814,721

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.4928 to $35.9369, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 543,979 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018267 · doc4.xml · nonDerivative · entry 5

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,524,975

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018267 · doc4.xml · nonDerivative · entry 4

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,564,200

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018267 · doc4.xml · nonDerivative · entry 3

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,741,794

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-017006 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 879,012

F1 · price: Pursuant to that certain Amended and Restated Reimbursement Agreement, dated as of December 30, 2021 (the "Reimbursement Agreement"), by and among CO Finance LVS VI LLC, a Delaware limited liability company ("COF"), U.S. Bank National Association, Alter Domus (US) LLC, and the Issuer, the Issuer agreed to issue certain Equity Fees to COF or its designee, OC III LVS XXVIII LP, a Delaware limited partnership ("OC III"). Pursuant to the terms of the Reimbursement Agreement, the Issuer issued to an affiliate of OC III 185,935 shares of common stock on May 3, 2022. No cash consideration was required to be paid by the Reporting Person, COF, OC III or any of the other private investment vehicles managed by the Reporting Person in connection with the acquistion of such shares of common stock pursuant to the terms of the Reimbursement Agreement.

F2 · ownership.nature: The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III, which holds 879,012 shares of common stock, warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020, as amended), warrants to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021, as amended), and a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on April 4, 2022). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018267 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,810,704

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-018267 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,850,416

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-014007 · doc4.xml · derivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3

Underlying: Common Stock · 1,367,338 shares

Expires 2032-04-04

F1 · shares: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on April 4, 2022). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F1 · price: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on April 4, 2022). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F2 · derivative.underlying_shares: The amount reflected above is estimated based on 27,346,760 outstanding shares of Common Stock of the Issuer on a fully-diluted basis as of March 31, 2022, as provided by the Issuer to the Reporting Person, assuming hypothetically that the warrant was exercised on such date. The number of shares that will actually be issued upon exercise of the warrant will not be known with certainty until the time such warrant is exercised. The number of shares of Common Stock of the Issuer actually issued upon exercise of this warrant may be materially different than the number of shares reflected in this report.

F3 · balance_after: In addition to the warrant referred to in footnote (1) above, certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor holds (a) a warrant to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020, as amended) and (b) a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021, as amended). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F1 · ownership.nature: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on April 4, 2022). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-013817 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,882,651

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 896 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-012994 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,884,051

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 13,758 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-012994 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,890,027

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 13,758 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-004651 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 693,077

F1 · price: Pursuant to that certain Amended and Restated Reimbursement Agreement, dated as of December 30, 2021 (the "Reimbursement Agreement"), by and among CO Finance LVS VI LLC, a Delaware limited liability company ("COF"), U.S. Bank National Association, Alter Domus (US) LLC, and the Issuer, the Issuer agreed to issue certain Equity Fees to COF or its designee, OC III LVS XXVIII LP, a Delaware limited partnership ("OC III"). Pursuant to the terms of the Reimbursement Agreement, the Issuer issued to an affiliate of OC III 285,119 shares of common stock on February 1, 2022. No cash consideration was required to be paid by the Reporting Person, COF, OC III or any of the other private investment vehicles managed by the Reporting Person in connection with the acquistion of such shares of common stock pursuant to the terms of the Reimbursement Agreement.

F2 · ownership.nature: The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III, which holds 693,077 shares of common stock, warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020) and warrants to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-22-000724 · doc4.xml · derivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2

Underlying: Common Stock · 1,307,788 shares

Expires 2031-12-30

F1 · shares: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F1 · price: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F2 · derivative.underlying_shares: The amount reflected above is estimated based on 24,847,977 outstanding shares of Common Stock of the Issuer on a fully-diluted basis as of December 30, 2021, as provided by the Issuer to the Reporting Person, assuming hypothetically that the warrant was exercised on such date. The number of shares that will actually be issued upon exercise of the warrant will not be known with certainty until the time such warrant is exercised. The number of shares of Common Stock of the Issuer actually issued upon exercise of this warrant may be materially different than the number of shares reflected in this report.

F3 · balance_after: In addition to the warrant referred to in footnote (1) above, certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor holds a warrant to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F1 · ownership.nature: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-044657 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,905,547

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-043638 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 105,433,653

F1 · ownership.nature: The Reporting Person is the investment adviser to certain investment advisory clients and discretionary accounts that hold the shares reported herein. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-042875 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 407,958

F1 · price: Pursuant to that certain Reimbursement Agreement, dated as of July 30, 2021 (the "Reimbursement Agreement"), by and among CO Finance LVS VI LLC, a Delaware limited liability company ("COF"), U.S. Bank National Association, Alter Domus (US) LLC, and the Issuer, the Issuer agreed to issue certain Equity Fees to COF or its designee, OC III LVS XII LP, a Delaware limited partnership ("OC III"). Pursuant to the terms of the Reimbursement Agreement, the Issuer issued to OC III 222,306 shares of Common Stock on November 1, 2021. No cash consideration was required to be paid by the Reporting Person, COF, OC III or any of the other private investment vehicles managed by the Reporting Person in connection with the acquistion of such shares of Common Stock pursuant to the terms of the Reimbursement Agreement.

F2 · ownership.nature: The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III, which holds 407,958 shares of common stock and warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-041711 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,909,864

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 736,019 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-041711 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,912,892

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 736,019 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-041427 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,912,892

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 22,000 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-040648 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,942,892

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-040136 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,959,221

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 4,134 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-039926 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,965,002

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 46,702 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-039844 · doc4.xml · derivative · entry 2

TOBI III SPE I LLC · CIK 0001792715 · Director · 10% owner

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · Director · 10% owner

LVS III Holding LP · CIK 0001792718 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,493,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Series A Preferred Stock was not convertible until Velocity Financial, Inc. (the "Issuer") obtained stockholder approval, which was obtained on August 13, 2020, following which the Series A Preferred Stock became convertible into shares of Common Stock, at the option of TOBI (or a permitted transferee) at an initial conversion price of $3.85 per share of Common Stock, equivalent to an initial conversion rate of 259.74, subject to customary anti-dilution adjustments. In addition, the Series A Preferred Stock was subject to conversion at the option of the Issuer after October 7, 2021 in accordance with the terms thereof. On October 8, 2021, the Issuer exercised its option to mandatorily convert all shares of Series A Preferred Stock then outstanding.

F3 · derivative.expiration_date: The Series A Preferred Stock has no expiration date.

F1 · ownership.direct: TOBI III SPE I LLC, a Delaware limited liability company ("TOBI"), is the direct holder of the Issuer's securities. TOBI was formed solely for the purpose of investing in the Issuer. LVS III Holding LP, a Delaware limited partnership ("LVS"), is the sole member of TOBI and operates as a pooled investment fund and invests (among other things) in operating companies. PIMCO GP XVII, LLC, a Delaware limited liability company ("PIMCO GP"), is the sole general partner of LVS. Pacific Investment Management Company LLC is the sole managing member of PIMCO GP, retains a pecuniary interest therein, and has the power to make voting and investment decisions regarding the securities of the Issuer held by TOBI. The signatory below executes this Form 4 on behalf of each Reporting Person as an Executive Vice President of PIMCO.

SEC source: 0000899243-21-039844 · doc4.xml · nonDerivative · entry 1

TOBI III SPE I LLC · CIK 0001792715 · Director · 10% owner

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · Director · 10% owner

LVS III Holding LP · CIK 0001792718 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,963,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: TOBI III SPE I LLC, a Delaware limited liability company ("TOBI"), is the direct holder of the Issuer's securities. TOBI was formed solely for the purpose of investing in the Issuer. LVS III Holding LP, a Delaware limited partnership ("LVS"), is the sole member of TOBI and operates as a pooled investment fund and invests (among other things) in operating companies. PIMCO GP XVII, LLC, a Delaware limited liability company ("PIMCO GP"), is the sole general partner of LVS. Pacific Investment Management Company LLC is the sole managing member of PIMCO GP, retains a pecuniary interest therein, and has the power to make voting and investment decisions regarding the securities of the Issuer held by TOBI. The signatory below executes this Form 4 on behalf of each Reporting Person as an Executive Vice President of PIMCO.

SEC source: 0000899243-21-039926 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,975,893

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 46,702 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-039594 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,030,320

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 22,951 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-039594 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,037,420

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 22,951 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-039191 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,062,420

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.9598 to $28.501, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 55,270 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-039191 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,087,351

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 55,270 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-038682 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,139,721

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.87 to $26.945, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 13,943 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-038682 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,158,621

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 13,943 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-041486 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 105,495,446

F1 · kind: Reflects the termination of a discretionary sub-advisory agreement with respect to entities and accounts for which the Reporting Person is the investment adviser. Under that sub-advisory agreement, a third party sub-advisor had control over the investments of those entities and accounts. As a result of the termination of that sub-advisory agreement, the Reporting Person now has control over investments made by those entities and accounts.

F1 · price: Reflects the termination of a discretionary sub-advisory agreement with respect to entities and accounts for which the Reporting Person is the investment adviser. Under that sub-advisory agreement, a third party sub-advisor had control over the investments of those entities and accounts. As a result of the termination of that sub-advisory agreement, the Reporting Person now has control over investments made by those entities and accounts.

F2 · ownership.nature: The Reporting Person is the investment adviser to certain investment advisory clients and discretionary accounts that hold the shares reported herein. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-036916 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,872,541

F1 · kind: Reflects a transfer of 182,893 shares of the Issuer's common stock (the "Transferred Shares") from a discretionary account for which the Reporting Person is the investment adviser to PIMCO Income Fund, an investment fund for which the Reporting Person is also the adviser. In exchange for the Transferred Shares, the relevant discretionary account received shares of the PIMCO Income Fund with a value of $488,324. Following that transaction, PIMCO Income Fund holds 50,862,666 shares of the Issuer's common stock. The total number of shares of the Issuer's common stock held by investment advisory clients and discretionary accounts of the Reporting Person did not change as a result of that transaction.

F1 · shares: Reflects a transfer of 182,893 shares of the Issuer's common stock (the "Transferred Shares") from a discretionary account for which the Reporting Person is the investment adviser to PIMCO Income Fund, an investment fund for which the Reporting Person is also the adviser. In exchange for the Transferred Shares, the relevant discretionary account received shares of the PIMCO Income Fund with a value of $488,324. Following that transaction, PIMCO Income Fund holds 50,862,666 shares of the Issuer's common stock. The total number of shares of the Issuer's common stock held by investment advisory clients and discretionary accounts of the Reporting Person did not change as a result of that transaction.

F1 · price: Reflects a transfer of 182,893 shares of the Issuer's common stock (the "Transferred Shares") from a discretionary account for which the Reporting Person is the investment adviser to PIMCO Income Fund, an investment fund for which the Reporting Person is also the adviser. In exchange for the Transferred Shares, the relevant discretionary account received shares of the PIMCO Income Fund with a value of $488,324. Following that transaction, PIMCO Income Fund holds 50,862,666 shares of the Issuer's common stock. The total number of shares of the Issuer's common stock held by investment advisory clients and discretionary accounts of the Reporting Person did not change as a result of that transaction.

F2 · ownership.nature: The Reporting Person is the investment adviser to certain investment advisory clients and discretionary accounts that hold the shares reported herein. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-028706 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,159,221

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 159,400 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-028706 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,318,621

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 159,400 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-026073 · doc4.xml · nonDerivative · entry 3

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,409,221

F2 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 132,635 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-026073 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,500,103

F2 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 132,635 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-026073 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,520,932

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 132,635 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-024564 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,608,172

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 2,266 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-024564 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,611,372

F1 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 2,266 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-023976 · doc4.xml · nonDerivative · entry 2

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,611,572

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $24.86, inclusive.

F2 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 29,402 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-023976 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,642,592

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.97 to $25.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: The Reporting Person is the investment manager, advisor or sub-advisor to certain funds or accounts that sold the reported shares, including the PIMCO Global Credit Opportunity Fund, which sold an aggregate of 29,402 of such shares. The Reporting Person disclaims beneficial ownership in the shares reported in Column 5, except to the extent of its pecuniary interest therein.