Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| At Home Group Inc.HOME · Entity 136668 | 10% owner | November 05, 2020 | November 06, 2020 |
| Evoqua Water Technologies Corp.AQUA · Entity 113037 | See Remarks | February 11, 2021 | February 12, 2021 |
| Traeger, Inc.COOK · Entity 712 | 10% owner | August 02, 2021 | August 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
At Home Group Inc.
Report date November 05, 2020 · Filed November 06, 2020
Jointly reported with AEA Management (Cayman) Ltd, AEA Management LLC, AEA Investors Partners 2006 L.P., AEA Investors 2006 PF LLC, AEA INVESTORS 2006 FUND L.P., AEA Investors 2006 Fund II L.P., AEA INVESTORS 2006 PARTICIPANT FUND LP, AEA INVESTORS 2006 QP PARTICIPANT FUND LP, GRD Holding AEA LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-11-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-11-05 · Sale · Disposed 10,536,504 · Balance 0 F1: On November 5, 2020, GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC sold 8,046,154, 773,427 and 1,716,923 shares of common stock of the issuer, respectively, at a per share price of $16.93. F2: Prior to the sale reported in this Form 4 report, shares of common stock of the issuer were directly held by (i) GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. F3: The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F4: Each of GRD Holding GP LLC and AEA Investors LP may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F5: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F6: Dr. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F7: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP, GRD Holding LP and Mr. Hoesterey have filed a separate Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 5, 2020, GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC sold 8,046,154, 773,427 and 1,716,923 shares of common stock of the issuer, respectively, at a per share price of $16.93.
F2: Prior to the sale reported in this Form 4 report, shares of common stock of the issuer were directly held by (i) GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P.
F3: The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd.
F4: Each of GRD Holding GP LLC and AEA Investors LP may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC.
F5: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP.
F6: Dr. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F7: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP, GRD Holding LP and Mr. Hoesterey have filed a separate Form 4.
Evoqua Water Technologies Corp.
Report date February 11, 2021 · Filed February 12, 2021
Jointly reported with AEA INVESTORS FUND V LP, AEA INVESTORS FUND V-A LP, AEA INVESTORS FUND V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd, Hoesterey Brian R
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-02-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-11 · Sale · Disposed 11,341,930 · Balance 0 F1: These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021. F2: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction. F3: These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021.
F2: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.
F3: These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
F4: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.
Traeger, Inc.
Report date August 02, 2021 · Filed August 04, 2021
Jointly reported with AEA INVESTORS LP, AEA INVESTORS FUND VI LP, AEA Investors Partners VI LP, AEA Management (Cayman) Ltd, AEA TGP Holdco LP, AEA Fund VI Stockholder Representative Corp., AEA INVESTORS EXECUTIVE FUND VI LP, AEA Investors Executive Partners VI LLC, Hoesterey Brian R
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 33,519,063 |
Reported balance
After 2021-08-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-02 · Sale · Disposed 6,829,350 · Balance 33,519,063 F1: The reported securities are owned directly by AEA TGP Holdco LP (the "AEA Fund"). The general partner of AEA TGP Holdco LP is AEA Fund VI Stockholder Representative Corp., which is wholly owned by AEA Investors Fund VI LP, which, along with AEA Investors Executive Fund VI LP, is a limited partner in the AEA Fund. The general partner of AEA Investors Fund VI LP is AEA Investors Partners VI LP, whose general partner is AEA Management (Cayman) Ltd. The general partner of AEA Investors Executive Fund VI LP is AEA Investors Executive Partners VI LLC, whose sole member is AEA Investors LP. F2: Each of AEA Fund VI Stockholder Representative Corp., AEA Investors Fund VI LP, AEA Investors Executive Fund VI LP, AEA Investors Partners VI LP, AEA Investors Executive Partners VI LLC, AEA Management (Cayman) Ltd., and AEA Investors LP may be deemed to share beneficial ownership of the shares of record owned by the AEA Fund, but each disclaims beneficial ownership of such shares. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by the AEA Fund, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are owned directly by AEA TGP Holdco LP (the "AEA Fund"). The general partner of AEA TGP Holdco LP is AEA Fund VI Stockholder Representative Corp., which is wholly owned by AEA Investors Fund VI LP, which, along with AEA Investors Executive Fund VI LP, is a limited partner in the AEA Fund. The general partner of AEA Investors Fund VI LP is AEA Investors Partners VI LP, whose general partner is AEA Management (Cayman) Ltd. The general partner of AEA Investors Executive Fund VI LP is AEA Investors Executive Partners VI LLC, whose sole member is AEA Investors LP.
F2: Each of AEA Fund VI Stockholder Representative Corp., AEA Investors Fund VI LP, AEA Investors Executive Fund VI LP, AEA Investors Partners VI LP, AEA Investors Executive Partners VI LLC, AEA Management (Cayman) Ltd., and AEA Investors LP may be deemed to share beneficial ownership of the shares of record owned by the AEA Fund, but each disclaims beneficial ownership of such shares. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by the AEA Fund, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AEA-Bridges Impact Corp.
Report date September 23, 2022 · Filed September 27, 2022
Section 16 reporting ended · disclosed 2022-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-09-26 transaction · row 1
1 source rowRow 1 · 2022-09-26 · Disposition to issuer · Disposed 2,500,000 · Balance 0 F1: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer. F2: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis. |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-09-26 | Direct | 0 |
Reported balance
After 2022-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-09-26 · Disposition to issuer · Disposed 1,250,000 · Balance 0 F1: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer. F2: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer.
F2: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis.
GMS Inc.
Report date September 09, 2019 · Filed September 10, 2019
Jointly reported with AEA INVESTORS FUND V LP, AEA INVESTORS FUND V-A LP, AEA INVESTORS FUND V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd, Hoesterey Brian R
Section 16 reporting ended · disclosed 2019-09-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-09-09 · Sale · Disposed 6,825,058 · Balance 0 F1: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019. F2: This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share. F3: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019.
F2: This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share.
F3: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
F4: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4.
LiveWire Group, Inc.
Report date June 11, 2025 · Filed June 17, 2025 · Amendment
Section 16 reporting ended · disclosed 2025-06-17. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,755,281 |
Reported balance
After 2025-06-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-06-11 · Sale · Disposed 49,998 · Balance 2,755,281 F1: Reflects the price of 49,998 shares of common stock of LiveWire Group, Inc. sold by the reporting person in a riskless principal transaction on June 11, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 2,698,722 |
Reported balance
After 2025-06-12 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-06-12 · Sale · Disposed 56,559 · Balance 2,698,722 F2: Reflects the price of 56,559 shares of common stock of LiveWire Group, Inc. sold by the reporting person in a riskless principal transaction on June 12, 2025. F3: Includes 121,360 unvested restricted stock units with each unit representing the contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the price of 49,998 shares of common stock of LiveWire Group, Inc. sold by the reporting person in a riskless principal transaction on June 11, 2025.
F2: Reflects the price of 56,559 shares of common stock of LiveWire Group, Inc. sold by the reporting person in a riskless principal transaction on June 12, 2025.
F3: Includes 121,360 unvested restricted stock units with each unit representing the contingent right to receive one share of the Issuer's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2025 Filed Jun 13, 2025 23:18 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | SaleCommon Stock | 56,559 | $6.47 | $365,936.73 |
DisclosureSEC source: 0001898795-25-000131 · wk-form4_1749856684.xml · nonDerivative · entry 2 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,698,722 F2 · price: Reflects the weighted average price of 56,559 shares of common stock of LiveWire Group, Inc. sold by the reporting person in multiple transactions on June 12, 2025 with sale prices ranging from $6.26 to $6.71 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 121,360 unvested restricted stock units with each unit representing the contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 21:18 UTC Amendment | LiveWire Group, Inc. LVWR · Entity 6183 | SaleCommon Stock | 56,559 | $6.47 | $365,936.73 |
DisclosureSEC source: 0001898795-25-000134 · wk-form4a_1750195124.xml · nonDerivative · entry 2 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,698,722 F2 · price: Reflects the price of 56,559 shares of common stock of LiveWire Group, Inc. sold by the reporting person in a riskless principal transaction on June 12, 2025. F3 · balance_after: Includes 121,360 unvested restricted stock units with each unit representing the contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 23:18 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | SaleCommon Stock | 49,998 | $7.49 | $374,485.02 |
DisclosureSEC source: 0001898795-25-000131 · wk-form4_1749856684.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,755,281 F1 · price: Reflects the weighted average price of 49,998 shares of common stock of LiveWire Group, Inc. sold by the reporting person in multiple transactions on June 11, 2025 with sale prices ranging from $7.25 to $8.76 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 11, 2025 Filed Jun 17, 2025 21:18 UTC Amendment | LiveWire Group, Inc. LVWR · Entity 6183 | SaleCommon Stock | 49,998 | $7.49 | $374,485.02 |
DisclosureSEC source: 0001898795-25-000134 · wk-form4a_1750195124.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,755,281 F1 · price: Reflects the price of 49,998 shares of common stock of LiveWire Group, Inc. sold by the reporting person in a riskless principal transaction on June 11, 2025. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:24 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 74,032 | $1.29 | $95,501.28 |
DisclosureSEC source: 0001898795-25-000113 · wk-form4_1747427058.xml · nonDerivative · entry 2 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,805,279 F2 · shares: The transaction reported is a grant of the Issuer's common stock in lieu of an annual cash retainer. The common stock is fully vested upon grant. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:24 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 121,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001898795-25-000113 · wk-form4_1747427058.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,731,247 F1 · shares: The transaction reported is a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest on the earlier of the next annual meeting of stockholders or the anniversary of the grant date, subject to the director's continued service through such date. Read SEC document |
| May 17, 2024 Filed May 20, 2024 20:24 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 14,191 | $6.73 | $95,505.43 |
DisclosureSEC source: 0001898795-24-000159 · wk-form4_1716236643.xml · nonDerivative · entry 2 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,609,887 F2 · shares: The transaction reported is a grant of the Issuer's common stock in lieu of an annual cash retainer. The common stock is fully vested upon grant. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:24 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 18,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001898795-24-000159 · wk-form4_1716236643.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,595,696 F1 · shares: The transaction reported is a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest on the earlier of the next annual meeting of stockholders or the anniversary of the grant date, subject to the director's continued service through such date. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 15:53 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | Tax withholdingCommon Stock | 16,352 | $11.55 | $188,865.60 |
DisclosureSEC source: 0001898795-23-000188 · wk-form4_1703260420.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,576,727 Read SEC document |
| May 18, 2023 Filed May 22, 2023 16:40 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 18,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001898795-23-000054 · wf-form4_168477364427574.xml · nonDerivative · entry 2 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,593,079 F2 · shares: The transaction reported is a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest on the earlier of the next annual meeting of stockholders or the anniversary of the grant date, subject to the director's continued service through such date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 16:40 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 13,983 | $6.83 | $95,503.89 |
DisclosureSEC source: 0001898795-23-000054 · wf-form4_168477364427574.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,574,777 F1 · shares: The transaction reported is a grant of the Issuer's common stock in lieu of an annual cash retainer. The common stock is fully vested upon grant. Read SEC document |
| December 21, 2022 Filed Dec 21, 2022 22:11 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 54,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001898795-22-000004 · wf-form4_167166066567635.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,554,506 F1 · shares: The transaction reported is a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest on December 21, 2023, subject to the reporting person's continued service as a director at such time. Read SEC document |
| December 21, 2022 Filed Apr 4, 2023 22:16 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | Tax withholdingCommon Stock | 2,696 | $6.88 | $18,548.48 |
DisclosureSEC source: 0001898795-23-000026 · wf-form4_168064657686713.xml · nonDerivative · entry 2 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,560,794 Read SEC document |
| December 21, 2022 Filed Apr 4, 2023 22:16 UTC | LiveWire Group, Inc. LVWR · Entity 6183 | GrantCommon Stock | 8,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001898795-23-000026 · wf-form4_168064657686713.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,563,490 Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 16:00 UTC | AEA-Bridges Impact Corp. IMPX · Entity 123504 | Disposition to issuerWarrants to purchase common stock · Derivative | 1,250,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-22-032105 · doc4.xml · derivative · entry 2 Garcia John L · CIK 0001675523 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,250,000 shares Expires 2027-09-26 F1 · kind: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer. F2 · kind: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis. F1 · price: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer. F2 · price: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 16:00 UTC | AEA-Bridges Impact Corp. IMPX · Entity 123504 | Disposition to issuerCommon stock | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-032105 · doc4.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer. F2 · kind: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis. F1 · price: In connection with the Business Combination Agreement, dated December 12, 2021, by and among the Issuer, LiveWire Group, Inc. (f/k/a LW EV Holdings, Inc.) ("HoldCo"), LW EV Merger Sub, Inc. ("Merger Sub"), LiveWire EV, LLC ("LiveWire") and Harley-Davidson, Inc. (the transactions contemplated thereby, the "Business Combination"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned direct subsidiary of HoldCo (the "Merger"). In connection with the Business Combination, each unit of the Issuer will be cancelled and each holder of units of the Issuer will be entitled to Class A ordinary share of the Issuer and one-half warrant of the Issuer per unit of the Issuer. F2 · price: (Footnote 1 Continued), In connection with the domestication of the Issuer as a Delaware corporation, the Class A ordinary shares of the Issuer were automatically converted into common stock of the Issuer and the warrants to purchase Class A ordinary shares of the Issuer were automatically converted into warrants to purchase shares of common stock of the Issuer. In connection with the closing of the Business Combination, the Reporting Person's shares of common stock of the Issuer were automatically converted into shares of common stock of HoldCo, par value $0.0001 per share, on a one-for-one basis and the Reporting Person's warrants to purchase common stock of the Issuer were automatically converted into warrants to purchase shares of common stock of HoldCo on a one-for-one basis. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 18:42 UTC | Traeger, Inc. COOK · Entity 712 | SaleCommon Stock | 6,829,350 | $16.92 | $115,552,602.00 |
DisclosureSEC source: 0000899243-21-031658 · doc4.xml · nonDerivative · entry 1 AEA INVESTORS LP · CIK 0001216273 · 10% owner AEA INVESTORS FUND VI LP · CIK 0001651663 · 10% owner AEA Investors Partners VI LP · CIK 0001876398 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA TGP Holdco LP · CIK 0001873307 · 10% owner AEA Fund VI Stockholder Representative Corp. · CIK 0001876395 · 10% owner AEA INVESTORS EXECUTIVE FUND VI LP · CIK 0001659334 · 10% owner AEA Investors Executive Partners VI LLC · CIK 0001876745 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,519,063 F1 · ownership.nature: The reported securities are owned directly by AEA TGP Holdco LP (the "AEA Fund"). The general partner of AEA TGP Holdco LP is AEA Fund VI Stockholder Representative Corp., which is wholly owned by AEA Investors Fund VI LP, which, along with AEA Investors Executive Fund VI LP, is a limited partner in the AEA Fund. The general partner of AEA Investors Fund VI LP is AEA Investors Partners VI LP, whose general partner is AEA Management (Cayman) Ltd. The general partner of AEA Investors Executive Fund VI LP is AEA Investors Executive Partners VI LLC, whose sole member is AEA Investors LP. F2 · ownership.nature: Each of AEA Fund VI Stockholder Representative Corp., AEA Investors Fund VI LP, AEA Investors Executive Fund VI LP, AEA Investors Partners VI LP, AEA Investors Executive Partners VI LLC, AEA Management (Cayman) Ltd., and AEA Investors LP may be deemed to share beneficial ownership of the shares of record owned by the AEA Fund, but each disclaims beneficial ownership of such shares. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by the AEA Fund, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 16:27 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 11,341,930 | $24.00 | $272,206,320.00 |
DisclosureSEC source: 0000895345-21-000176 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · See Remarks AEA INVESTORS FUND V-A LP · CIK 0001551971 · See Remarks AEA INVESTORS FUND V-B LP · CIK 0001554676 · See Remarks AEA Investors Partners V LP · CIK 0001675447 · See Remarks AEA Management (Cayman) Ltd · CIK 0001675446 · See Remarks Garcia John L · CIK 0001675523 · See Remarks Hoesterey Brian R · CIK 0001675264 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021. F2 · price: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction. F3 · ownership.nature: These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 16:50 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 8,307,691 | $24.90 | $206,861,505.90 |
DisclosureSEC source: 0000895345-20-001136 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,341,930 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated December 1, 2020. F2 · price: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:18 UTC | At Home Group Inc. HOME · Entity 136668 | SaleCommon Stock | 10,536,504 | $16.93 | $178,383,012.72 |
DisclosureSEC source: 0000895345-20-001076 · form4.xml · nonDerivative · entry 1 AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA Management LLC · CIK 0001681395 · 10% owner AEA Investors Partners 2006 L.P. · CIK 0001681347 · 10% owner AEA Investors 2006 PF LLC · CIK 0001681399 · 10% owner AEA INVESTORS 2006 FUND L.P. · CIK 0001357907 · 10% owner AEA Investors 2006 Fund II L.P. · CIK 0001681342 · 10% owner AEA INVESTORS 2006 PARTICIPANT FUND LP · CIK 0001424083 · 10% owner AEA INVESTORS 2006 QP PARTICIPANT FUND LP · CIK 0001424137 · 10% owner GRD Holding AEA LLC · CIK 0001681350 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: On November 5, 2020, GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC sold 8,046,154, 773,427 and 1,716,923 shares of common stock of the issuer, respectively, at a per share price of $16.93. F2 · ownership.nature: Prior to the sale reported in this Form 4 report, shares of common stock of the issuer were directly held by (i) GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. F3 · ownership.nature: The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of GRD Holding GP LLC and AEA Investors LP may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F5 · ownership.nature: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F6 · ownership.nature: Dr. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may have been, prior to the sale reported in this Form 4 report, deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F7 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP, GRD Holding LP and Mr. Hoesterey have filed a separate Form 4. Read SEC document |
| October 01, 2020 Filed Feb 19, 2021 17:40 UTC | AEA-Bridges Impact Corp. IMPX · Entity 123504 | PurchaseUnits | 2,500,000 | $10.00 | $25,000,000.00 |
DisclosureSEC source: 0000899243-21-007424 · doc4.xml · nonDerivative · entry 1 Garcia John L · CIK 0001675523 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 F1 · security: Each unit consists of one Class A ordinary share and one-half of a warrant. F2 · kind: The units disclosed in Table I were purchased in the Issuer's initial public offering. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 16:23 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 6,369,232 | $20.35 | $129,613,871.20 |
DisclosureSEC source: 0000895345-20-000874 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,649,621 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated August 6, 2020. F2 · price: This amount represents the $20.75 public offering price per share of the issuer's common stock, less an underwriting discount of $0.40 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 16:18 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 9,000,000 | $18.87 | $169,796,700.00 |
DisclosureSEC source: 0000895345-20-000312 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,018,853 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated March 5, 2020. F2 · price: This amount represents the $19.50 public offering price per share of the issuer's common stock, less an underwriting discount of $0.63375 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 16:35 UTC | GMS Inc. GMS · Entity 75647 | SaleCommon Stock | 6,825,058 | $26.93 | $183,798,811.94 |
DisclosureSEC source: 0001567619-19-018122 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019. F2 · price: This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 16:34 UTC | At Home Group Inc. HOME · Entity 136668 | SaleCommon Stock | 5,408,176 | $33.11 | $179,037,666.48 |
DisclosureSEC source: 0001567619-18-002554 · doc1.xml · nonDerivative · entry 1 AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA Management LLC · CIK 0001681395 · 10% owner AEA Investors Partners 2006 L.P. · CIK 0001681347 · 10% owner AEA Investors 2006 PF LLC · CIK 0001681399 · 10% owner AEA INVESTORS 2006 FUND L.P. · CIK 0001357907 · 10% owner AEA Investors 2006 Fund II L.P. · CIK 0001681342 · 10% owner AEA INVESTORS 2006 PARTICIPANT FUND LP · CIK 0001424083 · 10% owner AEA INVESTORS 2006 QP PARTICIPANT FUND LP · CIK 0001424137 · 10% owner GRD Holding AEA LLC · CIK 0001681350 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,536,504 F1 · shares: Includes 4,129,929, 396,984 and 881,263 shares of common stock of the issuer sold by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, respectively, pursuant to the Underwriting Agreement dated September 6, 2018. F2 · ownership.nature: These shares of common stock of the issuer consist of (i) 8,046,154 shares directly held by GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) 773,427 shares directly held by GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) 1,716,923 shares directly held by GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. F3 · ownership.nature: The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of GRD Holding GP LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F5 · ownership.nature: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F6 · ownership.nature: Dr. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP, the sole member of AEA Management LLC and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F7 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP and GRD Holding LP have filed a separate Form 4. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:36 UTC | At Home Group Inc. HOME · Entity 136668 | SaleCommon Stock | 243,368 | $37.81 | $9,201,744.08 |
DisclosureSEC source: 0001140361-18-028979 · doc1.xml · nonDerivative · entry 2 AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA Management LLC · CIK 0001681395 · 10% owner AEA Investors Partners 2006 L.P. · CIK 0001681347 · 10% owner AEA Investors 2006 PF LLC · CIK 0001681399 · 10% owner AEA INVESTORS 2006 FUND L.P. · CIK 0001357907 · 10% owner AEA Investors 2006 Fund II L.P. · CIK 0001681342 · 10% owner AEA INVESTORS 2006 PARTICIPANT FUND LP · CIK 0001424083 · 10% owner AEA INVESTORS 2006 QP PARTICIPANT FUND LP · CIK 0001424137 · 10% owner GRD Holding AEA LLC · CIK 0001681350 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,944,680 F8 · shares: Includes 185,847, 17,864 and 39,657 shares of common stock of the issuer sold by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, respectively, pursuant to the exercise, in part, of the option to purchase additional shares under the Underwriting Agreement dated June 11, 2018. F3 · ownership.nature: The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of GRD Holding GP LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F5 · ownership.nature: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F6 · ownership.nature: John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP, the sole member of AEA Management LLC and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F7 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP and GRD Holding LP have filed a separate Form 4. F9 · ownership.nature: These shares of common stock of the issuer consist of (i) 12,176,083 shares directly held by GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) 1,170,411 shares directly held by GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) 2,598,186 shares directly held by GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:36 UTC | At Home Group Inc. HOME · Entity 136668 | SaleCommon Stock | 4,326,541 | $37.81 | $163,586,515.21 |
DisclosureSEC source: 0001140361-18-028979 · doc1.xml · nonDerivative · entry 1 AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA Management LLC · CIK 0001681395 · 10% owner AEA Investors Partners 2006 L.P. · CIK 0001681347 · 10% owner AEA Investors 2006 PF LLC · CIK 0001681399 · 10% owner AEA INVESTORS 2006 FUND L.P. · CIK 0001357907 · 10% owner AEA Investors 2006 Fund II L.P. · CIK 0001681342 · 10% owner AEA INVESTORS 2006 PARTICIPANT FUND LP · CIK 0001424083 · 10% owner AEA INVESTORS 2006 QP PARTICIPANT FUND LP · CIK 0001424137 · 10% owner GRD Holding AEA LLC · CIK 0001681350 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,188,048 F1 · shares: Includes 3,303,943, 317,588 and 705,010 shares of common stock of the issuer sold by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, respectively, pursuant to the Underwriting Agreement dated June 11, 2018. F2 · ownership.nature: These shares of common stock of the issuer consist of (i) 12,361,930 shares directly held by GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) 1,188,275 shares directly held by GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) 2,637,843 shares directly held by GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. F3 · ownership.nature: The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of GRD Holding GP LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F5 · ownership.nature: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F6 · ownership.nature: John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP, the sole member of AEA Management LLC and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F7 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP and GRD Holding LP have filed a separate Form 4. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:26 UTC | At Home Group Inc. HOME · Entity 136668 | SaleCommon Stock | 3,731,642 | $28.73 | $107,191,416.45 |
DisclosureSEC source: 0001140361-18-017084 · doc1.xml · nonDerivative · entry 1 AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA Management LLC · CIK 0001681395 · 10% owner AEA Investors Partners 2006 L.P. · CIK 0001681347 · 10% owner AEA Investors 2006 PF LLC · CIK 0001681399 · 10% owner AEA INVESTORS 2006 FUND L.P. · CIK 0001357907 · 10% owner AEA Investors 2006 Fund II L.P. · CIK 0001681342 · 10% owner AEA INVESTORS 2006 PARTICIPANT FUND LP · CIK 0001424083 · 10% owner AEA INVESTORS 2006 QP PARTICIPANT FUND LP · CIK 0001424137 · 10% owner GRD Holding AEA LLC · CIK 0001681350 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,514,589 F1 · shares: Includes 2,849,652, 273,919 and 608,071 shares of common stock of the issuer sold by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, respectively, pursuant to the Underwriting Agreement dated March 27, 2018. F2 · price: This amount represents the $30.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.275 per share. F3 · ownership.nature: These shares of common stock of the issuer consist of (i) 15,665,873 shares directly held by GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) 1,505,863 shares directly held by GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) 3,342,853 shares directly held by GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of GRD Holding GP LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F5 · ownership.nature: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F6 · ownership.nature: John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP, the sole member of AEA Management LLC and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F7 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP and GRD Holding LP have filed a separate Form 4. Read SEC document |
| March 21, 2018 Filed Mar 21, 2018 17:18 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 1,428,749 | $21.29 | $30,410,922.47 |
DisclosureSEC source: 0001140361-18-014483 · doc1.xml · nonDerivative · entry 2 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,018,853 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. F2 · price: This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 17:18 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 9,524,997 | $21.29 | $202,739,561.15 |
DisclosureSEC source: 0001140361-18-014483 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 36,447,602 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. F2 · price: This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 19:50 UTC | GMS Inc. GMS · Entity 75647 | SaleCommon Stock | 4,500,000 | $38.05 | $171,225,000.00 |
DisclosureSEC source: 0001140361-17-046606 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,825,058 F1 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F2 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 21:17 UTC | At Home Group Inc. HOME · Entity 136668 | SaleCommon Stock | 3,109,701 | $24.50 | $76,187,674.50 |
DisclosureSEC source: 0001140361-17-045763 · doc1.xml · nonDerivative · entry 1 AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner AEA Management LLC · CIK 0001681395 · 10% owner AEA Investors Partners 2006 L.P. · CIK 0001681347 · 10% owner AEA Investors 2006 PF LLC · CIK 0001681399 · 10% owner AEA INVESTORS 2006 FUND L.P. · CIK 0001357907 · 10% owner AEA Investors 2006 Fund II L.P. · CIK 0001681342 · 10% owner AEA INVESTORS 2006 PARTICIPANT FUND LP · CIK 0001424083 · 10% owner AEA INVESTORS 2006 QP PARTICIPANT FUND LP · CIK 0001424137 · 10% owner GRD Holding AEA LLC · CIK 0001681350 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,246,231 F1 · shares: Includes 2,374,709, 228,268 and 506,724 shares of common stock of the issuer sold by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, respectively. F2 · ownership.nature: These shares of common stock of the issuer consist of (i) 18,515,525 shares directly held by GRD Holding LP, whose general partner is GRD Holding GP LLC, whose sole member is AEA Investors LP, (ii) 1,779,782 shares directly held by GRD Holding-A LP, whose general partner is GRD Holding-A LLC, whose sole member is AEA Investors LP, and (iii) 3,950,924 shares directly held by GRD Holding AEA LLC, whose members are AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 Fund L.P., and AEA Investors 2006 Fund II L.P. The general partner of each of AEA Investors 2006 Participant Fund LP and AEA Investors 2006 QP Participant Fund LP is AEA Investors 2006 PF LLC, whose sole member is AEA Management LLC. The general partner of each of AEA Investors 2006 Fund L.P. and AEA Investors 2006 Fund II L.P. is AEA Investors Partners 2006 L.P., whose general partner is AEA Management (Cayman) Ltd. F3 · ownership.nature: Each of GRD Holding GP LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding-A LP and GRD Holding AEA LLC. Each of GRD Holding-A LLC and AEA Investors LP may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding-A LP, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding AEA LLC. F4 · ownership.nature: Each of AEA Investors 2006 Participant Fund LP, AEA Investors 2006 QP Participant Fund LP, AEA Investors 2006 PF LLC, AEA Management LLC, AEA Investors 2006 Fund L.P., AEA Investors 2006 Fund II L.P., AEA Investors Partners 2006 L.P. and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding AEA LLC, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein, as well as of the shares of common stock of the issuer held of record by each of GRD Holding LP and GRD Holding-A LP. F5 · ownership.nature: John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP, the sole member of AEA Management LLC and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to have beneficial ownership of the shares of common stock of the issuer held of record by GRD Holding LP, GRD Holding-A LP and GRD Holding AEA LLC, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F6 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, GRD Holding GP LLC, GRD Holding-A LLC, GRD Holding-A LP and GRD Holding LP have filed a separate Form 4. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 20:04 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 2,715,009 | $16.92 | $45,937,952.28 |
DisclosureSEC source: 0001140361-17-041651 · doc1.xml · nonDerivative · entry 2 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,972,599 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering. F2 · price: This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 20:04 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 12,670,039 | $16.92 | $214,377,059.88 |
DisclosureSEC source: 0001140361-17-041651 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 48,687,608 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering. F2 · price: This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 17:08 UTC | GMS Inc. GMS · Entity 75647 | SaleCommon Stock | 2,902,129 | $31.68 | $91,939,446.72 |
DisclosureSEC source: 0001140361-17-024489 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,325,058 F1 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F2 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:47 UTC | GMS Inc. GMS · Entity 75647 | SaleCommon Stock | 3,549,302 | $27.93 | $99,145,492.21 |
DisclosureSEC source: 0001140361-17-010350 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,227,187 F1 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F2 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of our common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of our common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.