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Traeger, Inc.

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0001857853
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Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 21:45 UTC GrantCommon Stock 1,643 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065083 · wk-form4_1791236728.xml · nonDerivative · entry 1

Jolley David R · CIK 0001972400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the stockholders in 2027, subject to continued service through the vesting date.

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September 04, 2026 Filed Sep 8, 2026 23:20 UTC
VandenAkker ColeChief Sales Officer
Tax withholdingCommon Stock 217 $48.61 $10,548.37
Disclosure

SEC source: 0001628280-26-060981 · wk-form4_1788909597.xml · nonDerivative · entry 1

VandenAkker Cole · CIK 0002112380 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

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August 31, 2026 Filed Sep 2, 2026 20:38 UTC
VandenAkker ColeChief Sales Officer
Tax withholdingCommon Stock 513 $56.05 $28,753.65
Disclosure

SEC source: 0001628280-26-060148 · wk-form4_1788381533.xml · nonDerivative · entry 1

VandenAkker Cole · CIK 0002112380 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,400

F1 · acquired: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

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August 27, 2026 Filed Aug 31, 2026 23:11 UTC
VandenAkker ColeChief Sales Officer
SaleCommon Stock 2,750 $55.30 $152,069.50
Disclosure

SEC source: 0001628280-26-059667 · wk-form4_1788217911.xml · nonDerivative · entry 1

VandenAkker Cole · CIK 0002112380 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,913

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.03 to $55.77. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2026 Filed Aug 4, 2026 23:34 UTC GrantCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-052842 · wk-form4_1785886439.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,161

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2027, subject to continued service through the vesting date. Mr. Richman has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

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June 09, 2026 Filed Jun 12, 2026 00:42 UTC GrantCommon Stock 1,893 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042626 · wk-form4_1781224919.xml · nonDerivative · entry 1

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,017

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2027, subject to continued service through the vesting date.

Read SEC document
June 09, 2026 Filed Jun 12, 2026 00:42 UTC GrantCommon Stock 1,893 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042627 · wk-form4_1781224941.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,865

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2027, subject to continued service through the vesting date. Ms. Lempres has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

Read SEC document
June 09, 2026 Filed Jun 12, 2026 00:41 UTC GrantCommon Stock 1,893 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042625 · wk-form4_1781224904.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,908

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2027, subject to continued service through the vesting date. Mr. Richman has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

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May 01, 2026 Filed May 4, 2026 22:25 UTC GrantCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-029996 · wk-form4_1777933515.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,015

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

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April 21, 2026 Filed Apr 23, 2026 23:46 UTC
Hord Michael JosephChief Financial Officer
Tax withholdingCommon Stock 163 $43.47 $7,085.61
Disclosure

SEC source: 0001628280-26-026962 · wk-form4_1776987959.xml · nonDerivative · entry 1

Hord Michael Joseph · CIK 0002061030 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,892

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

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April 20, 2026 Filed Apr 30, 2026 19:17 UTC
Hord Michael JosephChief Financial Officer
GrantRestricted Stock Units · Derivative 25,848 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-029071 · wk-form4_1777591042.xml · derivative · entry 1

Hord Michael Joseph · CIK 0002061030 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,848

Underlying: Common Stock · 25,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's Common Stock on the applicable vesting date. The RSUs may also settled in equity upon a decision by the Issuer's Board of Directors.

F2 · derivative.exercise_date: The RSUs shall vest as to one-third of the total RSUs on each of the first three anniversaries of April 3, 2026, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest as to one-third of the total RSUs on each of the first three anniversaries of April 3, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
April 20, 2026 Filed Apr 30, 2026 19:16 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 129,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-029070 · wk-form4_1777591003.xml · derivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,240

Underlying: Common Stock · 129,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's Common Stock on the applicable vesting date. The RSUs may also settled in equity upon a decision by the Issuer's Board of Directors.

F2 · derivative.exercise_date: The RSUs shall vest as to one-third of the total RSUs on each of the first three anniversaries of April 3, 2026, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest as to one-third of the total RSUs on each of the first three anniversaries of April 3, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
April 20, 2026 Filed Apr 30, 2026 23:18 UTC
VandenAkker ColeChief Sales Officer
GrantRestricted Stock Units · Derivative 35,541 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-029072 · wk-form4_1777591090.xml · derivative · entry 1

VandenAkker Cole · CIK 0002112380 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,541

Underlying: Common Stock · 35,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's Common Stock on the applicable vesting date. The RSUs may also settled in equity upon a decision by the Issuer's Board of Directors.

F2 · derivative.exercise_date: The RSUs shall vest as to one-third of the total RSUs on each of the first three anniversaries of April 3, 2026, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest as to one-third of the total RSUs on each of the first three anniversaries of April 3, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 23:34 UTC
Hord Michael JosephChief Financial Officer
Tax withholdingCommon Stock 598 $31.93 $19,094.14
Disclosure

SEC source: 0001628280-26-024817 · wk-form4_1775864074.xml · nonDerivative · entry 2

Hord Michael Joseph · CIK 0002061030 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,055

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

Read SEC document
April 06, 2026 Filed Apr 10, 2026 23:34 UTC
Hord Michael JosephChief Financial Officer
Tax withholdingCommon Stock 548 $30.68 $16,812.64
Disclosure

SEC source: 0001628280-26-024817 · wk-form4_1775864074.xml · nonDerivative · entry 1

Hord Michael Joseph · CIK 0002061030 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,653

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

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April 06, 2026 Filed Apr 13, 2026 20:55 UTC
VandenAkker ColeChief Sales Officer
Tax withholdingCommon Stock 602 $30.68 $18,469.36
Disclosure

SEC source: 0001628280-26-024921 · wk-form4_1776113737.xml · nonDerivative · entry 1

VandenAkker Cole · CIK 0002112380 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,663

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:41 UTC GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-005492 · wk-form4_1770241266.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,376

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:41 UTC GrantCommon Stock 17,045 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-005493 · wk-form4_1770241291.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,004

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
December 01, 2025 Filed Jan 16, 2026 01:21 UTC
Hord Michael JosephChief Financial Officer
Tax withholdingCommon Stock 4,793 $0.86 $4,121.98
Disclosure

SEC source: 0001628280-26-002258 · wk-form4_1768526506.xml · nonDerivative · entry 2

Hord Michael Joseph · CIK 0002061030 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,033

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:12 UTC GrantCommon Stock 44,836 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-049000 · wk-form4_1762294320.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,876

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:08 UTC GrantCommon Stock 20,380 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-048988 · wk-form4_1762294093.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,959

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
September 04, 2025 Filed Jan 15, 2026 20:21 UTC
HARDY JAMES H JRPresident of Apption Labs
Tax withholdingCommon Stock 15,955 $1.40 $22,337.00
Disclosure

SEC source: 0001628280-26-002257 · wk-form4_1768526476.xml · nonDerivative · entry 3

HARDY JAMES H JR · CIK 0001270859 · President of Apption Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255,513

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

Read SEC document
September 02, 2025 Filed Jan 16, 2026 01:21 UTC
Hord Michael JosephChief Financial Officer
Tax withholdingCommon Stock 11,980 $1.25 $14,975.00
Disclosure

SEC source: 0001628280-26-002258 · wk-form4_1768526506.xml · nonDerivative · entry 1

Hord Michael Joseph · CIK 0002061030 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,826

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

Read SEC document
September 02, 2025 Filed Jan 15, 2026 20:21 UTC
HARDY JAMES H JRPresident of Apption Labs
Tax withholdingCommon Stock 90,177 $1.25 $112,721.25
Disclosure

SEC source: 0001628280-26-002257 · wk-form4_1768526476.xml · nonDerivative · entry 2

HARDY JAMES H JR · CIK 0001270859 · President of Apption Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,271,468

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 23:34 UTC GrantCommon Stock 25,152 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000089 · wk-form4_1754350472.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,040

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 23:34 UTC GrantCommon Stock 11,432 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000088 · wk-form4_1754350456.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,579

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
June 06, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 176,425 $1.46 $256,857.16
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 8

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,228,779

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.375 to $1.53. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 250,000 $1.38 $344,950.00
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 7

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,052,354

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.41. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 6

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By JK Andrus Investments, LLC

Disclosed balance after: 2,575,138

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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June 04, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 5

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Minor Children

Disclosed balance after: 3,510

F3 · shares: This transaction involved the reporting person's gift of 310 shares of common stock to his minor children. The reporting person disclaims beneficial ownership of the securities held by his minor children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or for any other purpose.

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June 04, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 4

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By JK Andrus Investments, LLC

Disclosed balance after: 2,585,138

F3 · shares: This transaction involved the reporting person's gift of 310 shares of common stock to his minor children. The reporting person disclaims beneficial ownership of the securities held by his minor children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or for any other purpose.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 3

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Minor Children

Disclosed balance after: 3,200

F2 · shares: This transaction involved the reporting person's gift of 3,200 shares of common stock to his minor children. The reporting person disclaims beneficial ownership of the securities held by his minor children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or for any other purpose.

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June 04, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 2

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,802,354

F2 · shares: This transaction involved the reporting person's gift of 3,200 shares of common stock to his minor children. The reporting person disclaims beneficial ownership of the securities held by his minor children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or for any other purpose.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 18:59 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 300,762 $1.34 $404,374.51
Disclosure

SEC source: 0001857853-25-000084 · wk-form4_1749250750.xml · nonDerivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,805,554

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.325 to $1.37. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:34 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 3,200 $1.37 $4,375.04
Disclosure

SEC source: 0001857853-25-000082 · wk-form4_1749080064.xml · nonDerivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,504,792

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.365 to $1.37. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: The total reported in Column 5 reflects the transfer for no consideration of 2,439,895 shares previously held by JA Cropston, LLC to the Reporting Person on November 20, 2024 and the transfer for no consideration of 2,837,460 shares previously held by JK Andrus Investments, LLC to the Reporting Person on November 20, 2024.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:51 UTC GrantCommon Stock 131,849 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000072 · wk-form4_1747947065.xml · nonDerivative · entry 1

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,310

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2026, subject to continued service through the vesting date.

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May 20, 2025 Filed May 22, 2025 20:52 UTC GrantCommon Stock 131,849 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000074 · wk-form4_1747947124.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,888

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2026, subject to continued service through the vesting date. Mr. Alvarez has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

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May 20, 2025 Filed May 22, 2025 20:52 UTC GrantCommon Stock 131,849 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000075 · wk-form4_1747947153.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,560

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2026, subject to continued service through the vesting date. Ms. Lempres has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

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May 20, 2025 Filed May 22, 2025 20:51 UTC GrantCommon Stock 131,849 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000073 · wk-form4_1747947094.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,147

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's annual meeting of stockholders in 2026, subject to continued service through the vesting date. Mr. Richman has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

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May 01, 2025 Filed May 5, 2025 23:37 UTC GrantCommon Stock 28,253 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000057 · wk-form4_1746488237.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,039

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

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May 01, 2025 Filed May 5, 2025 23:37 UTC GrantCommon Stock 12,842 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000058 · wk-form4_1746488270.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,298

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

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April 15, 2025 Filed Jan 15, 2026 20:20 UTC
Blosil DominicChief Financial Officer
Tax withholdingCommon Stock 109,436 $1.41 $154,304.76
Disclosure

SEC source: 0001628280-26-002256 · wk-form4_1768526438.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,594

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

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April 15, 2025 Filed Jan 15, 2026 20:21 UTC
HARDY JAMES H JRPresident of Apption Labs
Tax withholdingCommon Stock 51,700 $1.41 $72,897.00
Disclosure

SEC source: 0001628280-26-002257 · wk-form4_1768526476.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · President of Apption Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361,645

F1 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of Restricted Stock Units.

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April 10, 2025 Filed Apr 14, 2025 21:57 UTC
Blosil DominicChief Financial Officer
GrantCommon Stock 220,726 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000035 · wk-form4_1744682268.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574,030

F1 · shares: Represents shares of common stock received upon the satisfaction of performance criteria underlying an award of performance stock units.

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April 10, 2025 Filed Apr 14, 2025 21:57 UTC
HARDY JAMES H JRPresident of Apption Labs
GrantCommon Stock 131,385 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000034 · wk-form4_1744682237.xml · nonDerivative · entry 2

HARDY JAMES H JR · CIK 0001270859 · President of Apption Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,413,345

F2 · shares: Represents shares of common stock received upon the satisfaction of performance criteria underlying an award of performance stock units.

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April 10, 2025 Filed Apr 14, 2025 21:57 UTC
HARDY JAMES H JRPresident of Apption Labs
GrantCommon Stock 355,416 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000034 · wk-form4_1744682237.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · President of Apption Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,281,960

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three nearly equal annual installments beginning on April 10, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

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April 10, 2025 Filed Apr 14, 2025 21:57 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GrantCommon Stock 568,666 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000033 · wk-form4_1744682226.xml · nonDerivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,224,237

F1 · shares: Represents an award of Restricted Stock ("RSAs") pursuant to a Restricted Stock Agreement between the Issuer and the Reporting Person. Each RSA will vest in three nearly equal annual installments beginning on April 10, 2026, subject to the Reporting Person's continued service to the Issuer on the applicable vesting date.

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January 31, 2025 Filed Feb 3, 2025 16:40 UTC
MARINO WAYNEDirector
GrantCommon Stock 1,946 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000005 · wk-form4_1738618816.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,158

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

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January 31, 2025 Filed Feb 3, 2025 21:41 UTC GrantCommon Stock 16,905 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000007 · wk-form4_1738618863.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,786

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

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January 31, 2025 Filed Feb 3, 2025 21:40 UTC GrantCommon Stock 7,684 $0.00 $0.00
Disclosure

SEC source: 0001857853-25-000006 · wk-form4_1738618843.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,456

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.