organization · Reporting owner

AEA INVESTORS FUND V LP

Disclosed activity across 2 companies

Tapewire entity: 142688
SEC CIK: 0001534662

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Evoqua Water Technologies Corp.AQUA · Entity 113037	See Remarks	February 11, 2021	February 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Evoqua Water Technologies Corp.

Report date February 11, 2021 · Filed February 12, 2021

Jointly reported with AEA INVESTORS FUND V-A LP, AEA INVESTORS FUND V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd, Garcia John L, Hoesterey Brian R

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2021-02-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-02-11 · Sale · Disposed 11,341,930 · Balance 0 F1: These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021. F2: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction. F3: These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021.

F2: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.

F3: These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.

F4: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GMS Inc.

Report date September 09, 2019 · Filed September 10, 2019

Jointly reported with AEA INVESTORS FUND V-A LP, AEA INVESTORS FUND V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd, Garcia John L, Hoesterey Brian R

Section 16 reporting ended · disclosed 2019-09-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2019-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-09-09 · Sale · Disposed 6,825,058 · Balance 0 F1: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019. F2: This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share. F3: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019.

F2: This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share.

F3: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.

F4: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F5: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 11, 2021 Filed Feb 12, 2021 16:27 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	11,341,930	$24.00	$272,206,320.00	Disclosure SEC source: 0000895345-21-000176 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · See Remarks AEA INVESTORS FUND V-A LP · CIK 0001551971 · See Remarks AEA INVESTORS FUND V-B LP · CIK 0001554676 · See Remarks AEA Investors Partners V LP · CIK 0001675447 · See Remarks AEA Management (Cayman) Ltd · CIK 0001675446 · See Remarks Garcia John L · CIK 0001675523 · See Remarks Hoesterey Brian R · CIK 0001675264 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021. F2 · price: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction. F3 · ownership.nature: These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
December 04, 2020 Filed Dec 7, 2020 16:50 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	8,307,691	$24.90	$206,861,505.90	Disclosure SEC source: 0000895345-20-001136 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,341,930 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated December 1, 2020. F2 · price: This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
August 10, 2020 Filed Aug 11, 2020 16:23 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	6,369,232	$20.35	$129,613,871.20	Disclosure SEC source: 0000895345-20-000874 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,649,621 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated August 6, 2020. F2 · price: This amount represents the $20.75 public offering price per share of the issuer's common stock, less an underwriting discount of $0.40 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
March 10, 2020 Filed Mar 10, 2020 16:18 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	9,000,000	$18.87	$169,796,700.00	Disclosure SEC source: 0000895345-20-000312 · form4.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,018,853 F1 · shares: These shares of common stock were sold pursuant to an underwriting agreement dated March 5, 2020. F2 · price: This amount represents the $19.50 public offering price per share of the issuer's common stock, less an underwriting discount of $0.63375 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
September 09, 2019 Filed Sep 10, 2019 16:35 UTC	GMS Inc. GMS · Entity 75647	SaleCommon Stock	6,825,058	$26.93	$183,798,811.94	Disclosure SEC source: 0001567619-19-018122 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Hoesterey Brian R · CIK 0001675264 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated September 4, 2019. F2 · price: This amount represents the $27.20 public offering price per share of the issuer's common stock less the underwriting discount of $0.27 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each of Mr. Garcia and Mr. Hoesterey disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document
March 21, 2018 Filed Mar 21, 2018 17:18 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	1,428,749	$21.29	$30,410,922.47	Disclosure SEC source: 0001140361-18-014483 · doc1.xml · nonDerivative · entry 2 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,018,853 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. F2 · price: This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:18 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	9,524,997	$21.29	$202,739,561.15	Disclosure SEC source: 0001140361-18-014483 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 36,447,602 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. F2 · price: This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:50 UTC	GMS Inc. GMS · Entity 75647	SaleCommon Stock	4,500,000	$38.05	$171,225,000.00	Disclosure SEC source: 0001140361-17-046606 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,825,058 F1 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F2 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document
November 07, 2017 Filed Nov 8, 2017 20:04 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	2,715,009	$16.92	$45,937,952.28	Disclosure SEC source: 0001140361-17-041651 · doc1.xml · nonDerivative · entry 2 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,972,599 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering. F2 · price: This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
November 06, 2017 Filed Nov 8, 2017 20:04 UTC	Evoqua Water Technologies Corp. AQUA · Entity 113037	SaleCommon Stock	12,670,039	$16.92	$214,377,059.88	Disclosure SEC source: 0001140361-17-041651 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 48,687,608 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering. F2 · price: This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share. F3 · ownership.nature: These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F4 · ownership.nature: Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4. Read SEC document
June 07, 2017 Filed Jun 8, 2017 17:08 UTC	GMS Inc. GMS · Entity 75647	SaleCommon Stock	2,902,129	$31.68	$91,939,446.72	Disclosure SEC source: 0001140361-17-024489 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,325,058 F1 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F2 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document
February 28, 2017 Filed Mar 2, 2017 17:47 UTC	GMS Inc. GMS · Entity 75647	SaleCommon Stock	3,549,302	$27.93	$99,145,492.21	Disclosure SEC source: 0001140361-17-010350 · doc1.xml · nonDerivative · entry 1 AEA INVESTORS FUND V LP · CIK 0001534662 · 10% owner AEA INVESTORS FUND V-A LP · CIK 0001551971 · 10% owner AEA INVESTORS FUND V-B LP · CIK 0001554676 · 10% owner AEA Investors Partners V LP · CIK 0001675447 · 10% owner AEA Management (Cayman) Ltd · CIK 0001675446 · 10% owner Garcia John L · CIK 0001675523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,227,187 F1 · ownership.nature: These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd. F2 · ownership.nature: Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of our common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of our common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.