Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Prairie Operating Co.PROP · Entity 7132 | Director · 10% owner | October 04, 2024 | October 07, 2024 |
| Vendome Acquisition Corp IVNME · Entity 6101 | Director | June 30, 2025 | June 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Prairie Operating Co.
Report date October 04, 2024 · Filed October 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy affiliates | 1,504,113 |
Reported balance
After 2024-10-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-04 · Gift · Disposed 16,400 · Balance 1,504,113 F1: Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son. |
| Common StockSEC Table I · non-derivative | IndirectBy son | 4,100 |
Reported balance
Holding disclosure · report date 2024-10-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,100 F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy affiliates | 797,072 |
Reported balance
Holding disclosure · report date 2024-10-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 797,072 F3: BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028). |
| WarrantSEC Table II · derivative / convertible security | IndirectBy affiliates | 292,472 |
Reported balance
Holding disclosure · report date 2024-10-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 292,472 F3: BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028). |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son.
F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028).
Vendome Acquisition Corp I
Report date June 30, 2025 · Filed June 30, 2025
Jointly reported with Vendome Acquisition Sponsor I LLC, Vendome Acquisition Holding I LLC, KESSLER DIANA DERYCZ, LAPORTA SCOTT A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-06-30 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-285534) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: Reflects securities held directly by Vendome Acquisition Sponsor I LLC (the "Sponsor "). Ms. Diana Derycz-Kessler, President, Paul Kessler, Executive Chairman, and Scott La Porta, Chief Executive Officer and Chief Financial Officer, are the sole members of Vendome Acquisition Holding I LLC, the managing member of the Sponsor. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by Vendome Acquisition Sponsor I LLC. Such persons disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-285534) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: Reflects securities held directly by Vendome Acquisition Sponsor I LLC (the "Sponsor "). Ms. Diana Derycz-Kessler, President, Paul Kessler, Executive Chairman, and Scott La Porta, Chief Executive Officer and Chief Financial Officer, are the sole members of Vendome Acquisition Holding I LLC, the managing member of the Sponsor. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by Vendome Acquisition Sponsor I LLC. Such persons disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Research Solutions, Inc.
Report date September 18, 2023 · Filed September 19, 2023
Jointly reported with BRISTOL INVESTMENT FUND LTD, Bristol Capital Advisors, LLC
Section 16 reporting ended · disclosed 2023-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Bristol Investment Fund, Ltd. | 1,432,108 |
Last balance in matching sequence
After 2023-09-18 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2023-09-18 · Sale · Disposed 256,336 · Balance 2,325,772 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Row 2 · 2023-09-18 · Sale · Disposed 77,362 · Balance 2,248,410 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Row 3 · 2023-09-18 · Sale · Disposed 325,000 · Balance 1,923,410 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Row 4 · 2023-09-18 · Sale · Disposed 491,302 · Balance 1,432,108 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,000 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Securities beneficially owned directly by Mr. Kessler, which are held in an IRA account of which he is the beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons").
F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund.
F4: Securities beneficially owned directly by Mr. Kessler, which are held in an IRA account of which he is the beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2024 Filed Oct 7, 2024 14:03 UTC | Prairie Operating Co. PROP · Entity 7132 | GiftCommon Stock | 16,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-039915 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliates Disclosed balance after: 1,504,113 F1 · balance_after: Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son. Read SEC document |
| June 25, 2024 Filed Jun 25, 2024 20:28 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 111 | $11.10 | $1,232.10 |
DisclosureSEC source: 0001493152-24-025164 · ownership.xml · nonDerivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,536 Read SEC document |
| June 24, 2024 Filed Jun 25, 2024 20:28 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 115 | $10.81 | $1,243.15 |
DisclosureSEC source: 0001493152-24-025164 · ownership.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,647 F2 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $11.00, inclusive. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:28 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 199 | $10.76 | $2,141.24 |
DisclosureSEC source: 0001493152-24-025164 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,762 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $10.74 to $10.88, inclusive. The reporting person undertakes to provide to Prairie Operating Co. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| June 20, 2024 Filed Jun 20, 2024 21:53 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 709 | $10.62 | $7,529.58 |
DisclosureSEC source: 0001493152-24-024611 · ownership.xml · nonDerivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,961 F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.87, inclusive. Read SEC document |
| June 18, 2024 Filed Jun 20, 2024 21:53 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 88 | $11.11 | $977.68 |
DisclosureSEC source: 0001493152-24-024611 · ownership.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,670 F2 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.25, inclusive. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 21:53 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 750 | $11.10 | $8,325.00 |
DisclosureSEC source: 0001493152-24-024611 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,758 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $11.00 to $11.21, inclusive. The reporting person undertakes to provide to Prairie Operating Co. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| June 14, 2024 Filed Jun 14, 2024 21:44 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 426 | $10.98 | $4,677.48 |
DisclosureSEC source: 0001493152-24-024022 · ownership.xml · nonDerivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,508 F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.01, inclusive. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | Prairie Operating Co. PROP · Entity 7132 | GrantRestricted Stock Units · Derivative | 7,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-024022 · ownership.xml · derivative · entry 6 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,614 Underlying: Common Stock · 7,614 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of Common Stock, and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. F5 · derivative.exercise_date: The RSUs vest 100% on June 5, 2025. F5 · derivative.expiration_date: The RSUs vest 100% on June 5, 2025. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | Prairie Operating Co. PROP · Entity 7132 | Exercise / conversionRestricted Stock Units · Derivative | 6,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-024022 · ownership.xml · derivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock. F1 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock. F1 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | Prairie Operating Co. PROP · Entity 7132 | SaleCommon Stock | 179 | $12.85 | $2,300.15 |
DisclosureSEC source: 0001493152-24-024022 · ownership.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,934 F2 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $12.75 to $13.18, inclusive. The reporting person undertakes to provide to Prairie Operating Co. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | Prairie Operating Co. PROP · Entity 7132 | Exercise / conversionCommon Stock | 6,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-024022 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:30 UTC | Prairie Operating Co. PROP · Entity 7132 | ConversionCommon Stock | 150,000 | $6.00 | $900,000.00 |
DisclosureSEC source: 0001493152-24-014224 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliate Disclosed balance after: 1,524,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: On 4/8/24, Bristol Investment Fund, Ltd. ("BIF") exercised warrants to purchase a total of 150,000 shares of common stock at an exercise price of $6.00 per share for an aggregate purchase price of $900,000.00. F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 20:20 UTC | Prairie Operating Co. PROP · Entity 7132 | ConversionCommon Stock | 142,472 | $6.00 | $854,832.00 |
DisclosureSEC source: 0001683168-24-001485 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliate Disclosed balance after: 1,374,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: On 3/13/24, Bristol Investment Fund, Ltd. ("BIF") exercised warrants to purchase a total of 142,472 shares of common stock at an exercise price of $6.00 per share for an aggregate purchase price of $854,832.00. F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 985,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock and a Series D "B" warrant for 150,000 shares of common stock held by BIF, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 18:32 UTC | Prairie Operating Co. PROP · Entity 7132 | ConversionCommon Stock | 60,000 | $5.00 | $300,000.00 |
DisclosureSEC source: 0001493152-24-000150 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliate Disclosed balance after: 1,232,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: On 12/29/23, Bristol Investment Fund, Ltd. ("BIF") sold 60,000 shares of common stock of the Issuer in a private transaction to an unaffiliated third party at $5.00 per share for an aggregate purchase price of $300,000.00. F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 843,354 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock and a Series D "B" warrant for 292,472 shares of common stock held by BIF, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 13:59 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible Debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,000,000.00 |
DisclosureSEC source: 0001493152-23-037143 · ownership.xml · derivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliates Disclosed balance after: 0 Underlying: Common Stock · 5,714,286 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 13:59 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon Stock | 5,714,286 | $0.18 | $1,000,000.05 |
DisclosureSEC source: 0001493152-23-037143 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliate Disclosed balance after: 36,786,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: On 10/11/23, Bristol Investment Fund, Ltd. ("BIF") converted the principal amount of $1,000,000 of an amended and restated convertible debenture issued by the Issuer on 5/3/23 at $0.175 per share into 5,714,286 shares of common stock of the Issuer. F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 25,810,197 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 1,231,483 shares of common stock and a Series D "B" warrant for 1,213,483 shares of common stock held by BIF, and (v) a warrant to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028, held by BIF. Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 19:23 UTC | Prairie Operating Co. CRKR · Entity 7132 | PurchaseCommon Stock | 40,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-034465 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliate Disclosed balance after: 10,976,011 F3 · price: Mr. Kessler has voting and dispositive control over the following securities: (i) 20,095,911 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC) and (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC") (BC acquired 40,821 shares in September 2023 as payment of consulting services). In connection with Issuer's merger with Creek Road Miners, Inc. in May 2023, BIF acquired warrants to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028. F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 20,095,911 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC) and (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC") (BC acquired 40,821 shares in September 2023 as payment of consulting services). In connection with Issuer's merger with Creek Road Miners, Inc. in May 2023, BIF acquired warrants to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC | Research Solutions, Inc. RSSS · Entity 6984 | SaleCommon Stock, par value $0.001 per share | 491,302 | $2.45 | $1,203,689.90 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 4 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 1,432,108 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC | Research Solutions, Inc. RSSS · Entity 6984 | SaleCommon Stock, par value $0.001 per share | 325,000 | $2.45 | $796,250.00 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 3 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 1,923,410 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC | Research Solutions, Inc. RSSS · Entity 6984 | SaleCommon Stock, par value $0.001 per share | 77,362 | $2.45 | $189,536.90 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 2 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 2,248,410 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 17:02 UTC | Research Solutions, Inc. RSSS · Entity 6984 | SaleCommon Stock, par value $0.001 per share | 256,336 | $2.45 | $628,023.20 |
DisclosureSEC source: 0000921895-23-002197 · form412438rsss_09192023.xml · nonDerivative · entry 1 BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · See Explanation of Responses Bristol Capital Advisors, LLC · CIK 0001989015 · See Explanation of Responses KESSLER PAUL L. · CIK 0001113835 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bristol Investment Fund, Ltd. Disclosed balance after: 2,325,772 F1 · security: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2 · security: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 12:56 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantWarrant · Derivative | 2,426,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-032438 · ownership.xml · derivative · entry 6 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliates Disclosed balance after: 2,426,966 Underlying: Warrant · 2,426,966 shares Expires not disclosed F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 12:56 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries D Preferred Stock · Derivative | 1,213,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-032438 · ownership.xml · derivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliates Disclosed balance after: 1,213,485 Underlying: Series Preferred Stock · 1,213,485 shares Expires not disclosed F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) Read SEC document |
| September 12, 2023 Filed Sep 27, 2023 19:23 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantWarrant · Derivative | 2,426,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-034465 · ownership.xml · derivative · entry 6 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliates Disclosed balance after: 2,426,966 Underlying: Warrant · 2,426,966 shares Expires not disclosed F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) Read SEC document |
| September 12, 2023 Filed Sep 27, 2023 19:23 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries D Preferred Stock · Derivative | 1,213,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-034465 · ownership.xml · derivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By affiliates Disclosed balance after: 1,213,485 Underlying: Series Preferred Stock · 1,213,485 shares Expires not disclosed F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:39 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantRestricted Stock Units · Derivative | 196,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-030590 · ownership.xml · derivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,078 Underlying: Common Stock · 196,078 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock. F2 · derivative.exercise_date: The RSUs, granted on 8/25/23, vest 100% on May 3, 2024; 196,078 shares of common stock underlie the RSUs F2 · derivative.expiration_date: The RSUs, granted on 8/25/23, vest 100% on May 3, 2024; 196,078 shares of common stock underlie the RSUs Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | PurchaseB Common Stock Purchase Warrant · Derivative | 7,142,857 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 15 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 7,142,857 Underlying: Common Stock · 7,142,857 shares Expires 2024-05-03 F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | PurchaseA Common Stock Purchase Warrant · Derivative | 7,142,857 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 14 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 7,142,857 Underlying: Common Stock · 7,142,857 shares Expires 2028-05-03 F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F6 · balance_after: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion. Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | PurchaseSeries D Convertible Preferred Stock · Derivative | 1,250 | $1,000.00 Strike: $0.18 | $1,250,000.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 13 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 3,773 Underlying: Common Stock · 7,142,857 shares Expires not disclosed F5 · price: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date. F5 · balance_after: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,000,000.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 11 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Common Stock · 5,714,286 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionSeries D Convertible preferred stock · Derivative | 2,523 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 10 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 2,523 Underlying: Common Stock · 14,417,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,000,000.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 9 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Common Stock · 5,714,286 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $2,523,000.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 8 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Series D Convertible preferred stock · 2,523 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,647,426.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 7 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Common Stock · 9,413,863 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionSeries A Preferred Stock · Derivative | 124,236 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 6 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BC Disclosed balance after: 0 Underlying: Common Stock · 9,095,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion. F6 · derivative.exercise_date: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion. F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date. Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantCommon stock, par value $0.0001 per share | 42,857 | $0.18 | $7,499.98 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,527,554 Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon stock, par value $0.0001 per share | 9,413,863 | $0.18 | $1,647,426.03 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 4 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 28,484,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantCommon stock, par value $0.0001 per share | 1,821,429 | $0.18 | $318,750.08 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BC Disclosed balance after: 19,070,834 F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 5,496,669 | $0.11 | $599,136.92 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 17,249,405 F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| May 03, 2023 Filed May 9, 2023 19:50 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon stock, par value $0.0001 per share | 9,095,011 | $0.18 | $1,591,626.93 |
DisclosureSEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BC Disclosed balance after: 11,752,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | PurchaseB Common Stock Purchase Warrant · Derivative | 7,142,857 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 15 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 7,142,857 Underlying: Common Stock · 7,142,857 shares Expires 2024-05-03 F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | PurchaseA Common Stock Purchase Warrant · Derivative | 7,142,857 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 14 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 7,142,857 Underlying: Common Stock · 7,142,857 shares Expires 2028-05-03 F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F6 · balance_after: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion. Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | PurchaseSeries D Convertible Preferred Stock · Derivative | 1,250 | $1,000.00 Strike: $0.18 | $1,250,000.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 13 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 3,773 Underlying: Common Stock · 7,142,857 shares Expires not disclosed F5 · price: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date. F5 · balance_after: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock. Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,000,000.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 11 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Common Stock · 5,714,286 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionSeries D Convertible preferred stock · Derivative | 2,523 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 10 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 2,523 Underlying: Common Stock · 14,417,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,000,000.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 9 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Common Stock · 5,714,286 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $2,523,000.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 8 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Series D Convertible preferred stock · 2,523 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible debenture · Derivative | Not disclosed | $0.00 Strike: $0.18 | $1,647,426.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 7 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: Not disclosed Underlying: Common Stock · 9,413,863 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionSeries A Preferred Stock · Derivative | 124,236 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 6 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BC Disclosed balance after: 0 Underlying: Common Stock · 9,095,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion. F6 · derivative.exercise_date: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion. F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.