Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Prairie Operating Co.PROP · Entity 7132 | Director · 10% owner | October 04, 2024 | October 07, 2024 |
| Vendome Acquisition Corp IVNME · Entity 6101 | Director | June 30, 2025 | June 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Prairie Operating Co.
Report date October 04, 2024 · Filed October 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy affiliates | 1,504,113 |
Reported balance
After 2024-10-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-04 · Gift · Disposed 16,400 · Balance 1,504,113 F1: Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son. |
| Common StockSEC Table I · non-derivative | IndirectBy son | 4,100 |
Reported balance
Holding disclosure · report date 2024-10-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,100 F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy affiliates | 797,072 |
Reported balance
Holding disclosure · report date 2024-10-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 797,072 F3: BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028). |
| WarrantSEC Table II · derivative / convertible security | IndirectBy affiliates | 292,472 |
Reported balance
Holding disclosure · report date 2024-10-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 292,472 F3: BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028). |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son.
F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028).
Vendome Acquisition Corp I
Report date June 30, 2025 · Filed June 30, 2025
Jointly reported with Vendome Acquisition Sponsor I LLC, Vendome Acquisition Holding I LLC, KESSLER DIANA DERYCZ, LAPORTA SCOTT A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2025-06-30 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-285534) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: Reflects securities held directly by Vendome Acquisition Sponsor I LLC (the "Sponsor "). Ms. Diana Derycz-Kessler, President, Paul Kessler, Executive Chairman, and Scott La Porta, Chief Executive Officer and Chief Financial Officer, are the sole members of Vendome Acquisition Holding I LLC, the managing member of the Sponsor. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by Vendome Acquisition Sponsor I LLC. Such persons disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-285534) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: Reflects securities held directly by Vendome Acquisition Sponsor I LLC (the "Sponsor "). Ms. Diana Derycz-Kessler, President, Paul Kessler, Executive Chairman, and Scott La Porta, Chief Executive Officer and Chief Financial Officer, are the sole members of Vendome Acquisition Holding I LLC, the managing member of the Sponsor. As such, they may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by Vendome Acquisition Sponsor I LLC. Such persons disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Research Solutions, Inc.
Report date September 18, 2023 · Filed September 19, 2023
Jointly reported with BRISTOL INVESTMENT FUND LTD, Bristol Capital Advisors, LLC
Section 16 reporting ended · disclosed 2023-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Bristol Investment Fund, Ltd. | 1,432,108 |
Last balance in matching sequence
After 2023-09-18 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2023-09-18 · Sale · Disposed 256,336 · Balance 2,325,772 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Row 2 · 2023-09-18 · Sale · Disposed 77,362 · Balance 2,248,410 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Row 3 · 2023-09-18 · Sale · Disposed 325,000 · Balance 1,923,410 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. Row 4 · 2023-09-18 · Sale · Disposed 491,302 · Balance 1,432,108 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,000 F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons"). F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Securities beneficially owned directly by Mr. Kessler, which are held in an IRA account of which he is the beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Bristol Investment Fund, Ltd. ("Bristol Fund"), Bristol Capital Advisors, LLC ("Bristol Advisors") and Paul Kessler (collectively, the "Reporting Persons").
F2: As of September 19, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F3: Securities beneficially owned directly by Bristol Fund. As the investment advisor of Bristol Fund, Bristol Advisors may be deemed to beneficially own the securities owned directly by Bristol Fund. As the manager and Chief Executive Officer of Bristol Advisors, Mr. Kessler may be deemed to beneficially own the securities owned directly by Bristol Fund.
F4: Securities beneficially owned directly by Mr. Kessler, which are held in an IRA account of which he is the beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | GrantCommon stock, par value $0.0001 per share | 92,857 | $0.18 | $16,249.98 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,577,554 F8 · shares: The Form 4 filed on May 9, 2023 inadvertently reported the incorrect number of shares of common stock held by Paul Kessler in his individual capacity. The correct number is 92,857 shares of common stock. Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon stock, par value $0.0001 per share | 9,413,863 | $0.18 | $1,647,426.03 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 4 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 28,484,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | GrantCommon stock, par value $0.0001 per share | 1,821,429 | $0.18 | $318,750.08 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BC Disclosed balance after: 19,070,834 F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 5,496,669 | $0.11 | $599,136.92 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BIF Disclosed balance after: 17,249,405 F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| May 03, 2023 Filed Jun 16, 2023 07:57 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon stock, par value $0.0001 per share | 9,095,011 | $0.18 | $1,591,626.93 |
DisclosureSEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by BC Disclosed balance after: 11,752,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 14:26 UTC | Prairie Operating Co. CRKR · Entity 7132 | OtherOptions · Derivative | 2,625,000 | Not disclosed Strike: $2.65 | Not disclosed |
DisclosureSEC source: 0001683168-22-004871 · ownership.xml · derivative · entry 6 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,625,000 shares Expires not disclosed F6 · derivative.exercise_price: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022. F6 · shares: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022. F6 · price: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022. F6 · derivative.exercise_date: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022. F6 · derivative.expiration_date: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022. F6 · balance_after: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022. Read SEC document |
| June 30, 2022 Filed Jul 11, 2022 14:26 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Convertible preferred stock · Derivative | 4,941 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001683168-22-004871 · ownership.xml · derivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,424,571 Underlying: Common Stock · 6,424,571 shares Expires not disclosed F5 · derivative.exercise_price: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · price: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · derivative.expiration_date: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · balance_after: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. Read SEC document |
| April 30, 2022 Filed May 4, 2022 20:59 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Convertible preferred stock · Derivative | 4,941 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001683168-22-003208 · ownership.xml · derivative · entry 5 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,142,228 Underlying: Common Stock · 6,142,228 shares Expires not disclosed F5 · derivative.exercise_price: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · deemedExecutionDate: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · price: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · derivative.expiration_date: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. F5 · balance_after: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:40 UTC | Prairie Operating Co. CRKR · Entity 7132 | SaleCommon stock, par value $0.0001 per share | 11,000 | $2.63 | $28,930.00 |
DisclosureSEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 4 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,657,725 F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:40 UTC | Prairie Operating Co. CRKR · Entity 7132 | SaleCommon stock, par value $0.0001 per share | 7,000 | $2.71 | $18,970.00 |
DisclosureSEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 3 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,668,725 F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:40 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon stock, par value $0.0001 per share | 7,000 | $0.18 | $1,225.00 |
DisclosureSEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,675,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 19:40 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionCommon stock, par value $0.0001 per share | 11,000 | $0.18 | $1,925.00 |
DisclosureSEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,668,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). Read SEC document |
| December 31, 2021 Filed Jan 7, 2022 16:38 UTC | Prairie Operating Co. CRKR · Entity 7132 | GiftCommon stock, par value $0.0001 per share | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-000176 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Chairman of Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,157,721 F2 · balance_after: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, and (v) 500,000 shares of common stock owned by Paul L. Kessler and Diana Derycz-Kessler Foundation. Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. F1 · ownership.nature: These shares are held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, Bristol Capital, LLC, a Delaware LLC, and Paul L. Kessler and Diana Derycz-Kessler Foundation. Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. F2 · ownership.nature: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, and (v) 500,000 shares of common stock owned by Paul L. Kessler and Diana Derycz-Kessler Foundation. Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:16 UTC Amendment | Prairie Operating Co. WIZDD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 14,211 | $0.61 | $8,668.71 |
DisclosureSEC source: 0001683168-21-000024 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,657,721 F2 · balance_after: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 15:29 UTC | Prairie Operating Co. WIZDD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 14,211 | $0.61 | $8,668.71 |
DisclosureSEC source: 0001683168-21-000022 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,657,721 F2 · balance_after: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 18:03 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 20,607 | $1.77 | $36,371.36 |
DisclosureSEC source: 0001683168-20-000957 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,643,510 F2 · balance_after: The total includes: (i) 2,575,775 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 2,575,775 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 08:20 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 2,835 | $1.46 | $4,127.19 |
DisclosureSEC source: 0001683168-20-000667 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,622,903 F2 · balance_after: The total includes: (i) 2,555,168 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 2,555,168 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 18:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 411,294 | $0.12 | $49,355.28 |
DisclosureSEC source: 0001683168-20-000008 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 52,401,354 F2 · balance_after: The total includes: (i) 51,046,654 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 51,046,654 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 14:33 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 1,025,688 | $0.16 | $158,981.64 |
DisclosureSEC source: 0001683168-19-003121 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,990,060 F2 · balance_after: The total includes: (i) 50,635,360 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 50,635,360 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 16:38 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon stock, par value $0.0001 per share | 95,950 | $0.16 | $14,872.25 |
DisclosureSEC source: 0001683168-19-002818 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,964,372 F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. F2 · ownership.nature: The total includes: (i) 46,609,672 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 13:28 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $0.18 | $18,000.00 |
DisclosureSEC source: 0001683168-19-002395 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,868,422 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 49,513,722 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:22 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 31,816 | $0.20 | $6,363.20 |
DisclosureSEC source: 0001683168-19-002096 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,768,422 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 49,413,722 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 15:18 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 56,000 | $0.20 | $11,200.00 |
DisclosureSEC source: 0001683168-19-000020 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,736,606 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 49,381,906 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 08:07 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 522,070 | $0.16 | $85,097.41 |
DisclosureSEC source: 0001683168-19-000009 · ownership.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,680,606 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 49,325,906 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 15:19 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $0.13 | $13,470.00 |
DisclosureSEC source: 0001493152-17-008644 · form4.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,158,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 48,803,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 14:41 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $0.13 | $6,735.00 |
DisclosureSEC source: 0001493152-17-008274 · form4.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,058,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 48,703,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 14:41 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $0.13 | $6,735.00 |
DisclosureSEC source: 0001493152-17-008274 · form4.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,008,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 18:37 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $0.13 | $13,470.00 |
DisclosureSEC source: 0001493152-17-007619 · form4.xml · nonDerivative · entry 2 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 49,958,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 48,603,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 18:37 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $0.13 | $6,735.00 |
DisclosureSEC source: 0001493152-17-007619 · form4.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 49,858,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| May 02, 2017 Filed May 3, 2017 15:03 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 2,875,000 | $0.13 | $387,262.50 |
DisclosureSEC source: 0001493152-17-004682 · form4.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 49,808,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 48,453,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 12:11 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 2,150,000 | $0.13 | $289,605.00 |
DisclosureSEC source: 0001493152-17-003372 · form4.xml · nonDerivative · entry 1 KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,960,036 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 45,605,336 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| February 15, 2017 Filed Feb 28, 2017 19:47 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 9,601,500 | $0.13 | $1,293,322.05 |
DisclosureSEC source: 0001493152-17-001999 · form4.xml · nonDerivative · entry 1 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 44,810,036 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 43,455,336 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 14:36 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 526,890 | $0.12 | $63,226.80 |
DisclosureSEC source: 0001493152-17-000325 · form4.xml · nonDerivative · entry 1 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,208,536 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 33,853,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include derivative securities held by Mr. Kessler. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 9 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,383,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 8 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,308,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 7 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,233,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 6 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,158,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 5 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,083,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 4 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,008,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 3 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,933,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:25 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantStock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-17-000091 · form4.xml · derivative · entry 2 KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,858,334 Underlying: Common Stock · 75,000 shares Expires 2021-12-29 F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation. F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement. F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options. Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 16:34 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseCommon Stock, par value $0.0001 per share | 8,490,213 | $0.13 | $1,143,631.69 |
DisclosureSEC source: 0001493152-16-015969 · form4.xml · nonDerivative · entry 1 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 34,681,646 F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned. F2 · balance_after: This total includes: (i) 33,326,946 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include: (i) shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock, (ii) 16,666,667 shares of common stock issuable upon conversion of convertible debentures issued by Wizard World, Inc. (the "Company") in favor of Bristol Investment in the aggregate amount of $2,500,000, and (iii) 16,666,667 shares issuable upon exercise of a Series A Common Stock Purchase Warrant issued by the Company in favor of Bristol Investment with an exercise price of $0.15 per share. F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 20:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | OtherSeries B Common Stock Purchase Warrant · Derivative | 16,666,650 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 6 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 33,783,334 Underlying: Common Stock · 16,666,650 shares Expires 2021-12-01 F7 · security: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series B Common Stock Purchase Warrant. F8 · kind: On December 2, 2016, Bristol Investment exercised the Series B Common Stock Purchase Warrant for cash. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 20:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | OtherCommon Stock, par value $0.0001 per share | 16,666,650 | $0.00 | $1,666.67 |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · nonDerivative · entry 2 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 26,191,433 F2 · balance_after: This total includes: (i) 24,836,733 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseSeries B Common Stock Purchase Warrant · Derivative | 16,666,650 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 5 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 50,449,984 Underlying: Common Stock · 16,666,650 shares Expires 2021-12-01 F7 · security: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series B Common Stock Purchase Warrant. F7 · kind: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series B Common Stock Purchase Warrant. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseSeries A Common Stock Purchase Warrant · Derivative | 16,666,667 | Not disclosed Strike: $0.15 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 4 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 33,783,334 Underlying: Common Stock · 16,666,667 shares Expires 2021-12-01 F6 · kind: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series A Common Stock Purchase Warrant. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | PurchaseDebenture · Derivative | 16,666,667 | Not disclosed Strike: $0.15 | Not disclosed |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · derivative · entry 3 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,116,667 Underlying: Common Stock · 16,666,667 shares Expires 2018-12-01 F5 · kind: Pursuant to the Purchase Agreement, Bristol Investment purchased $2,500,000 of convertible debentures convertible at a price of $0.15 per share. The amount of underlying shares is based upon the debenture's conversion rate of $0.15 and principal balance of $2,500,000. In the event interest is paid in shares, or the conversion price is adjusted in accordance with the provisions of the debenture, the amount of underlying shares may increase. F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F5 · derivative.underlying_shares: Pursuant to the Purchase Agreement, Bristol Investment purchased $2,500,000 of convertible debentures convertible at a price of $0.15 per share. The amount of underlying shares is based upon the debenture's conversion rate of $0.15 and principal balance of $2,500,000. In the event interest is paid in shares, or the conversion price is adjusted in accordance with the provisions of the debenture, the amount of underlying shares may increase. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:39 UTC | Prairie Operating Co. WIZD · Entity 7132 | OtherCommon Stock, par value $0.0001 per share | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-16-015670 · form4.xml · nonDerivative · entry 1 KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 9,524,783 F1 · kind: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees. F2 · balance_after: This total includes: (i) 24,836,733 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned. F3 · balance_after: This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock. F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.