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Nasdaq · USD

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Research Solutions, Inc.

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6984
SEC CIK
0001386301
Parsed reports
425

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2026 Filed Aug 3, 2026 09:01 UTC
Cohen SeftonChief Revenue Officer
Disposition to issuerCommon Stock 284,000 $2.20 $624,800.00
Disclosure

SEC source: 0001104659-26-089549 · tm2621884-2_4seq1.xml · nonDerivative · entry 1

Cohen Sefton · CIK 0002044787 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,933

F1 · kind: The reporting person forfeited these unvested shares of restricted stock to the Registrant for no consideration upon the termination of the reporting person's employment, in accordance with the terms of the applicable restricted stock award agreement.

Read SEC document
March 18, 2026 Filed May 6, 2026 18:43 UTC
Cohen SeftonChief Revenue Officer
GrantCommon Stock 80,000 $2.29 $183,200.00
Disclosure

SEC source: 0001104659-26-056148 · tm269488-1_4seq1.xml · nonDerivative · entry 1

Cohen Sefton · CIK 0002044787 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,933

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on March 18, 2027 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2027 until fully vested.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 02:14 UTC
Kutil DavidCFO & Secretary
Tax withholdingCommon Stock 758 $2.89 $2,190.62
Disclosure

SEC source: 0001104659-25-123916 · tm2534174-2_4seq1.xml · nonDerivative · entry 2

Kutil David · CIK 0002102469 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,242

F2 · kind: The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 10, 2025 Filed Dec 23, 2025 02:14 UTC
Kutil DavidCFO & Secretary
GrantCommon Stock 30,000 $3.00 $90,000.00
Disclosure

SEC source: 0001104659-25-123916 · tm2534174-2_4seq1.xml · nonDerivative · entry 1

Kutil David · CIK 0002102469 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: 1/3rd of the options vest on December 10, 2026 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2026 until fully vested.

Read SEC document
November 17, 2025 Filed Nov 21, 2025 16:55 UTC Exercise / conversionOption to purchase common stock · Derivative 150,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001104659-25-115046 · tm2531395-6_4seq1.xml · derivative · entry 3

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2025 Filed Nov 21, 2025 16:55 UTC Exercise / conversionCommon Stock 150,000 $0.70 $105,000.00
Disclosure

SEC source: 0001104659-25-115046 · tm2531395-6_4seq1.xml · nonDerivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2025 Filed Nov 15, 2025 01:00 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-25-112823 · tm2531395-3_4seq1.xml · derivative · entry 1

Murphy Jeremy · CIK 0002001296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2026 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2026 until fully vested.

Read SEC document
November 12, 2025 Filed Nov 15, 2025 00:59 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-25-112822 · tm2531395-2_4seq1.xml · derivative · entry 1

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2026 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2026 until fully vested.

Read SEC document
November 12, 2025 Filed Nov 21, 2025 16:55 UTC GrantOption to purchase common stock · Derivative 60,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-25-115045 · tm2531395-4_4seq1.xml · derivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2026 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2026 until fully vested.

Read SEC document
November 12, 2025 Filed Dec 12, 2025 21:32 UTC Exercise / conversionOption to purchase common stock · Derivative 75,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001104659-25-120763 · tm2531395-5_4seq1.xml · derivative · entry 3

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2025 Filed Dec 12, 2025 21:32 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-25-120763 · tm2531395-5_4seq1.xml · derivative · entry 2

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2026 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2026 until fully vested.

Read SEC document
November 12, 2025 Filed Dec 12, 2025 21:32 UTC Exercise / conversionCommon Stock 75,000 $0.70 $52,500.00
Disclosure

SEC source: 0001104659-25-120763 · tm2531395-5_4seq1.xml · nonDerivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2025 Filed Dec 16, 2025 18:01 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001104659-25-121692 · tm2531395-1_4seq1.xml · derivative · entry 1

Gayron Kenneth L · CIK 0001669103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2026 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2026 until fully vested.

Read SEC document
September 19, 2025 Filed Sep 26, 2025 16:19 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 1,428 $3.66 $5,226.48
Disclosure

SEC source: 0001104659-25-093872 · tm2526681-1_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,825

F1 · kind: The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
September 19, 2025 Filed Sep 26, 2025 20:20 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 2,225 $3.66 $8,143.50
Disclosure

SEC source: 0001104659-25-093873 · tm2526681-2_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,382

F1 · kind: The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 21:21 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 933 $2.69 $2,509.77
Disclosure

SEC source: 0001104659-25-061855 · tm2518730-3_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,549

F1 · kind: The reporting person surrendered these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 21:20 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 2,126 $2.69 $5,718.94
Disclosure

SEC source: 0001104659-25-061854 · tm2518730-2_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,253

F1 · kind: The reporting person surrendered these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 01:19 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 2,909 $2.69 $7,825.21
Disclosure

SEC source: 0001104659-25-061853 · tm2518730-1_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,607

F1 · kind: The reporting person surrendered these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 18:51 UTC Exercise / conversionOption to purchase common stock · Derivative 75,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001104659-25-060722 · tm2518351-1_4seq1.xml · derivative · entry 2

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 18:51 UTC Exercise / conversionCommon Stock 75,000 $1.10 $82,500.00
Disclosure

SEC source: 0001104659-25-060722 · tm2518351-1_4seq1.xml · nonDerivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 19:45 UTC Exercise / conversionOption to purchase common stock · Derivative 16,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001104659-25-057462 · tm2517429-1_4seq1.xml · derivative · entry 5

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2025-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 19:45 UTC Exercise / conversionOption to purchase common stock · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001104659-25-057462 · tm2517429-1_4seq1.xml · derivative · entry 4

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 19:45 UTC Exercise / conversionCommon Stock 16,000 $0.80 $12,800.00
Disclosure

SEC source: 0001104659-25-057462 · tm2517429-1_4seq1.xml · nonDerivative · entry 2

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 19:45 UTC Exercise / conversionCommon Stock 30,000 $1.10 $33,000.00
Disclosure

SEC source: 0001104659-25-057462 · tm2517429-1_4seq1.xml · nonDerivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2025 Filed Jun 4, 2025 17:34 UTC Exercise / conversionOption to purchase common stock · Derivative 50,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001104659-25-056481 · tm2517184-1_4seq1.xml · derivative · entry 2

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2025 Filed Jun 4, 2025 17:34 UTC Exercise / conversionCommon Stock 50,000 $1.05 $52,500.00
Disclosure

SEC source: 0001104659-25-056481 · tm2517184-1_4seq1.xml · nonDerivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 22:31 UTC
Cohen SeftonChief Revenue Officer
Tax withholdingCommon Stock 35,086 $2.85 $99,995.10
Disclosure

SEC source: 0001104659-25-026735 · tm2510045-2_4seq1.xml · nonDerivative · entry 1

Cohen Sefton · CIK 0002044787 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,933

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 18:32 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 21,980 $2.85 $62,643.00
Disclosure

SEC source: 0001104659-25-026736 · tm2510045-3_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,482

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 18:33 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 44,468 $2.85 $126,733.80
Disclosure

SEC source: 0001104659-25-026737 · tm2510045-4_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610,379

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 22:30 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 41,688 $2.85 $118,810.80
Disclosure

SEC source: 0001104659-25-026734 · tm2510045-1_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,516

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 01:30 UTC
Cohen SeftonChief Revenue Officer
Tax withholdingCommon Stock 24,981 $3.93 $98,175.33
Disclosure

SEC source: 0001104659-24-131428 · tm2431946-2_4seq1.xml · nonDerivative · entry 1

Cohen Sefton · CIK 0002044787 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,019

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:29 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 919 $3.93 $3,611.67
Disclosure

SEC source: 0001104659-24-131427 · tm2431946-1_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,462

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:33 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 1,986 $3.93 $7,804.98
Disclosure

SEC source: 0001104659-24-131431 · tm2431946-4_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,847

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 01:32 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 2,204 $3.93 $8,661.72
Disclosure

SEC source: 0001104659-24-131429 · tm2431946-3_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,204

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 18:25 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001104659-24-117868 · tm2428421-3_4seq1.xml · derivative · entry 1

Gayron Kenneth L · CIK 0001669103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2025 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2025 until fully vested.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 18:24 UTC GrantOption to purchase common stock · Derivative 60,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001104659-24-117865 · tm2428421-2_4seq1.xml · derivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2025 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2025 until fully vested.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 18:26 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001104659-24-117869 · tm2428421-4_4seq1.xml · derivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2025 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2025 until fully vested.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 23:27 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001104659-24-117870 · tm2428421-5_4seq1.xml · derivative · entry 1

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2025 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2025 until fully vested.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 23:23 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001104659-24-117864 · tm2428421-1_4seq1.xml · derivative · entry 1

Murphy Jeremy · CIK 0002001296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-11-11

F1 · derivative.exercise_date: 1/3rd of the options vest on November 12, 2025 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2025 until fully vested.

Read SEC document
November 12, 2024 Filed Nov 15, 2024 01:53 UTC
Cohen SeftonChief Revenue Officer
GrantCommon Stock 340,000 $0.00 $0.00
Disclosure

SEC source: 0002044787-24-000002 · primary_doc.xml · nonDerivative · entry 1

Cohen Sefton · CIK 0002044787 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,000

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 13:55 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 1,837 $2.82 $5,180.34
Disclosure

SEC source: 0001104659-24-102370 · tm2424616-3_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,381

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 13:53 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 2,975 $2.82 $8,389.50
Disclosure

SEC source: 0001104659-24-102366 · tm2424616-1_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,833

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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September 20, 2024 Filed Sep 24, 2024 17:56 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 2,865 $2.82 $8,079.30
Disclosure

SEC source: 0001104659-24-102371 · tm2424616-4_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,408

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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September 20, 2024 Filed Sep 24, 2024 17:54 UTC
Hunt Shane AlanChief Revenue Officer
Tax withholdingCommon Stock 530 $2.82 $1,494.60
Disclosure

SEC source: 0001104659-24-102369 · tm2424616-2_4seq1.xml · nonDerivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,752

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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June 20, 2024 Filed Jun 24, 2024 15:59 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 2,763 $2.63 $7,266.69
Disclosure

SEC source: 0001104659-24-074316 · tm2418119-2_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,218

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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June 20, 2024 Filed Jun 24, 2024 16:05 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 3,953 $2.63 $10,396.39
Disclosure

SEC source: 0001104659-24-074322 · tm2418119-4_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,808

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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June 20, 2024 Filed Jun 24, 2024 20:01 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 3,824 $2.63 $10,057.12
Disclosure

SEC source: 0001104659-24-074318 · tm2418119-3_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,273

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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June 20, 2024 Filed Jun 24, 2024 19:57 UTC
Hunt Shane AlanChief Revenue Officer
Tax withholdingCommon Stock 713 $2.63 $1,875.19
Disclosure

SEC source: 0001104659-24-074313 · tm2418119-1_4seq1.xml · nonDerivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,282

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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March 22, 2024 Filed Mar 25, 2024 11:08 UTC
Derycz Peter10% owner
SaleCommon Stock 2,576 $2.85 $7,341.60
Disclosure

SEC source: 0001683168-24-001659 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,955,587

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March 21, 2024 Filed Mar 25, 2024 11:08 UTC
Derycz Peter10% owner
SaleCommon Stock 26,517 $2.86 $75,838.62
Disclosure

SEC source: 0001683168-24-001659 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,958,163

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.