Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Director | April 05, 2024 | May 28, 2024 |
| Silver Pegasus Acquisition Corp.SPEG · Entity 6481 | Director · CEO and Chairman | July 14, 2025 | July 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date April 05, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,776 |
Reported balance
After 2024-04-05 transaction · row 1
1 source rowRow 1 · 2024-04-05 · Grant · Acquired 1,125 · Balance 92,776 F1: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022.
Silver Pegasus Acquisition Corp.
Report date July 14, 2025 · Filed July 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary Shares, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 3,833,333 |
Reported balance
Holding disclosure · report date 2025-07-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,833,333 F1: Consists of 3,833,333 Class B ordinary shares owned by SilverLode Capital LLC (the "sponsor") as founder shares, 500,000 of which are subject to forfeiture depending on the extent of the underwriter's over-allotment exercise. Mr. Johnston has an economic interest in 1,458,500 Class B ordinary shares through his ownership of a member interest in the sponsor, which will only be issued upon the consummation of the issuer's initial business combination. Mr. Johnston is also the managing member of the sponsor and has voting and dispositive power over the Class B ordinary shares owned by the sponsor. Mr. Johnston disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 3,833,333 Class B ordinary shares owned by SilverLode Capital LLC (the "sponsor") as founder shares, 500,000 of which are subject to forfeiture depending on the extent of the underwriter's over-allotment exercise. Mr. Johnston has an economic interest in 1,458,500 Class B ordinary shares through his ownership of a member interest in the sponsor, which will only be issued upon the consummation of the issuer's initial business combination. Mr. Johnston is also the managing member of the sponsor and has voting and dispositive power over the Class B ordinary shares owned by the sponsor. Mr. Johnston disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2019 Filed Feb 2, 2019 02:13 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 8,089 | $7.40 | $59,858.60 |
DisclosureSEC source: 0001567619-19-002190 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,790 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| January 30, 2019 Filed Feb 2, 2019 02:13 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 25,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002190 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,879 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 00:53 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 6,300 | $6.87 | $43,281.00 |
DisclosureSEC source: 0001567619-19-000648 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,600 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:15 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 10,683 | $12.59 | $134,447.69 |
DisclosureSEC source: 0001567619-18-001662 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,900 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.65 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 23:59 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 8,780 | $15.54 | $136,484.22 |
DisclosureSEC source: 0001140361-18-032747 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,583 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSU. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.61 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 23:59 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032747 · doc1.xml · derivative · entry 3 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: The RSU vests in four equal annual installments on August 14, 2015, 2016, 2017, and 2018. F6 · derivative.expiration_date: The RSU vests in four equal annual installments on August 14, 2015, 2016, 2017, and 2018. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 23:59 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032747 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on August 14, 2014. Read SEC document |
| June 06, 2018 Filed Jun 9, 2018 01:00 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,337 | $16.80 | $56,077.28 |
DisclosureSEC source: 0001140361-18-027947 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,363 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.80 to $16.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 9, 2018 01:00 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 9,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027947 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,700 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 17:33 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,578 | $22.06 | $56,874.80 |
DisclosureSEC source: 0001140361-18-013563 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,277 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 23:15 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013122 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,855 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F3 · shares: 50% of the RSUs vested on March 8, 2018. The remaining 50% of the RSUs will vest on February 22, 2019, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 23:15 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013122 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,855 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in four equal annual installments on January 2, 2019, 2020, 2021, and 2022, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 00:18 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,551 | $21.98 | $253,849.40 |
DisclosureSEC source: 0001140361-18-012692 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,855 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 01:54 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,585 | $21.91 | $78,559.18 |
DisclosureSEC source: 0001140361-18-010995 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,406 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on February 27, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.90 to $21.9901 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| September 26, 2017 Filed Sep 29, 2017 00:58 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 15,000 | $12.55 | $188,316.00 |
DisclosureSEC source: 0001140361-17-036852 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,991 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.72 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 00:08 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,034 | $9.71 | $19,750.34 |
DisclosureSEC source: 0001140361-17-033132 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,991 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 21, 2017 Filed Aug 24, 2017 00:08 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 7,665 | $9.31 | $71,388.74 |
DisclosureSEC source: 0001140361-17-033132 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,025 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.46 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 17, 2017 Filed Jul 17, 2017 23:43 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 9,443 | $16.11 | $152,129.56 |
DisclosureSEC source: 0001140361-17-028030 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,690 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.10 to $16.20 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 23:43 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028030 · doc1.xml · derivative · entry 3 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The RSU vests in four equal annual installments on August 14, 2015, 2016, 2017, and 2018. F5 · derivative.expiration_date: The RSU vests in four equal annual installments on August 14, 2015, 2016, 2017, and 2018. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 23:43 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028030 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 00:16 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 37,000 | $15.88 | $587,486.00 |
DisclosureSEC source: 0001140361-17-012451 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,133 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:27 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009493 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,133 F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · shares: 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021. Read SEC document |
| January 12, 2017 Filed Feb 28, 2017 00:27 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 325 | $18.42 | $5,986.53 |
DisclosureSEC source: 0001140361-17-009493 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,133 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units. Read SEC document |
| December 30, 2016 Filed Jan 7, 2017 00:50 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Share Units · Derivative | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001084 · doc1.xml · derivative · entry 2 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,959 Underlying: Common Stock · 774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F2 · derivative.expiration_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 7, 2017 00:50 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001084 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 01:52 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 18,164 | $14.02 | $254,613.87 |
DisclosureSEC source: 0001140361-16-086642 · doc1.xml · nonDerivative · entry 3 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,684 F3 · shares: Represents shares sold to cover taxes due upon vesting and settlement of restricted share units. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 01:52 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 40,000 | $14.37 | $574,776.00 |
DisclosureSEC source: 0001140361-16-086642 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,848 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.33 to $14.50 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 01:28 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083563 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,963 F2 · shares: Each restricted stock unit represents a right to receive one share of the Issuer's common stock. Shares vest in four equal installments on August 18 of 2016, 2017, 2018, and 2020, subject to continued service through each vesting date. Read SEC document |
| October 22, 2016 Filed Oct 26, 2016 01:28 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083563 · doc1.xml · derivative · entry 3 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: One-half of these restricted stock units vest on February 16, 2016 and the remaining one-half vest on October 22, 2016. F4 · derivative.expiration_date: One-half of these restricted stock units vest on February 16, 2016 and the remaining one-half vest on October 22, 2016. Read SEC document |
| October 22, 2016 Filed Oct 26, 2016 01:28 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083563 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock received upon vesting of the restricted stock unit award reported in Table II. Read SEC document |
| September 30, 2016 Filed Nov 15, 2016 01:52 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Share Units · Derivative | 8,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086642 · doc1.xml · derivative · entry 4 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,733 Underlying: Common Stock · 8,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F6 · derivative.expiration_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| September 30, 2016 Filed Nov 15, 2016 01:52 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 8,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086642 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Senior VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · shares: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.