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person · Reporting owner

Barnes Michael Gene

Disclosed activity across 1 company

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75428
SEC CIK
0001498811

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TIPTREE INC.TIPT · Entity 5239Director · Executive Chairman · 10% ownerSeptember 12, 2025September 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TIPTREE INC.

Report date September 12, 2025 · Filed September 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,085,428 Ending reported balance After 2025-09-12 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F3: Represents the closing stock price as of the transaction date.

Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F3: Represents the closing stock price as of the transaction date.

January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04Direct0 Reported balance After 2025-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10Direct0 Reported balance After 2025-09-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22Direct0 Reported balance After 2025-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2019 Filed Aug 15, 2019 10:05 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 95 $6.50 $617.50
Disclosure

SEC source: 0001393726-19-000142 · wf-form4_156587790912292.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,977,783

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 09:59 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,470 $6.51 $22,582.76
Disclosure

SEC source: 0001393726-19-000140 · wf-form4_156570473366818.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,977,688

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F3 · shares: This purchase was executed in multiple purchases at prices ranging from $6.48 to $6.55, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 09:59 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,648 $6.53 $23,803.20
Disclosure

SEC source: 0001393726-19-000140 · wf-form4_156570473366818.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,974,218

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F2 · shares: This purchase was executed in multiple purchases at prices ranging from $6.51 to $6.53, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.53 $653.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,970,570

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 600 $6.52 $3,912.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,970,470

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.50 $650.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,969,870

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,000 $6.48 $6,480.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,969,770

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.47 $647.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968,770

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 300 $6.46 $1,938.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968,670

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 400 $6.45 $2,580.00
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968,370

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 997 $6.44 $6,420.68
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,967,970

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 10:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 103 $6.41 $660.23
Disclosure

SEC source: 0001393726-19-000126 · wf-form4_156104166631073.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966,973

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,192 $6.52 $20,811.84
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 16

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966,870

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 508 $6.51 $3,307.08
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 15

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963,678

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 500 $6.50 $3,250.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 14

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963,170

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,389 $6.49 $9,014.61
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 13

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962,670

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 511 $6.48 $3,311.28
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 12

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,961,281

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 8,531 $6.53 $55,707.43
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 11

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,960,770

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 550 $6.50 $3,575.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 10

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952,239

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.49 $649.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951,689

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.47 $647.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951,589

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.46 $646.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951,489

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 101 $6.45 $651.45
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951,389

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 831 $6.44 $5,351.64
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951,288

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 600 $6.43 $3,858.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950,457

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 335 $6.39 $2,140.65
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949,857

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 400 $6.38 $2,552.00
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949,522

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 10:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 296 $6.37 $1,885.52
Disclosure

SEC source: 0001393726-19-000124 · wf-form4_156095447016875.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949,122

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,179 $6.40 $26,745.60
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,948,826

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,621 $6.39 $16,748.19
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,944,647

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,440 $6.38 $9,187.20
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,942,026

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 907 $6.37 $5,777.59
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,940,586

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 558 $6.35 $3,543.30
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939,679

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 340 $6.32 $2,148.80
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939,121

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.32 $632.00
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938,781

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,288 $6.31 $8,127.28
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938,681

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 13, 2019 Filed Jun 17, 2019 11:29 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.30 $630.00
Disclosure

SEC source: 0001393726-19-000122 · wf-form4_156078534960503.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,937,393

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 12, 2019 Filed Jun 13, 2019 11:17 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,397 $6.26 $8,745.22
Disclosure

SEC source: 0001393726-19-000120 · wf-form4_156043903043565.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,937,293

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 12, 2019 Filed Jun 13, 2019 11:17 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,391 $6.25 $8,693.75
Disclosure

SEC source: 0001393726-19-000120 · wf-form4_156043903043565.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935,896

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 12, 2019 Filed Jun 13, 2019 11:17 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,254 $6.24 $7,824.96
Disclosure

SEC source: 0001393726-19-000120 · wf-form4_156043903043565.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,934,505

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 11, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 300 $6.26 $1,878.00
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 13

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,933,251

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 11, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,133 $6.24 $7,069.92
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 12

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,932,951

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 11, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,167 $6.23 $19,730.41
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 11

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,931,818

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 11, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 972 $6.22 $6,045.84
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 10

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928,651

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 11, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 940 $6.21 $5,837.40
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,927,679

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 77 $6.30 $485.10
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926,739

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 123 $6.29 $773.67
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926,662

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 477 $6.28 $2,995.56
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926,539

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,500 $6.27 $9,405.00
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926,062

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,500 $6.26 $9,390.00
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924,562

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.