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Barnes Michael Gene

Disclosed activity across 1 company

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75428
SEC CIK
0001498811

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TIPTREE INC.TIPT · Entity 5239Director · Executive Chairman · 10% ownerSeptember 12, 2025September 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TIPTREE INC.

Report date September 12, 2025 · Filed September 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,085,428 Ending reported balance After 2025-09-12 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F3: Represents the closing stock price as of the transaction date.

Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F3: Represents the closing stock price as of the transaction date.

January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04Direct0 Reported balance After 2025-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10Direct0 Reported balance After 2025-09-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22Direct0 Reported balance After 2025-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2020 Filed Apr 27, 2020 16:19 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,771 $5.14 $14,242.94
Disclosure

SEC source: 0001393726-20-000112 · wf-form4_158801875192283.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263,009

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.07 to $5.22, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 09:48 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,771 $5.25 $14,547.75
Disclosure

SEC source: 0001393726-20-000108 · wf-form4_158764966679338.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,260,238

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.17 to $5.31, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 21, 2020 Filed Apr 23, 2020 09:48 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,771 $5.04 $13,954.76
Disclosure

SEC source: 0001393726-20-000108 · wf-form4_158764966679338.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,257,467

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.00 to $5.10, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 10:05 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,771 $5.26 $14,564.38
Disclosure

SEC source: 0001393726-20-000102 · wf-form4_158747792955422.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254,696

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.17 to $5.35, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 10:05 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,795 $5.35 $14,944.87
Disclosure

SEC source: 0001393726-20-000102 · wf-form4_158747792955422.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,251,925

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.13 to $5.40, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 09:31 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,795 $5.12 $14,315.99
Disclosure

SEC source: 0001393726-20-000098 · wf-form4_158713025440697.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249,130

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.04 to $5.20, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 09:31 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,795 $5.17 $14,438.97
Disclosure

SEC source: 0001393726-20-000098 · wf-form4_158713025440697.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,246,335

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.05 to $5.20, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 09:44 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,795 $5.41 $15,120.95
Disclosure

SEC source: 0001393726-20-000094 · wf-form4_158695824508370.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,243,540

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.34 to $5.48, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 09:44 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,795 $5.30 $14,821.89
Disclosure

SEC source: 0001393726-20-000094 · wf-form4_158695824508370.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,240,745

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.11 to $5.48, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 11:32 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,477 $5.66 $14,012.39
Disclosure

SEC source: 0001393726-20-000079 · wf-form4_158653271929358.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,237,950

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.52 to $5.81, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:32 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,477 $5.28 $13,085.99
Disclosure

SEC source: 0001393726-20-000079 · wf-form4_158653271929358.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,235,473

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.18 to $5.38, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 10:24 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,477 $5.09 $12,605.45
Disclosure

SEC source: 0001393726-20-000075 · wf-form4_158635587963878.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,232,996

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.05 to $5.13, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 10:24 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,477 $5.15 $12,766.46
Disclosure

SEC source: 0001393726-20-000075 · wf-form4_158635587963878.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230,519

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.08 to $5.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,028 $4.96 $10,048.74
Disclosure

SEC source: 0001393726-20-000071 · wf-form4_158618123055995.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228,042

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.88 to $5.01, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,028 $4.79 $9,708.04
Disclosure

SEC source: 0001393726-20-000071 · wf-form4_158618123055995.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226,014

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.74 to $4.85, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 11:34 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,028 $5.21 $10,567.91
Disclosure

SEC source: 0001393726-20-000067 · wf-form4_158584167403299.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,223,986

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.12 to $5.30, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 11:34 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,028 $5.43 $11,014.07
Disclosure

SEC source: 0001393726-20-000067 · wf-form4_158584167403299.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,221,958

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.38 to $5.47, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 10:55 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,028 $5.27 $10,677.42
Disclosure

SEC source: 0001393726-20-000063 · wf-form4_158566653554428.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219,930

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.21 to $5.30, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 10:55 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,789 $5.41 $9,669.55
Disclosure

SEC source: 0001393726-20-000063 · wf-form4_158566653554428.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,217,902

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.31 to $5.47, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 11:47 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,789 $5.46 $9,759.00
Disclosure

SEC source: 0001393726-20-000059 · wf-form4_158532401729847.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,216,113

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.35 to $5.58, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 11:47 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,789 $5.62 $10,061.34
Disclosure

SEC source: 0001393726-20-000059 · wf-form4_158532401729847.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214,324

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.54 to $5.68, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 10:18 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,789 $5.05 $9,034.45
Disclosure

SEC source: 0001393726-20-000055 · wf-form4_158514588035909.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,212,535

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.90 to $5.19, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 10:18 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,789 $4.70 $8,415.46
Disclosure

SEC source: 0001393726-20-000055 · wf-form4_158514588035909.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,210,746

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.59 to $4.82, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 10:31 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,259 $4.87 $6,128.81
Disclosure

SEC source: 0001393726-20-000051 · wf-form4_158497388999965.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,208,957

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.80 to $4.90, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 19, 2020 Filed Mar 23, 2020 10:31 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,259 $5.07 $6,381.87
Disclosure

SEC source: 0001393726-20-000051 · wf-form4_158497388999965.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,207,698

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.90 to $5.19, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2020 Filed Mar 19, 2020 09:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,259 $6.26 $7,881.34
Disclosure

SEC source: 0001393726-20-000045 · wf-form4_158462448520277.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,206,439

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.18 to $6.36, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 17, 2020 Filed Mar 19, 2020 09:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,259 $5.72 $7,201.48
Disclosure

SEC source: 0001393726-20-000045 · wf-form4_158462448520277.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205,180

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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March 02, 2020 Filed Mar 2, 2020 15:09 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,948 $6.71 $19,786.98
Disclosure

SEC source: 0001393726-20-000034 · wf-form4_158317976842213.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203,921

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.66 to $6.79, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 28, 2020 Filed Mar 2, 2020 15:09 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 24,078 $6.79 $163,561.85
Disclosure

SEC source: 0001393726-20-000034 · wf-form4_158317976842213.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200,973

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.63 to $6.85, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 27, 2020 Filed Feb 27, 2020 17:11 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 20,476 $6.85 $140,178.70
Disclosure

SEC source: 0001393726-20-000028 · wf-form4_158284149497934.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,176,895

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.83 to $6.85, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 26, 2020 Filed Feb 27, 2020 17:11 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 702 $6.85 $4,808.70
Disclosure

SEC source: 0001393726-20-000028 · wf-form4_158284149497934.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,156,419

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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February 25, 2020 Filed Feb 27, 2020 17:11 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,943 $6.85 $20,159.55
Disclosure

SEC source: 0001393726-20-000028 · wf-form4_158284149497934.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,155,717

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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February 20, 2020 Filed Feb 21, 2020 17:13 UTC TIPTREE INC. TIPT · Entity 5239 GrantEmployee Stock Option · Derivative 170,111 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001393726-20-000026 · wf-form4_158232319418319.xml · derivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,111

Underlying: Common Stock · 170,111 shares

Expires 2030-02-20

F3 · security: The Reporting Person was granted non-qualified stock options to purchase 170,111 shares of common stock of the Registrant, subject to the terms of a Stock Option Agreement between the Registrant and the Reporting person (the "Stock Option Agreement").

F4 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 20, 2023, 2024 and 2025 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31,2019 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F5 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 20, 2030 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

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February 20, 2020 Filed Feb 21, 2020 17:13 UTC TIPTREE INC. TIPT · Entity 5239 GrantCommon Stock 85,055 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000026 · wf-form4_158232319418319.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152,774

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 15, 2023 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

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January 31, 2020 Filed Feb 3, 2020 12:44 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,403 $6.85 $23,310.55
Disclosure

SEC source: 0001393726-20-000016 · wf-form4_158075187493772.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,067,719

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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September 04, 2019 Filed Sep 5, 2019 10:04 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,128 $6.83 $21,364.24
Disclosure

SEC source: 0001393726-19-000156 · wf-form4_156769222868084.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,064,316

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.805 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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September 03, 2019 Filed Sep 5, 2019 10:04 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,798 $6.87 $32,957.46
Disclosure

SEC source: 0001393726-19-000156 · wf-form4_156769222868084.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,061,188

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.84 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 30, 2019 Filed Sep 3, 2019 10:34 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 400 $6.88 $2,752.00
Disclosure

SEC source: 0001393726-19-000154 · wf-form4_156752126855251.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,056,390

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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August 29, 2019 Filed Sep 3, 2019 10:34 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,600 $6.86 $38,421.60
Disclosure

SEC source: 0001393726-19-000154 · wf-form4_156752126855251.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055,990

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.83 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 28, 2019 Filed Aug 29, 2019 11:18 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,602 $6.86 $17,857.53
Disclosure

SEC source: 0001393726-19-000152 · wf-form4_156709186817555.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050,390

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.85 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 27, 2019 Filed Aug 29, 2019 11:18 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 6,764 $6.83 $46,204.88
Disclosure

SEC source: 0001393726-19-000152 · wf-form4_156709186817555.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,047,788

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.81 to $6.85, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 26, 2019 Filed Aug 27, 2019 12:30 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,020 $6.74 $13,616.82
Disclosure

SEC source: 0001393726-19-000150 · wf-form4_156692342649255.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041,024

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.63 to $6.85, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 23, 2019 Filed Aug 27, 2019 12:30 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 11,786 $6.61 $77,881.89
Disclosure

SEC source: 0001393726-19-000150 · wf-form4_156692342649255.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,039,004

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.55 to $6.65, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 22, 2019 Filed Aug 23, 2019 11:13 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 17,487 $6.73 $117,670.02
Disclosure

SEC source: 0001393726-19-000148 · wf-form4_156657320885428.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027,218

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.60 to $6.87, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 21, 2019 Filed Aug 23, 2019 11:13 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 7,413 $6.82 $50,527.01
Disclosure

SEC source: 0001393726-19-000148 · wf-form4_156657320885428.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,009,731

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.77 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 20, 2019 Filed Aug 21, 2019 10:07 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,446 $6.75 $16,503.16
Disclosure

SEC source: 0001393726-19-000146 · wf-form4_156639641330396.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,002,318

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.69 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 19, 2019 Filed Aug 21, 2019 10:07 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,119 $6.70 $14,188.82
Disclosure

SEC source: 0001393726-19-000146 · wf-form4_156639641330396.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999,872

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.67 to $6.71, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 16, 2019 Filed Aug 19, 2019 11:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,932 $6.56 $38,925.78
Disclosure

SEC source: 0001393726-19-000144 · wf-form4_156622920624624.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,997,753

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.54 to $6.59, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 15, 2019 Filed Aug 19, 2019 11:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 6,151 $6.56 $40,350.56
Disclosure

SEC source: 0001393726-19-000144 · wf-form4_156622920624624.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,991,821

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.55 to $6.57, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 14, 2019 Filed Aug 15, 2019 10:05 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 7,887 $6.54 $51,580.98
Disclosure

SEC source: 0001393726-19-000142 · wf-form4_156587790912292.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,985,670

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.51 to $6.57, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.