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person · Reporting owner

Barnes Michael Gene

Disclosed activity across 1 company

Tapewire entity
75428
SEC CIK
0001498811

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TIPTREE INC.TIPT · Entity 5239Director · Executive Chairman · 10% ownerSeptember 12, 2025September 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TIPTREE INC.

Report date September 12, 2025 · Filed September 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,085,428 Ending reported balance After 2025-09-12 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F3: Represents the closing stock price as of the transaction date.

Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F3: Represents the closing stock price as of the transaction date.

January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04Direct0 Reported balance After 2025-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10Direct0 Reported balance After 2025-09-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22Direct0 Reported balance After 2025-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,880 $6.25 $18,000.00
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,923,062

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,460 $6.24 $9,110.40
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920,182

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 10:02 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.23 $623.00
Disclosure

SEC source: 0001393726-19-000118 · wf-form4_156034816070217.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918,722

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 345 $6.28 $2,166.60
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918,622

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 200 $6.27 $1,254.00
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918,277

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 983 $6.25 $6,143.75
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918,077

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 300 $6.20 $1,860.00
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917,094

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,616 $6.19 $16,193.04
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916,794

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 284 $6.18 $1,755.12
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914,178

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,255 $6.17 $7,743.35
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,913,894

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 12:39 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 500 $6.16 $3,080.00
Disclosure

SEC source: 0001393726-19-000116 · wf-form4_156018476373503.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912,639

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 400 $6.24 $2,496.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912,139

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 600 $6.22 $3,732.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911,739

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 500 $6.20 $3,100.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911,139

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,800 $6.19 $29,712.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,910,639

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 200 $6.18 $1,236.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905,839

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 400 $6.17 $2,468.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905,639

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,000 $6.20 $6,200.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905,239

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 126 $6.18 $778.68
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904,239

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 09:35 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,800 $6.15 $35,670.00
Disclosure

SEC source: 0001393726-19-000114 · wf-form4_155982811853529.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904,113

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,114 $6.10 $6,795.40
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 15

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898,313

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,290 $6.09 $7,856.10
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 14

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,897,199

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,338 $6.08 $14,215.04
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 13

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895,909

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,962 $6.07 $36,189.34
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 12

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893,571

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 74 $6.06 $448.44
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 11

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,887,609

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 61 $6.05 $369.05
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 10

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,887,535

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 100 $6.15 $615.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,887,474

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,800 $6.14 $11,052.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,887,374

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 600 $6.13 $3,678.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885,574

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,700 $6.12 $10,404.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,884,974

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 200 $6.11 $1,222.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883,274

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,745 $6.09 $16,717.05
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883,074

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 300 $6.08 $1,824.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,880,329

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,580 $6.07 $15,660.60
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,880,029

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 14:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 600 $6.05 $3,630.00
Disclosure

SEC source: 0001393726-19-000112 · wf-form4_155967399193132.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,877,449

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 30, 2019 Filed May 31, 2019 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,677 $6.17 $10,347.09
Disclosure

SEC source: 0001393726-19-000108 · wf-form4_155931087240953.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876,849

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 30, 2019 Filed May 31, 2019 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,500 $6.16 $9,240.00
Disclosure

SEC source: 0001393726-19-000108 · wf-form4_155931087240953.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875,172

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 30, 2019 Filed May 31, 2019 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,923 $6.15 $36,426.45
Disclosure

SEC source: 0001393726-19-000108 · wf-form4_155931087240953.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,873,672

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 30, 2019 Filed May 31, 2019 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,510 $6.14 $9,271.40
Disclosure

SEC source: 0001393726-19-000108 · wf-form4_155931087240953.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,867,749

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 29, 2019 Filed May 30, 2019 14:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 8 $6.17 $49.36
Disclosure

SEC source: 0001393726-19-000104 · wf-form4_155924159560789.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866,239

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 29, 2019 Filed May 30, 2019 14:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,500 $6.16 $27,720.00
Disclosure

SEC source: 0001393726-19-000104 · wf-form4_155924159560789.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,866,231

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 29, 2019 Filed May 30, 2019 14:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,800 $6.15 $11,070.00
Disclosure

SEC source: 0001393726-19-000104 · wf-form4_155924159560789.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861,731

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 28, 2019 Filed May 30, 2019 14:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 725 $6.20 $4,495.00
Disclosure

SEC source: 0001393726-19-000104 · wf-form4_155924159560789.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,859,931

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 28, 2019 Filed May 30, 2019 14:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 151 $6.18 $933.18
Disclosure

SEC source: 0001393726-19-000104 · wf-form4_155924159560789.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,859,206

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 28, 2019 Filed May 30, 2019 14:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 711 $6.16 $4,379.76
Disclosure

SEC source: 0001393726-19-000104 · wf-form4_155924159560789.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,859,055

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 24, 2019 Filed May 28, 2019 09:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,500 $6.15 $15,375.00
Disclosure

SEC source: 0001393726-19-000102 · wf-form4_155905120360973.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,858,344

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 24, 2019 Filed May 28, 2019 09:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 300 $6.14 $1,842.00
Disclosure

SEC source: 0001393726-19-000102 · wf-form4_155905120360973.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,855,844

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 24, 2019 Filed May 28, 2019 09:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 546 $6.13 $3,346.98
Disclosure

SEC source: 0001393726-19-000102 · wf-form4_155905120360973.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,855,544

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 24, 2019 Filed May 28, 2019 09:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5 $6.12 $30.60
Disclosure

SEC source: 0001393726-19-000102 · wf-form4_155905120360973.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854,998

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 23, 2019 Filed May 28, 2019 09:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,496 $6.16 $15,375.36
Disclosure

SEC source: 0001393726-19-000102 · wf-form4_155905120360973.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854,993

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.