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Barnes Michael Gene

Disclosed activity across 1 company

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75428
SEC CIK
0001498811

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TIPTREE INC.TIPT · Entity 5239Director · Executive Chairman · 10% ownerSeptember 12, 2025September 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TIPTREE INC.

Report date September 12, 2025 · Filed September 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,085,428 Ending reported balance After 2025-09-12 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F3: Represents the closing stock price as of the transaction date.

Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F3: Represents the closing stock price as of the transaction date.

January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04Direct0 Reported balance After 2025-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10Direct0 Reported balance After 2025-09-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22Direct0 Reported balance After 2025-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3: Represents the closing stock price as of the transaction date.

F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7: The option shares are fully vested and exercisable as of January 4, 2021.

F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9: The option shares are fully vested and exercisable as of March 10, 2021.

F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11: The option shares are fully vested and exercisable as of February 22, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2020 Filed Sep 22, 2020 10:07 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,555 $5.02 $7,810.77
Disclosure

SEC source: 0001393726-20-000230 · wf-form4_160078364184340.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545,916

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.00 to $5.05, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 10:00 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,555 $5.01 $7,787.44
Disclosure

SEC source: 0001393726-20-000228 · wf-form4_160043760147273.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544,361

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.98 to $5.05 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 10:00 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,555 $5.01 $7,784.33
Disclosure

SEC source: 0001393726-20-000228 · wf-form4_160043760147273.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542,806

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.98 to $5.02, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 09:44 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,555 $5.03 $7,818.54
Disclosure

SEC source: 0001393726-20-000226 · wf-form4_160026384325258.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,541,251

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.01 to $5.05 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 09:44 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,555 $5.06 $7,866.75
Disclosure

SEC source: 0001393726-20-000226 · wf-form4_160026384325258.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539,696

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.02 to $5.11, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 09:38 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,269 $5.07 $6,431.29
Disclosure

SEC source: 0001393726-20-000224 · wf-form4_160009071771612.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538,141

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.04 to $5.10 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 09:38 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,269 $5.12 $6,497.28
Disclosure

SEC source: 0001393726-20-000224 · wf-form4_160009071771612.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,536,872

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.08 to $5.15, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 11:52 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,269 $5.16 $6,548.04
Disclosure

SEC source: 0001393726-20-000222 · wf-form4_159975311395120.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535,603

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.13 to $5.22 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 11:52 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,269 $5.25 $6,663.52
Disclosure

SEC source: 0001393726-20-000222 · wf-form4_159975311395120.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534,334

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.16 to $5.33, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 09:34 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,732 $5.39 $30,866.82
Disclosure

SEC source: 0001393726-20-000220 · wf-form4_159957204288116.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533,065

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.33 to $5.41 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 09:34 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,732 $5.47 $31,342.58
Disclosure

SEC source: 0001393726-20-000220 · wf-form4_159957204288116.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527,333

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.40 to $5.52, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 10:13 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,732 $5.49 $31,445.75
Disclosure

SEC source: 0001393726-20-000218 · wf-form4_159914242393297.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521,601

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.46 to $5.53 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 10:13 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,732 $5.59 $32,047.61
Disclosure

SEC source: 0001393726-20-000218 · wf-form4_159914242393297.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515,869

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.52 to $5.69, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 09:53 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,732 $5.72 $32,792.77
Disclosure

SEC source: 0001393726-20-000216 · wf-form4_159896838457337.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510,137

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.69 to $5.73, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 09:53 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,855 $5.75 $33,660.40
Disclosure

SEC source: 0001393726-20-000216 · wf-form4_159896838457337.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,504,405

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.74 to $5.76, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,855 $5.74 $33,613.56
Disclosure

SEC source: 0001393726-20-000211 · wf-form4_159862283457082.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498,550

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.64 to $5.75, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 09:54 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,855 $5.62 $32,910.96
Disclosure

SEC source: 0001393726-20-000211 · wf-form4_159862283457082.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,492,695

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 11:13 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,855 $5.69 $33,285.68
Disclosure

SEC source: 0001393726-20-000209 · wf-form4_159845478078901.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,486,840

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.62 to $5.70, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 11:13 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 5,855 $5.57 $32,624.06
Disclosure

SEC source: 0001393726-20-000209 · wf-form4_159845478078901.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480,985

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.54 to $5.62, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 13:25 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,754 $5.71 $27,145.34
Disclosure

SEC source: 0001393726-20-000207 · wf-form4_159828994585978.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,475,130

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.67 to $5.78, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 13:25 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,754 $5.79 $27,520.91
Disclosure

SEC source: 0001393726-20-000207 · wf-form4_159828994585978.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470,376

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.77 to $5.81, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 09:45 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,754 $5.80 $27,558.94
Disclosure

SEC source: 0001393726-20-000205 · wf-form4_159793113598628.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,465,622

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.77 to $5.80, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 09:45 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,754 $5.80 $27,563.69
Disclosure

SEC source: 0001393726-20-000205 · wf-form4_159793113598628.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460,868

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.76 to $5.82, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 14:09 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,754 $5.80 $27,568.45
Disclosure

SEC source: 0001393726-20-000203 · wf-form4_159777415278822.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,456,114

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.71 to $5.81, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 14, 2020 Filed Aug 18, 2020 14:09 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,704 $5.71 $26,836.32
Disclosure

SEC source: 0001393726-20-000203 · wf-form4_159777415278822.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,451,360

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.65 to $5.77, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 13, 2020 Filed Aug 14, 2020 11:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,704 $5.79 $27,222.05
Disclosure

SEC source: 0001393726-20-000201 · wf-form4_159741892622466.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,446,656

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.71 to $5.87, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 12, 2020 Filed Aug 14, 2020 11:28 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,704 $5.91 $27,795.94
Disclosure

SEC source: 0001393726-20-000201 · wf-form4_159741892622466.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441,952

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.85 to $5.96, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 07, 2020 Filed Jul 8, 2020 11:49 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 342 $5.83 $1,993.86
Disclosure

SEC source: 0001393726-20-000190 · wf-form4_159422332874066.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,437,248

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 26, 2020 Filed Jun 30, 2020 09:46 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 12,000 $5.79 $69,480.00
Disclosure

SEC source: 0001393726-20-000178 · wf-form4_159352475228198.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436,906

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.71 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 25, 2020 Filed Jun 26, 2020 09:56 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 4,582 $5.80 $26,566.44
Disclosure

SEC source: 0001393726-20-000176 · wf-form4_159317974145350.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424,906

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.66 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 24, 2020 Filed Jun 26, 2020 09:56 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 19,236 $5.76 $110,876.30
Disclosure

SEC source: 0001393726-20-000176 · wf-form4_159317974145350.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,420,324

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.67 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 23, 2020 Filed Jun 24, 2020 09:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,436 $5.83 $14,201.88
Disclosure

SEC source: 0001393726-20-000174 · wf-form4_159300602914137.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,401,088

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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June 22, 2020 Filed Jun 24, 2020 09:40 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,545 $5.81 $14,789.00
Disclosure

SEC source: 0001393726-20-000174 · wf-form4_159300602914137.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398,652

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 19, 2020 Filed Jun 22, 2020 09:37 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 20,088 $5.82 $116,892.07
Disclosure

SEC source: 0001393726-20-000172 · wf-form4_159283304740316.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396,107

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 18, 2020 Filed Jun 22, 2020 09:37 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 20,088 $5.79 $116,349.70
Disclosure

SEC source: 0001393726-20-000172 · wf-form4_159283304740316.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,376,019

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.73 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2020 Filed Jun 15, 2020 12:41 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,080 $5.83 $6,296.40
Disclosure

SEC source: 0001393726-20-000168 · wf-form4_159223926484705.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,355,931

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 14, 2020 Filed May 15, 2020 11:30 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 1,814 $5.81 $10,533.90
Disclosure

SEC source: 0001393726-20-000146 · wf-form4_158955664235857.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354,851

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 13, 2020 Filed May 15, 2020 11:30 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,214 $5.75 $18,493.36
Disclosure

SEC source: 0001393726-20-000146 · wf-form4_158955664235857.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,353,037

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.65 to $5.82, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 12, 2020 Filed May 13, 2020 09:45 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,214 $5.82 $18,695.84
Disclosure

SEC source: 0001393726-20-000142 · wf-form4_158937751261841.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349,823

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 11, 2020 Filed May 13, 2020 09:45 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 90 $5.83 $524.70
Disclosure

SEC source: 0001393726-20-000142 · wf-form4_158937751261841.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,346,609

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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May 06, 2020 Filed May 7, 2020 09:52 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,390 $5.98 $20,268.81
Disclosure

SEC source: 0001393726-20-000136 · wf-form4_158885954466592.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,346,519

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.82 to $6.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 05, 2020 Filed May 7, 2020 09:52 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,390 $6.28 $21,282.42
Disclosure

SEC source: 0001393726-20-000136 · wf-form4_158885954466592.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343,129

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.23 to $6.43, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 04, 2020 Filed May 5, 2020 10:32 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 3,390 $6.04 $20,485.77
Disclosure

SEC source: 0001393726-20-000124 · wf-form4_158868912260508.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,339,739

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $6.27, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2020 Filed May 5, 2020 10:32 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,862 $6.25 $17,878.91
Disclosure

SEC source: 0001393726-20-000124 · wf-form4_158868912260508.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,336,349

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.18 to $6.33, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 30, 2020 Filed May 1, 2020 10:14 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,862 $6.34 $18,150.80
Disclosure

SEC source: 0001393726-20-000120 · wf-form4_158834245190365.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333,487

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.18 to $6.60, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 29, 2020 Filed May 1, 2020 10:14 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,862 $6.36 $18,210.91
Disclosure

SEC source: 0001393726-20-000120 · wf-form4_158834245190365.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,330,625

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.07 to $6.49, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 28, 2020 Filed Apr 29, 2020 11:09 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,862 $5.97 $17,071.83
Disclosure

SEC source: 0001393726-20-000116 · wf-form4_158817297211203.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,327,763

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.89 to $6.04, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 27, 2020 Filed Apr 27, 2020 16:19 UTC TIPTREE INC. TIPT · Entity 5239 OtherCommon Stock 56,259 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000112 · wf-form4_158801875192283.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322,039

F4 · kind: Corvid Peak Holdings, L.P. ("Corvid Peak") was granted 109,736 RSUs on February 28, 2017 from the Issuer as incentive compensation for the reporting person's services as Executive Chairman of the Issuer. These shares were previously reported as indirectly held by the reporting person. The reporting person received 56,259 shares from Corvid Peak in a pro rata distribution upon vesting in accordance with the reporting person's partnership interests in such entity.

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April 27, 2020 Filed Apr 29, 2020 11:09 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,862 $5.80 $16,596.74
Disclosure

SEC source: 0001393726-20-000116 · wf-form4_158817297211203.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,324,901

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.65 to $5.91, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 24, 2020 Filed Apr 27, 2020 16:19 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,771 $5.18 $14,362.09
Disclosure

SEC source: 0001393726-20-000112 · wf-form4_158801875192283.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,265,780

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.09 to $5.59, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.