Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alzamend Neuro, Inc.ALZN · Entity 8081 | Director | April 30, 2026 | August 05, 2026 |
| Ault Disruptive Technologies CorpADRT · Entity 87178 | Director · Chief Executive Officer | December 15, 2021 | December 16, 2021 |
| GRESHAM WORLDWIDE, INC.GIGA · Entity 89538 | Director | September 08, 2022 | September 19, 2022 |
| Hyperscale Data, Inc.GPUS · Entity 717 | Director · Chief Executive Officer | September 30, 2026 | October 01, 2026 |
| Microphase CorpNONE · Entity 169660 | Director | September 22, 2017 | September 25, 2017 |
| RiskOn International, Inc.ROI · Entity 91743 | Director | January 29, 2024 | February 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alzamend Neuro, Inc.
Report date April 30, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.33 · Expires 2035-11-12 | Direct | 60,000 |
Reported balance
After 2026-04-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-17 · Grant · Acquired 60,000 · Balance 60,000 F1: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.
Ault Disruptive Technologies Corp
Report date December 15, 2021 · Filed December 16, 2021
This filing explicitly reported no securities owned.
GRESHAM WORLDWIDE, INC.
Report date September 08, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-09-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Hyperscale Data, Inc.
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 100,000 · Balance 500,000 |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 |
Microphase Corp
Report date September 22, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
RiskOn International, Inc.
Report date January 29, 2024 · Filed February 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-01-29 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 250 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 250,000 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation. F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect. F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval. F3: The Series C has no expiration date. F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 250 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 250,000 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation.
F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval.
F3: The Series C has no expiration date.
F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments.
F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 1, 2026 00:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 100,000 | $0.16 | $16,300.00 |
DisclosureSEC source: 0001214659-26-012280 · doc4.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Read SEC document |
| September 29, 2026 Filed Sep 29, 2026 20:42 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 100,000 | $0.17 | $16,800.00 |
DisclosureSEC source: 0001214659-26-012204 · doc4.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Read SEC document |
| September 08, 2026 Filed Sep 8, 2026 20:20 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 60,000 | $0.19 | $11,220.00 |
DisclosureSEC source: 0001214659-26-011477 · marketforms-73949.xml · nonDerivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 20:20 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 100,000 | $0.20 | $20,000.00 |
DisclosureSEC source: 0001214659-26-011477 · marketforms-73949.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,000 Read SEC document |
| September 02, 2026 Filed Sep 2, 2026 20:45 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 100,000 | $0.20 | $19,990.00 |
DisclosureSEC source: 0001214659-26-011360 · marketforms-73925.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1999. The range of purchase prices on the transaction date was $0.1999 to $0.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 29, 2026 Filed Jul 1, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 5,000 | $19.00 | $95,000.00 |
DisclosureSEC source: 0001214659-26-008052 · marketforms-73516.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 200,000 | $0.17 | $33,760.00 |
DisclosureSEC source: 0001214659-26-007425 · marketforms-73402.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1688. The range of purchase prices on the transaction date was $0.1675 to $0.1695 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| May 06, 2026 Filed May 9, 2026 00:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001214659-26-005868 · marketforms-73094.xml · derivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires 2035-07-30 F1 · derivative.exercise_date: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 2,000,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. Read SEC document |
| April 17, 2026 Filed Aug 5, 2026 01:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | GrantStock Options (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001214659-26-009589 · marketforms-73672.xml · derivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2035-11-12 F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | SaleCommon Stock | 3,333 | $2.12 | $7,058.63 |
DisclosureSEC source: 0001214659-25-018437 · marketforms-71665.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 26, 2025 Filed Mar 27, 2025 11:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 3,334 | $0.99 | $3,285.32 |
DisclosureSEC source: 0001214659-25-004857 · marketforms-68983.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| March 20, 2025 Filed Mar 20, 2025 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 5,000 | $0.98 | $4,891.50 |
DisclosureSEC source: 0001214659-25-004592 · marketforms-68882.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,666 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9783. The range of purchase prices on the transaction date was $0.974 to $0.9799 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001214659-25-004545 · marketforms-68781.xml · derivative · entry 3 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 5,000 | $0.97 | $4,851.50 |
DisclosureSEC source: 0001214659-25-004545 · marketforms-68781.xml · nonDerivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,666 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9703. The range of purchase prices on the transaction date was $0.9693 to $0.9742 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionCommon Stock | 10,000 | $0.06 | $600.00 |
DisclosureSEC source: 0001214659-25-004545 · marketforms-68781.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 11:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | SaleCommon Stock | 2 | $5.21 | $10.41 |
DisclosureSEC source: 0001214659-25-000001 · marketforms-67703.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionStock Options (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-003255 · marketforms-59668.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 500,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionCommon Stock | 500,000 | $0.00 | $2,000.00 |
DisclosureSEC source: 0001214659-23-003255 · marketforms-59668.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 01:00 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-000546 · marketforms-58175.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2023-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). F3 · derivative.exercise_date: On January 8, 2021, Mr. Horne was granted 400,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last three tranches, after approval by the NYSE American. The final 300,000 shares of the Issuer's common stock were issued on January 9, 2023. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 01:00 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Exercise / conversionCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-000546 · marketforms-58175.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:34 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-013978 · marketforms-57602.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 100,000 shares Expires 2024-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc. F3 · derivative.exercise_date: On January 8, 2021, Mr. Horne was granted 400,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:34 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-013978 · marketforms-57602.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 01:55 UTC | Hyperscale Data, Inc. NILE · Entity 717 | GrantRestricted Stock Grant · Derivative | 15,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-011003 · marketforms-57075.xml · derivative · entry 3 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock. F4 · derivative.exercise_date: On September 6, 2022, Mr. Horne was granted 15,000,000 restricted shares of Common Stock, of which 5,000,000 and 10,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. F4 · derivative.expiration_date: On September 6, 2022, Mr. Horne was granted 15,000,000 restricted shares of Common Stock, of which 5,000,000 and 10,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 01:55 UTC | Hyperscale Data, Inc. NILE · Entity 717 | GrantStock Option (Right to Buy) · Derivative | 25,000,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001214659-22-011003 · marketforms-57075.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000,000 shares Expires 2032-09-05 F2 · derivative.exercise_date: On September 6, 2022, Mr. Horne was granted options to purchase 25,000,000 shares of Common Stock which shall vest upon the Issuer's wholly owned subsidiary, Ault Alliance, Inc. becoming a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934, as amended, which will be exercisable subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 01:55 UTC | Hyperscale Data, Inc. NILE · Entity 717 | GrantStock Option (Right to Buy) · Derivative | 25,000,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001214659-22-011003 · marketforms-57075.xml · derivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000,000 shares Expires 2032-09-05 F1 · derivative.exercise_date: On September 6, 2022, Mr. Horne was granted options to purchase 25,000,000 shares of common stock, par value $0.001 per share ("Common Stock") of BitNile Holdings, Inc. (the "Issuer"), which shall vest in equal monthly increments over 48 months, beginning January 1, 2023 through December 1, 2026, which will be exercisable subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. Read SEC document |
| May 15, 2022 Filed May 18, 2022 00:25 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007160 · marketforms-56235.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc. F3 · derivative.exercise_date: On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's common stock, which vested in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. Read SEC document |
| May 15, 2022 Filed May 18, 2022 00:25 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionCommon Stock | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007160 · marketforms-56235.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:01 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionStock Options (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-005990 · marketforms-56047.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 250,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:01 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionCommon Stock | 250,000 | $0.00 | $100.00 |
DisclosureSEC source: 0001214659-22-005990 · marketforms-56047.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001108 · marketforms-55148.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250,000 Underlying: Common Stock · 150,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionCommon Stock | 150,000 | $0.00 | $600.00 |
DisclosureSEC source: 0001214659-22-001108 · marketforms-55148.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:10 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-012711 · marketforms-54485.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F3 · derivative.exercise_date: Mr. Horne received 1,250 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in installments of 250 shares annually over five (5) years beginning on January 1, 2019, subject to earlier vesting upon achievement of certain milestones. On November 18, 2021, the Board of Directors of the Issuer approved an amendment to the vesting schedule whereby the Restricted Shares vested on December 1, 2021. All of the Restricted Shares were issued, including shares that previously vested but were unissued. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 23:10 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-012711 · marketforms-54485.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:01 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011973 · marketforms-54257.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,667 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F3 · derivative.exercise_date: On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:01 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionCommon Stock | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011973 · marketforms-54257.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 13, 2021 02:32 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 800,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001214659-21-011645 · marketforms-54227.xml · derivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 800,000 shares Expires 2031-11-08 F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 800,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009417 · marketforms-53759.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400,000 Underlying: Common Stock · 100,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009417 · marketforms-53759.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document |
| August 20, 2021 Filed Aug 25, 2021 00:21 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantStock Options (Right to Buy) · Derivative | 400,000 | Not disclosed Strike: $2.55 | Not disclosed |
DisclosureSEC source: 0001214659-21-008976 · marketforms-53665.xml · derivative · entry 5 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-01-07 F5 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Horne on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F5 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Horne on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 25, 2021 00:21 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Disposition to issuerStock Options (Right to Buy) · Derivative | 400,000 | Not disclosed Strike: $4.49 | Not disclosed |
DisclosureSEC source: 0001214659-21-008976 · marketforms-53665.xml · derivative · entry 4 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2031-01-07 F5 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Horne on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F5 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Horne on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 25, 2021 00:21 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantRestricted Stock Grant · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008976 · marketforms-53665.xml · derivative · entry 3 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2024-05-15 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F4 · derivative.exercise_date: On January 8, 2021, Mr. Horne was granted 400,000 Restricted Shares, which vest in four installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 25, 2021 00:21 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008976 · marketforms-53665.xml · derivative · entry 2 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F3 · derivative.exercise_date: On November 2, 2020, Mr. Horne was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 25, 2021 00:21 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Exercise / conversionCommon Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008976 · marketforms-53665.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 17:22 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 2,000 | $3.05 | $6,100.00 |
DisclosureSEC source: 0001214659-21-006467 · marketforms-53107.xml · nonDerivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 F1 · balance_after: Includes 750 shares of the Issuer's common stock issuable pursuant to a stock incentive grant. Read SEC document |
| January 08, 2021 Filed Feb 2, 2021 23:30 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 400,000 | $0.00 Strike: $4.49 | $0.00 |
DisclosureSEC source: 0001214659-21-001153 · marketforms-51341.xml · derivative · entry 1 Horne William B. · CIK 0001333268 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-01-08 F1 · derivative.exercise_date: On January 8, 2021, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Horne was granted options to purchase 400,000 shares of common stock which shall vest in monthly increments beginning January 1, 2022 and ending December 31, 2023 and will be exercisable upon receipt of approval therefor by the NYSE American and the Issuer's stockholders. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 16:21 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001214659-20-007993 · marketforms-49715.xml · derivative · entry 1 Horne William B. · CIK 0001333268 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-09-17 F1 · derivative.exercise_date: On September 17, 2020, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Horne was granted options to purchase 200,000 shares of common stock which shall vest in monthly increments over two years. Read SEC document |
| January 10, 2019 Filed Jan 10, 2019 21:35 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 25,000 | $0.12 | $2,875.00 |
DisclosureSEC source: 0001214659-19-000265 · marketforms-43708.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,000 F1 · balance_after: For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 23:20 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 16,000 | $0.10 | $1,600.00 |
DisclosureSEC source: 0001214659-18-007768 · marketforms-43570.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,000 F1 · balance_after: For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 22:16 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 4,000 | $0.11 | $440.00 |
DisclosureSEC source: 0001214659-18-007720 · marketforms-43529.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,000 F1 · balance_after: For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion. Read SEC document |
| January 25, 2018 Filed Jan 31, 2018 01:26 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 500,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001214659-18-000759 · marketforms-40866.xml · derivative · entry 2 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2018-01-24 F2 · derivative.exercise_date: Mr. Horne was granted options to purchase 500,000 shares of common stock which shall vest ratably over 60 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.