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Nasdaq · USD

ALZN

Alzamend Neuro, Inc.

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Tapewire entity
8081
SEC CIK
0001677077
Parsed reports
170

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2026 Filed Aug 31, 2026 10:05 UTC SaleCommon Stock 2,000 $1.56 $3,116.20
Disclosure

SEC source: 0001214659-26-011121 · marketforms-73912.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
July 31, 2026 Filed Aug 5, 2026 01:38 UTC
Hyperscale Data, Inc.Director · Director by deputization
GrantSeries D Convertible Preferred Stock · Derivative 7,500 $1,000.00 $7,500,000.00
Disclosure

SEC source: 0001214659-26-009596 · marketforms-73681.xml · derivative · entry 1

Hyperscale Data, Inc. · CIK 0000896493 · Director · Director by deputization

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 7,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock has a stated value of $1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of August 4, 2026, the Conversion Price was $1.016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock.

F4 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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July 31, 2026 Filed Aug 5, 2026 01:35 UTC GrantSeries D Convertible Preferred Stock · Derivative 7,500 $1,000.00 $7,500,000.00
Disclosure

SEC source: 0001214659-26-009594 · marketforms-73679.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 7,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock has a stated value of $1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of August 4, 2026, the Conversion Price was $1.016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock.

F4 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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July 31, 2026 Filed Aug 21, 2026 01:18 UTC Amendment
Hyperscale Data, Inc.Director · Director by deputization
Ault Lending, LLCDirector · Director by deputization
Ault Capital Group, Inc.Director · Director by deputization
GrantSeries D Convertible Preferred Stock · Derivative 7,500 $1,000.00 $7,500,000.00
Disclosure

SEC source: 0001214659-26-010677 · marketforms-73837.xml · derivative · entry 1

Hyperscale Data, Inc. · CIK 0000896493 · Director · Director by deputization

Ault Lending, LLC · CIK 0002149572 · Director · Director by deputization

Ault Capital Group, Inc. · CIK 0002074623 · Director · Director by deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 7,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock has a stated value of $ 1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of August 4, 2026, the Conversion Price was $1,016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock.

F4 · ownership.nature: Ault Lending LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
April 17, 2026 Filed Aug 5, 2026 01:00 UTC
Katzoff David JChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009585 · marketforms-73674.xml · derivative · entry 1

Katzoff David J · CIK 0001864317 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Katzoff to purchase 300,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

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April 17, 2026 Filed Aug 5, 2026 01:00 UTC
Oram JeffreyDirector
GrantStock Options (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009588 · marketforms-73667.xml · derivative · entry 1

Oram Jeffrey · CIK 0001864444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Oram to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

Read SEC document
April 17, 2026 Filed Aug 5, 2026 01:00 UTC
Jackman StephanDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 450,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009586 · marketforms-73673.xml · derivative · entry 1

Jackman Stephan · CIK 0001864257 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Jackman to purchase 450,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

Read SEC document
April 17, 2026 Filed Aug 5, 2026 01:00 UTC
Nisser Henry CarlDirector · EVP and General Counsel
GrantStock Options (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009591 · marketforms-73669.xml · derivative · entry 1

Nisser Henry Carl · CIK 0001775938 · Director · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Nisser to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

Read SEC document
April 17, 2026 Filed Aug 5, 2026 01:00 UTC GrantStock Options (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009587 · marketforms-73671.xml · derivative · entry 1

GUSTAFSON MARK · CIK 0001303996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Gustafson to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

Read SEC document
April 17, 2026 Filed Aug 5, 2026 01:00 UTC GrantStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009590 · marketforms-73668.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 100,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

Read SEC document
April 17, 2026 Filed Aug 5, 2026 01:00 UTC GrantStock Options (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009589 · marketforms-73672.xml · derivative · entry 1

Horne William B. · CIK 0001333268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:30 UTC PurchaseCommon Stock 108,388 $1.00 $108,897.42
Disclosure

SEC source: 0001214659-26-004742 · marketforms-72943.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 116,648

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment PurchaseCommon Stock 2,000 $1.03 $2,067.60
Disclosure

SEC source: 0001214659-26-011111 · marketforms-73911.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0338. The range of purchase prices on the transaction date was $1.00 to $1.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment PurchaseCommon Stock 108,388 $1.00 $108,897.42
Disclosure

SEC source: 0001214659-26-011111 · marketforms-73911.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 116,648

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment PurchaseCommon Stock 2,000 $1.03 $2,067.60
Disclosure

SEC source: 0001214659-26-011110 · marketforms-73911.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0338. The range of purchase prices on the transaction date was $1.00 to $1.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment PurchaseCommon Stock 108,388 $1.00 $108,897.42
Disclosure

SEC source: 0001214659-26-011110 · marketforms-73911.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 116,648

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
December 23, 2025 Filed Dec 30, 2025 22:54 UTC SaleCommon Stock 1,851 $2.07 $3,825.09
Disclosure

SEC source: 0001214659-25-018631 · marketforms-71713.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Such shares were sold at the direction of the reporting person, for purposes of realizing tax losses.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 21:30 UTC SaleCommon Stock 3,333 $2.12 $7,058.63
Disclosure

SEC source: 0001214659-25-018437 · marketforms-71665.xml · nonDerivative · entry 1

Horne William B. · CIK 0001333268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 23, 2025 Filed Oct 24, 2025 16:30 UTC SaleCommon Stock 30 $2.29 $68.70
Disclosure

SEC source: 0001214659-25-015288 · marketforms-71141.xml · nonDerivative · entry 1

McGrath Lynne Fahey · CIK 0001866270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Read SEC document
October 09, 2025 Filed Oct 10, 2025 20:30 UTC SaleCommon Stock 20,397 $2.32 $47,390.39
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 8,260

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 08, 2025 Filed Oct 10, 2025 20:30 UTC ConversionSeries B Convertible Preferred Stock · Derivative 143.2447 $1,000.00 Strike: $2.32 $143,244.70
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F7 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 08, 2025 Filed Oct 10, 2025 20:30 UTC SaleCommon Stock 101,394 $2.44 $247,158.01
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 28,657

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4376. The range of sales prices on the transaction date was $2.42 to $2.4634 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 08, 2025 Filed Oct 10, 2025 20:30 UTC ConversionCommon Stock 61,743 $2.32 $143,243.76
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 130,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 10:50 UTC ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · derivative · entry 9

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 143.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F8 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 10:50 UTC SaleCommon Stock 57,379 $2.49 $142,954.04
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 68,848

F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4914. The range of sales prices on the transaction date was $2.4381 to $2.4941 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 10:50 UTC ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 126,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 10:50 UTC SaleCommon Stock 82,033 $2.45 $201,267.97
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 26,227

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4535. The range of sales prices on the transaction date was $2.4097 to $2.4599 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 4, 2025 01:35 UTC SaleCommon Stock 65,903 $2.44 $160,888.99
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 8,260

F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4413. The range of sales prices on the transaction date was $2.4409 to $2.467 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 8, 2025 10:50 UTC ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 375.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F8 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 8, 2025 10:50 UTC ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 108,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 02, 2025 Filed Oct 4, 2025 01:35 UTC SaleCommon Stock 20,686 $2.39 $49,522.28
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 74,163

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 01:35 UTC ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 607.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F8 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 01:35 UTC SaleCommon Stock 36,777 $2.35 $86,378.14
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 94,849

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.3487. The range of sales prices on the transaction date was $2.317 to $2.4038 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 01:35 UTC ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 131,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 23:15 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 3,566 $2.33 $8,320.90
Disclosure

SEC source: 0001214659-25-014420 · marketforms-70885.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 31,626

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 29, 2025 Filed Sep 30, 2025 23:15 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 38,324 $2.31 $88,490.12
Disclosure

SEC source: 0001214659-25-014420 · marketforms-70885.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 35,192

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 23:15 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 37,738 $2.31 $87,344.60
Disclosure

SEC source: 0001214659-25-014420 · marketforms-70885.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 73,516

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 00:59 UTC
AULT MILTON C IIIDirector · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 839.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F7 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 00:59 UTC
AULT MILTON C IIIDirector · 10% owner
ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 111,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 00:59 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 14,628 $2.31 $33,828.71
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,254

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 24, 2025 Filed Sep 26, 2025 00:59 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 39,140 $2.31 $90,374.26
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 25,882

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.3090. The range of sales prices on the transaction date was $2.3088 to $2.3217 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:59 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 43,238 $2.38 $102,720.52
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 65,022

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 20:30 UTC
AULT MILTON C IIIDirector · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014056 · marketforms-70836.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,071.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F6 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 20:30 UTC
AULT MILTON C IIIDirector · 10% owner
ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014056 · marketforms-70836.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 108,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 20:30 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 77,009 $2.35 $180,855.64
Disclosure

SEC source: 0001214659-25-014056 · marketforms-70836.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 8,260

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:50 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 20,870 $2.47 $51,492.55
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 85,269

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC
AULT MILTON C IIIDirector · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,303.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F6 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 2,121 $2.45 $5,203.87
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 106,139

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC
AULT MILTON C IIIDirector · 10% owner
ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 108,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 20:30 UTC
AULT MILTON C IIIDirector · 10% owner
SaleCommon Stock 100,000 $2.22 $221,550.00
Disclosure

SEC source: 0001214659-25-011356 · marketforms-70181.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 8,260

F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.2155. The range of sales prices on the transaction date was $2.1628 to $2.2511 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.