Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alzamend Neuro, Inc.ALZN · Entity 8081 | Director | April 30, 2026 | August 05, 2026 |
| Ault Disruptive Technologies CorpADRT · Entity 87178 | Director · Chief Executive Officer | December 15, 2021 | December 16, 2021 |
| GRESHAM WORLDWIDE, INC.GIGA · Entity 89538 | Director | September 08, 2022 | September 19, 2022 |
| Hyperscale Data, Inc.GPUS · Entity 717 | Director · Chief Executive Officer | September 30, 2026 | October 01, 2026 |
| Microphase CorpNONE · Entity 169660 | Director | September 22, 2017 | September 25, 2017 |
| RiskOn International, Inc.ROI · Entity 91743 | Director | January 29, 2024 | February 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alzamend Neuro, Inc.
Report date April 30, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.33 · Expires 2035-11-12 | Direct | 60,000 |
Reported balance
After 2026-04-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-17 · Grant · Acquired 60,000 · Balance 60,000 F1: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 60,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.
Ault Disruptive Technologies Corp
Report date December 15, 2021 · Filed December 16, 2021
This filing explicitly reported no securities owned.
GRESHAM WORLDWIDE, INC.
Report date September 08, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-09-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Hyperscale Data, Inc.
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 100,000 · Balance 500,000 |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 |
Microphase Corp
Report date September 22, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
RiskOn International, Inc.
Report date January 29, 2024 · Filed February 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-01-29 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 250 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 250,000 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation. F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect. F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval. F3: The Series C has no expiration date. F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 250 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 250,000 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation.
F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval.
F3: The Series C has no expiration date.
F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments.
F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2018 Filed Jan 31, 2018 01:26 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-000759 · marketforms-40866.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · price: For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion. Read SEC document |
| November 28, 2017 Filed Dec 21, 2017 22:36 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 100,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001214659-17-007410 · marketforms-40511.xml · derivative · entry 1 Horne William B · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-11-27 F1 · derivative.exercise_date: On November 28, 2017, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Horne was granted options to purchase 100,000 shares of common stock which shall vest in monthly 1/48th increments over four years and are subject to shareholder approval. Read SEC document |
| November 22, 2017 Filed Nov 29, 2017 00:58 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 1,000,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001437749-17-019889 · rdgdoc.xml · derivative · entry 2 Horne William B · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,000,000 shares Expires 2027-11-22 F2 · derivative.exercise_date: The options have the following vesting schedule: The options shall vest ratably over 48 months beginning with the first month after November 22, 2017. Read SEC document |
| November 22, 2017 Filed Nov 29, 2017 00:58 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-019889 · rdgdoc.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · price: For his services, Mr. Horne received 200,000 shares of common stock of which fifty percent (50%) of such common stock shall immediately vest with the remaining balance to vest once Avalanche International Corporation is current with its periodic reports with the SEC. Read SEC document |
| November 22, 2017 Filed Dec 1, 2017 21:15 UTC Amendment | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 1,000,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001437749-17-020062 · rdgdoc.xml · derivative · entry 2 Horne William B · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 0 shares Expires 2027-11-22 F1 · security: On its original Form 4, the reporting person indicated that for services, he was issued (a) 200,000 shares of common stock of which fifty percent (50%) of such common stock shall immediately vest with the remaining balance vesting once Avalanche International Corporation is current with its periodic reports with the SEC; and (b) options to purchase 1,000,000 shares of common stock at $0.63 per share which shall vest ratably over 48 months. This amendment will clarify that the forgoing issuances of common stock and stock options are subject to shareholder approval in order to comply with NYSE American LLC Company Guide and therefore are not deemed to be issued. This filing is made only for informational purposes. F1 · derivative.exercise_date: On its original Form 4, the reporting person indicated that for services, he was issued (a) 200,000 shares of common stock of which fifty percent (50%) of such common stock shall immediately vest with the remaining balance vesting once Avalanche International Corporation is current with its periodic reports with the SEC; and (b) options to purchase 1,000,000 shares of common stock at $0.63 per share which shall vest ratably over 48 months. This amendment will clarify that the forgoing issuances of common stock and stock options are subject to shareholder approval in order to comply with NYSE American LLC Company Guide and therefore are not deemed to be issued. This filing is made only for informational purposes. Read SEC document |
| November 22, 2017 Filed Dec 1, 2017 21:15 UTC Amendment | Hyperscale Data, Inc. DPW · Entity 717 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-020062 · rdgdoc.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · security: On its original Form 4, the reporting person indicated that for services, he was issued (a) 200,000 shares of common stock of which fifty percent (50%) of such common stock shall immediately vest with the remaining balance vesting once Avalanche International Corporation is current with its periodic reports with the SEC; and (b) options to purchase 1,000,000 shares of common stock at $0.63 per share which shall vest ratably over 48 months. This amendment will clarify that the forgoing issuances of common stock and stock options are subject to shareholder approval in order to comply with NYSE American LLC Company Guide and therefore are not deemed to be issued. This filing is made only for informational purposes. F1 · price: On its original Form 4, the reporting person indicated that for services, he was issued (a) 200,000 shares of common stock of which fifty percent (50%) of such common stock shall immediately vest with the remaining balance vesting once Avalanche International Corporation is current with its periodic reports with the SEC; and (b) options to purchase 1,000,000 shares of common stock at $0.63 per share which shall vest ratably over 48 months. This amendment will clarify that the forgoing issuances of common stock and stock options are subject to shareholder approval in order to comply with NYSE American LLC Company Guide and therefore are not deemed to be issued. This filing is made only for informational purposes. Read SEC document |
| November 22, 2016 Filed Feb 8, 2017 01:56 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001437749-17-001890 · rdgdoc.xml · derivative · entry 1 Horne William B · CIK 0001333268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-11-22 F1 · derivative.exercise_date: The options have the following vesting schedule: 1/3 immediately and 1/3 on each anniversary thereafter. Options were approved on November 22, 2016, subject to the documentation of a Stock Option Agreement, which was executed on January 25, 2017 and effective as of November 22, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.