Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | EVP, COO, Pres, Integrated Mem | October 20, 2025 | October 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 20, 2025 · Filed October 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,364 |
Reported balance
After 2025-10-20 transaction · row 1
1 source rowRow 1 · 2025-10-20 · Tax withholding · Disposed 11,778 · Balance 239,364 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Aug 24, 2021 19:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 7,500 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 19:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 644 | $42.57 | $27,415.53 |
DisclosureSEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,409 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $ 42.55 to $ 42.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 19:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,856 | $42.04 | $288,232.41 |
DisclosureSEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,053 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $ 41.55 to $ 42.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 19:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $21.55 | $161,625.00 |
DisclosureSEC source: 0000950103-21-012839 · dp156749_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Ordinary Shares · 7,500 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 745 | $47.53 | $35,406.72 |
DisclosureSEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,409 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $ 47.41 to $ 47.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,755 | $46.91 | $316,908.12 |
DisclosureSEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,154 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $ 46.40 to $ 47.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $21.55 | $161,625.00 |
DisclosureSEC source: 0000950103-21-010967 · dp154872_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2021 Filed Jul 7, 2021 19:29 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 743 | $48.10 | $35,738.30 |
DisclosureSEC source: 0000950103-21-010196 · dp154062_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,409 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 19:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-21-009258 · dp153102_4-pacheco.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Ordinary Shares · 7,500 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 19:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $43.96 | $329,733.00 |
DisclosureSEC source: 0000950103-21-009258 · dp153102_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,152 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.73 to $44.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 19:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $21.55 | $161,625.00 |
DisclosureSEC source: 0000950103-21-009258 · dp153102_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Ordinary Shares · 7,500 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 1,200 | $45.58 | $54,696.48 |
DisclosureSEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,152 F1 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $45.53 to $45.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,300 | $45.08 | $284,034.87 |
DisclosureSEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,352 F1 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $44.53 to $45.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $21.55 | $161,625.00 |
DisclosureSEC source: 0000950103-21-007759 · dp151618_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 17:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 373 | $55.69 | $20,772.37 |
DisclosureSEC source: 0000950103-21-005948 · dp149770_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,152 F2 · shares: The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 04/10/2020. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 17:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,766 | $55.33 | $153,042.78 |
DisclosureSEC source: 0000950103-21-005948 · dp149770_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,525 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 21:30 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 515 | $48.55 | $25,003.25 |
DisclosureSEC source: 0000950103-21-005387 · dp149232_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,291 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 20:53 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 400 | $46.89 | $18,755.00 |
DisclosureSEC source: 0000950103-21-004483 · dp148245_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,806 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.77 to $47.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 20:53 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,350 | $46.17 | $154,678.88 |
DisclosureSEC source: 0000950103-21-004483 · dp148245_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,206 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.67 to $46.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 17:16 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 616 | $38.64 | $23,802.24 |
DisclosureSEC source: 0000950103-21-000209 · dp144018_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,556 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 753 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 753 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,230 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,230 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,983 | $32.93 | $98,226.91 |
DisclosureSEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,172 F1 · shares: Includes 2,983 shares sold in connection with a divorce settlement agreement. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.59 to $33.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 753 | $11.55 | $8,697.15 |
DisclosureSEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 17:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,230 | $24.93 | $55,593.90 |
DisclosureSEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 20:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-024300 · dp142949_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,172 F1 · shares: Reflects an RSU award that will vest as to 25% on 1/20/2022, and the remaining shares will vest quarterly over approximately the next three years. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 17:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · derivative · entry 6 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 Underlying: Ordinary Shares · 4,000 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 17:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 4,000 | $30.18 | $120,708.40 |
DisclosureSEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,172 F3 · shares: Includes 4,000 shares sold in connection with a divorce settlement agreement. F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 17:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 4,000 | $24.93 | $99,720.00 |
DisclosureSEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Underlying: Ordinary Shares · 3,500 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,500 | $30.06 | $105,214.20 |
DisclosureSEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,172 F1 · shares: Includes 3,500 shares sold in connection with a divorce settlement agreement. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 3,500 | $24.93 | $87,255.00 |
DisclosureSEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 20:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,400 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · derivative · entry 6 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,730 Underlying: Ordinary Shares · 35,400 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 20:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 49,005 | $30.31 | $1,485,302.35 |
DisclosureSEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,172 F3 · shares: Includes 35,400 shares sold in connection with a divorce settlement agreement. F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 20:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 35,400 | $24.93 | $882,522.00 |
DisclosureSEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 20:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,100 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,130 Underlying: Ordinary Shares · 2,100 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 20:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,495 | $30.00 | $104,857.34 |
DisclosureSEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,777 F1 · shares: Includes 2,100 shares sold in connection with a divorce settlement agreement. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 20:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,100 | $24.93 | $52,353.00 |
DisclosureSEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 16:34 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 518 | $24.89 | $12,893.02 |
DisclosureSEC source: 0000950103-20-019738 · dp138432_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,172 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| July 05, 2020 Filed Jul 7, 2020 19:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 518 | $27.03 | $14,001.54 |
DisclosureSEC source: 0000950103-20-013352 · dp131977_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,690 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 06:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $24.93 | $0.00 |
DisclosureSEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,230 Underlying: Ordinary Shares · 7,500 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 06:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,750 | $30.00 | $112,500.00 |
DisclosureSEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,208 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 06:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $30.00 | $225,000.00 |
DisclosureSEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,958 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 06:00 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $24.93 | $186,975.00 |
DisclosureSEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018. Read SEC document |
| April 05, 2020 Filed Apr 7, 2020 19:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 518 | $20.67 | $10,707.06 |
DisclosureSEC source: 0000950103-20-007163 · dp125822_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,958 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantEmployee Stock Options (right to buy) · Derivative | 60,000 | $0.00 Strike: $18.39 | $0.00 |
DisclosureSEC source: 0000950103-20-005323 · dp123954_4-pacheco.xml · derivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 60,000 shares Expires 2030-03-12 F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% on 3/12/2021, and the remaining shares will vest monthly and become exercisable over the next three years. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-005323 · dp123954_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,476 F1 · shares: Reflects an RSU award that will vest as to 33% on 3/12/2021 and the remaining shares will vest semi-annually over the next two years. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 18:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 6,636 | $32.12 | $213,148.32 |
DisclosureSEC source: 0000950103-20-001663 · dp120330_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,476 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.