Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | EVP, COO, Pres, Integrated Mem | October 20, 2025 | October 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 20, 2025 · Filed October 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,364 |
Reported balance
After 2025-10-20 transaction · row 1
1 source rowRow 1 · 2025-10-20 · Tax withholding · Disposed 11,778 · Balance 239,364 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2024 Filed Jan 12, 2024 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001628280-24-001255 · wk-form4_1705093820.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,000 Underlying: Ordinary Shares · 7,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $20.90 | $156,756.00 |
DisclosureSEC source: 0001628280-24-001255 · wk-form4_1705093820.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 224,062 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.465 to $21.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $9.20 | $68,962.50 |
DisclosureSEC source: 0001628280-24-001255 · wk-form4_1705093820.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 19:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,984 | $14.27 | $28,311.68 |
DisclosureSEC source: 0000905148-23-001186 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,062 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 19:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 3,137 | $14.27 | $44,764.99 |
DisclosureSEC source: 0000905148-23-001186 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,046 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 18:53 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 26,808 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001022 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,183 F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 19:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0000905148-23-000989 · form4.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,500 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 19:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,500 | $23.37 | $58,419.25 |
DisclosureSEC source: 0000905148-23-000989 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,375 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $23.07 to $23.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 19:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0000905148-23-000989 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 16:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0000905148-23-000793 · form4.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 5,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 16:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 5,000 | $25.08 | $125,375.00 |
DisclosureSEC source: 0000905148-23-000793 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,375 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 16:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 5,000 | $10.78 | $53,900.00 |
DisclosureSEC source: 0000905148-23-000793 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 207,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0000905148-23-000787 · form4.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,000 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,500 | $23.57 | $58,913.00 |
DisclosureSEC source: 0000905148-23-000787 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,375 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $23.37 to $23.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0000905148-23-000787 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001140361-23-035920 · form4.xml · derivative · entry 6 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,000 Underlying: Ordinary Shares · 5,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001140361-23-035920 · form4.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,500 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $25.48 | $191,102.25 |
DisclosureSEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,375 F2 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $25.24 to $25.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 5,000 | $10.78 | $53,900.00 |
DisclosureSEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 209,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 20:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 3,136 | $26.00 | $81,536.00 |
DisclosureSEC source: 0001140361-23-035920 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,375 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:41 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001140361-23-031012 · form4.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,000 Underlying: Ordinary Shares · 5,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:41 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001140361-23-031012 · form4.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:41 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $27.00 | $202,506.00 |
DisclosureSEC source: 0001140361-23-031012 · form4.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,511 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.83 to $27.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:41 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 5,000 | $10.78 | $53,900.00 |
DisclosureSEC source: 0001140361-23-031012 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 213,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 18:41 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0001140361-23-031012 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001140361-23-030087 · form4.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,000 Underlying: Ordinary Shares · 5,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vest monthly and become exercisable over three years beginning January 1, 2020. F5 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001140361-23-030087 · form4.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,500 Underlying: Ordinary Shares · 10,000 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 15,000 | $25.00 | $375,006.00 |
DisclosureSEC source: 0001140361-23-030087 · form4.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,511 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 5,000 | $10.78 | $53,900.00 |
DisclosureSEC source: 0001140361-23-030087 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 10,000 | $9.20 | $91,950.00 |
DisclosureSEC source: 0001140361-23-030087 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 215,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2023 Filed May 23, 2023 21:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $9.20 Strike: $9.20 | $22,987.50 |
DisclosureSEC source: 0001140361-23-026317 · form4.xml · derivative · entry 6 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,500 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| May 22, 2023 Filed May 23, 2023 21:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,511 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. Read SEC document |
| May 22, 2023 Filed May 23, 2023 21:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $9.20 Strike: $9.20 | $45,975.00 |
DisclosureSEC source: 0001140361-23-026317 · form4.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,000 Underlying: Ordinary Shares · 5,000 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,511 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 5,000 | $9.20 | $45,975.00 |
DisclosureSEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,384 | $16.35 | $22,628.40 |
DisclosureSEC source: 0001140361-23-019969 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,511 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,954 | $16.35 | $80,997.90 |
DisclosureSEC source: 0001140361-23-019969 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,895 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 18:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,580 | $16.54 | $42,673.20 |
DisclosureSEC source: 0001140361-23-002601 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,849 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 21:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,984 | $13.00 | $25,792.00 |
DisclosureSEC source: 0001140361-22-038275 · form4.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,429 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 21:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 7,918 | $13.00 | $102,934.00 |
DisclosureSEC source: 0001140361-22-038275 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,413 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 24,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035033 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,331 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 19:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,577 | $18.40 | $29,016.80 |
DisclosureSEC source: 0001140361-22-026772 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,041 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 19:49 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 5,448 | $24.51 | $133,530.48 |
DisclosureSEC source: 0001628280-22-010052 · wf-form4_165067133913076.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,618 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 20:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,602 | $61.06 | $158,878.12 |
DisclosureSEC source: 0001567619-22-001621 · doc1.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,533 F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of restricted share units. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:50 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 3,966 | $51.94 | $205,994.04 |
DisclosureSEC source: 0001567619-21-018624 · doc1.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,135 F3 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:22 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 743 | $44.08 | $32,751.44 |
DisclosureSEC source: 0001567619-21-018083 · doc1.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,101 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 19:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 8,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033781 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,844 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| September 27, 2021 Filed Oct 22, 2021 20:50 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-018624 · doc1.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,409 F1 · shares: Reflects an RSU award that vested as to 33% on October 20, 2021, and the remaining shares will vest semi-annually over the next two years. F2 · shares: These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021. F2 · balance_after: These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.