Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | EVP, COO, Pres, Integrated Mem | October 20, 2025 | October 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 20, 2025 · Filed October 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,364 |
Reported balance
After 2025-10-20 transaction · row 1
1 source rowRow 1 · 2025-10-20 · Tax withholding · Disposed 11,778 · Balance 239,364 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2020 Filed Jan 7, 2020 19:20 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 613 | $37.75 | $23,140.75 |
DisclosureSEC source: 0000950103-20-000382 · dp119010_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,112 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 05, 2019 Filed Oct 8, 2019 21:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 743 | $27.29 | $20,276.47 |
DisclosureSEC source: 0000950103-19-013749 · dp114203_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,725 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 20:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 8,668 | $31.99 | $277,289.32 |
DisclosureSEC source: 0000950103-19-010234 · dp110741_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,468 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| July 05, 2019 Filed Jul 24, 2019 18:03 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 518 | $24.34 | $12,608.12 |
DisclosureSEC source: 0000950103-19-009657 · dp110059_4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,136 F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 11:25 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 518 | $21.58 | $11,178.44 |
DisclosureSEC source: 0000950103-19-004642 · dp105015_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,654 F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 18:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 6,384 | $23.81 | $152,003.04 |
DisclosureSEC source: 0000950103-19-001509 · dp101854_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,172 F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| January 22, 2019 Filed Jan 25, 2019 20:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantEmployee Stock Options (right to buy) · Derivative | 70,000 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-19-000916 · dp101264_4-pacheco.xml · derivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Ordinary Shares · 70,000 shares Expires 2029-01-22 F1 · derivative.exercise_date: The option will vest and become exerciseable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exerciseable over four years. Read SEC document |
| January 05, 2019 Filed Jan 8, 2019 15:52 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,338 | $29.65 | $69,321.70 |
DisclosureSEC source: 0000950103-19-000328 · dp100650_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,556 F1 · shares: This amount reflects a net share withholding by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 14:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-012381 · dp95865_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 14:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 796 | $29.53 | $23,505.88 |
DisclosureSEC source: 0000950103-18-012381 · dp95865_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.41 to $29.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 14:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 6,704 | $29.07 | $194,885.28 |
DisclosureSEC source: 0000950103-18-012381 · dp95865_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,690 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.40 to $29.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 14:06 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-012381 · dp95865_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 17:26 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-010961 · dp95865_4-pacheco.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,253 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 17:26 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $30.25 | $226,875.00 |
DisclosureSEC source: 0000950103-18-010961 · dp95865_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.96 to $30.53. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 17:26 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-010961 · dp95865_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 13:35 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-009897 · dp94792_4-pacheco.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,753 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 13:35 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $31.59 | $236,925.00 |
DisclosureSEC source: 0000950103-18-009897 · dp94792_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.10 to $31.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 13:35 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-009897 · dp94792_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported herein were effective pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 5,848 | $31.83 | $186,141.84 |
DisclosureSEC source: 0000950103-18-009299 · dp94185_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,894 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.36 to $32.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 12,577 | $30.54 | $384,101.58 |
DisclosureSEC source: 0000950103-18-009299 · dp94185_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,742 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.29 to $31.26. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 20:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-008823 · ownership.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,253 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 20:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,985 | $31.94 | $127,280.90 |
DisclosureSEC source: 0000950103-18-008823 · ownership.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.80 to $32.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 20:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,515 | $31.46 | $110,581.90 |
DisclosureSEC source: 0000950103-18-008823 · ownership.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,304 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.80 to $31.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 20:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-008823 · ownership.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,753 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 101 | $41.99 | $4,240.99 |
DisclosureSEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.79 to $41.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 1,563 | $40.89 | $63,911.07 |
DisclosureSEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,420 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.54 to $41.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 5,836 | $40.09 | $233,965.24 |
DisclosureSEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,983 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $39.51 to $40.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,253 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 500 | $44.58 | $22,292.00 |
DisclosureSEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.2800 to $45.2799. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,000 | $43.83 | $306,835.90 |
DisclosureSEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,819 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $43.2100 to $44.2099. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:01 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 19:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,753 Underlying: Ordinary Shares · 7,500 shares Expires 2016-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 19:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 1,300 | $41.51 | $53,967.94 |
DisclosureSEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.1700 to $42.1699. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 19:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,495 | $40.58 | $141,840.38 |
DisclosureSEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,619 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.1700 to $41.1699. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 19:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,705 | $39.12 | $105,811.76 |
DisclosureSEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,114 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $38.8601 to $39.8600. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 19:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,253 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,501 | $47.02 | $117,601.02 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.8500 to $47.5300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 4,999 | $46.29 | $231,386.71 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,820 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.8500 to $47.5300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-002404 · dp87136_4-pacheco.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,753 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $33.40 | $250,500.00 |
DisclosureSEC source: 0000950103-18-002404 · dp87136_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $33.04 to $33.73. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-002404 · dp87136_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 100 | $38.28 | $3,828.00 |
DisclosureSEC source: 0000950103-18-001404 · dp86187_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · kind: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 25, 2017. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 4,907 | $36.31 | $178,173.17 |
DisclosureSEC source: 0000950103-18-001404 · dp86187_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,419 F1 · kind: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 25, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.84, inclusive. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 13,417 | $35.70 | $478,986.90 |
DisclosureSEC source: 0000950103-18-001404 · dp86187_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,326 F1 · kind: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 25, 2017. F2 · price: The price reported in Colum 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.00 to $35.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-000804 · dp85574_4-pacheco.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,253 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,500 | $38.64 | $289,800.00 |
DisclosureSEC source: 0000950103-18-000804 · dp85574_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,743 F2 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F3 · price: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following range: from $38.10 to $39.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range. F1 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.