Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alzamend Neuro, Inc.ALZN · Entity 8081 | Director | August 26, 2026 | August 31, 2026 |
| Ault Disruptive Technologies CorpADRT · Entity 87178 | Director · 10% owner | September 30, 2024 | October 01, 2024 |
| Hyperscale Data, Inc.GPUS · Entity 717 | Director · Executive Chairman · 10% owner | September 29, 2026 | October 01, 2026 |
| Microphase CorpNONE · Entity 169660 | Director | September 22, 2017 | September 25, 2017 |
| QXO, Inc.SSNT · Entity 3404 | 10% owner | June 28, 2021 | July 21, 2021 |
| RiskOn International, Inc.ROII · Entity 91743 | Director · Chief Executive Officer | April 24, 2024 | April 26, 2024 |
| UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alzamend Neuro, Inc.
Report date August 26, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0 F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 116,648 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 116,648 F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Life Sciences, Inc. | 11,068 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,068 F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Life Sciences Fund, LLC | 61 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 61 F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.
F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.
Ault Disruptive Technologies Corp
Report date September 30, 2024 · Filed October 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Ault Lending, LLC | 0 |
Reported balance
After 2024-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Ault Disruptive Technologies Company, LLC | 7,100,000 |
Reported balance
Holding disclosure · report date 2024-09-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,100,000 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor. |
Filing footnotes · ownership attribution and instrument terms
F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.
F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.
F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.
Hyperscale Data, Inc.
Report date September 29, 2026 · Filed October 01, 2026
Jointly reported with Ault & Company, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 962,500 |
Reported balance
After 2026-09-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 13,925,566 |
Last balance in matching sequence
After 2026-09-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ault & Company, Inc. | 15,686,550 |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | Direct | 149 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 149 |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 200 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 200 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30 | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 400,000 F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 31,587 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 31,587 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 50,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 50,000 F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F7: The Series C Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 960 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 960 F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F10: The Series G Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 4,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 4,000 F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F13: The Series H Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94 | IndirectBy Ault & Company, Inc. | 84,470 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 84,470 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59 | IndirectBy Ault & Company, Inc. | 32,444 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 32,444 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69 | IndirectBy Ault & Company, Inc. | 10,899 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 10,899 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
F2: The Class B Common Stock does not expire.
F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F7: The Series C Convertible Preferred Stock has no expiration date.
F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F10: The Series G Convertible Preferred Stock has no expiration date.
F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F13: The Series H Convertible Preferred Stock has no expiration date.
F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.
Microphase Corp
Report date September 22, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
QXO, Inc.
Report date June 28, 2021 · Filed July 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,000 |
Reported balance
After 2021-06-28 transaction · row 1
1 source rowRow 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Digital Power Lending, LLC | 743,000 |
Reported balance
Holding disclosure · report date 2021-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 743,000 F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
Filing footnotes · ownership attribution and instrument terms
F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.
RiskOn International, Inc.
Report date April 24, 2024 · Filed April 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 844,492 |
Reported balance
After 2024-04-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492 F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc | 42,000 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,000 F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
UNIVERSAL SAFETY PRODUCTS, INC.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 1,166,096 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096 F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | Direct | 10,800 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Alpha Structured Finance LP | 22,700 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,700 F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 6,200 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,200 F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. |
Filing footnotes · ownership attribution and instrument terms
F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Algorhythm Holdings, Inc.
Report date October 04, 2024 · Filed October 08, 2024
Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 1,310,000 |
Reported balance
After 2024-10-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000 F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 945,000 |
Reported balance
After 2024-10-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000 F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2023 Filed Dec 27, 2023 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 200 | $0.92 | $184.84 |
DisclosureSEC source: 0001214659-23-016923 · marketforms-63932.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,866 Read SEC document |
| December 14, 2023 Filed Mar 11, 2024 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseSeries C Warrants · Derivative | 12,269,032 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 12,269,032 Underlying: Common Stock · 12,269,032 shares Expires 2028-12-13 F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| December 14, 2023 Filed Mar 11, 2024 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseSeries C Convertible Preferred Stock · Derivative | 41,500 | $1,000.00 | $41,500,000.00 |
DisclosureSEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 41,500 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $5.245 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of March 11, 2024, the Conversion Price is approximately $0.61 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 1,639 shares of Common Stock. F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 103,525 | $0.16 | $16,087.79 |
DisclosureSEC source: 0001214659-23-016338 · marketforms-63781.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 139,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1554. The range of purchase prices on the transaction date was $0.1479 to $0.1590 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,000 | $0.16 | $157.50 |
DisclosureSEC source: 0001214659-23-016338 · marketforms-63781.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 16:34 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,000 | $0.19 | $185.80 |
DisclosureSEC source: 0001214659-23-016191 · marketforms-63742.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 16:34 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,000 | $0.23 | $230.00 |
DisclosureSEC source: 0001214659-23-016191 · marketforms-63742.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 178 | $21.96 | $3,908.90 |
DisclosureSEC source: 0001214659-23-015973 · marketforms-63701.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 101,362 F1 · price: The preferred stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $21.9601. The range of purchase prices on the transaction date was $21.8447 to $22.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,000 | $0.30 | $300.00 |
DisclosureSEC source: 0001214659-23-015893 · marketforms-63664.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,000 | $0.36 | $364.00 |
DisclosureSEC source: 0001214659-23-015748 · marketforms-63607.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 567,251 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,500 | $0.35 | $525.00 |
DisclosureSEC source: 0001214659-23-015748 · marketforms-63607.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 566,251 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 3,500 | $0.09 | $319.20 |
DisclosureSEC source: 0001214659-23-015628 · marketforms-63600.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,539 Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 346,644 | $0.09 | $30,816.65 |
DisclosureSEC source: 0001214659-23-015628 · marketforms-63600.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 679,969 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 1,633 | $0.39 | $631.97 |
DisclosureSEC source: 0001214659-23-015571 · marketforms-63597.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 564,751 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3870. The range of purchase prices on the transaction date was $0.38 to $0.3877 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 21, 2023 Filed Nov 27, 2023 16:30 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseCommon Stock | 500 | $0.41 | $204.65 |
DisclosureSEC source: 0001214659-23-015571 · marketforms-63597.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:31 UTC | RiskOn International, Inc. ROI · Entity 91743 | OtherCommon Stock | 73,361 | $7.50 | $550,207.50 |
DisclosureSEC source: 0001214659-23-015472 · marketforms-63573.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 563,118 F1 · kind: Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person. F1 · price: Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 16:42 UTC | RiskOn International, Inc. ROI · Entity 91743 | PurchaseSeries D Convertible Preferred Stock · Derivative | 603.44 | $15,085,930.69 Strike: $0.51 | $9,103,454,015.57 |
DisclosureSEC source: 0001214659-23-015346 · marketforms-63544.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alliance, Inc. Disclosed balance after: 603.44 Underlying: Common Stock · 29,580,392 shares Expires not disclosed F1 · derivative.exercise_price: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer issues shares of common stock, or is deemed to issue shares of common stock, at a price per share that is lower than the conversion price then in effect. F2 · shares: This number of shares of Series D Convertible Preferred Stock does not include additional shares that may be issued in lieu of cash for dividend payments. F5 · price: On November 15, 2023, the Issuer issued Ault Alliance, Inc. ("AAI") 603.44 shares of the Issuer's newly designated Series D Convertible Preferred Stock for a total purchase price of $15,085,930.69. The purchase price was paid by the cancellation of $15,085,930.69 of cash advances made by AAI to the Issuer between January 1, 2023 and November 9, 2023. F3 · derivative.expiration_date: The preferred stock has no expiration date. F4 · derivative.underlying_shares: Each share of Series D Convertible Preferred Stock has a stated value of $25,000 and is convertible into such number of shares of common stock determined by dividing the stated value by $0.51 (the conversion price). This reflects the maximum number of shares of common stock that may be issued upon conversion of all shares of Series D Convertible Preferred Stock currently owned by the Reporting Person. In addition, this number of shares of common stock does not reflect additional shares of Series D Convertible Preferred Stock that may be issued in lieu of cash for dividend payments. F6 · ownership.nature: The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by AAI. Read SEC document |
| October 13, 2023 Filed Oct 24, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseWarrant to Purchase Common Stock · Derivative | 47,685,988 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001214659-23-013845 · ownership.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 47,685,988 Underlying: Common Stock · 47,685,988 shares Expires 2028-10-13 F4 · price: The warrants were received as additional consideration for the purchase of the Note. F2 · derivative.underlying_shares: The Company may not issue Conversion Shares and/or shares of common stock issuable upon exercise of the warrants issued in connection with the purchase of the Note to the extent such issuances would result in an aggregate number of shares of common stock exceeding, 5,724,888, which represented 19.99% of the total shares of common stock issued and outstanding as of the Closing Date, in accordance with the rules and regulations of the NYSE American, LLC unless the Issuer first obtains stockholder approval. F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Co. and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| October 13, 2023 Filed Oct 24, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase10% Senior Secured Convertible Promissory Note · Derivative | Not disclosed | $17,519,832.00 | $17,519,832.00 |
DisclosureSEC source: 0001214659-23-013845 · ownership.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2028-10-12 F1 · derivative.exercise_price: On October 13, 2023 (the "Closing Date"), the Issuer issued a 10% Senior Secured Convertible Promissory Note (the "Note") to Ault & Company, Inc. ("Ault & Co."), with a principal face amount of $17,519,832. The Note bears interest at the rate of 10% per annum and matures on October 12, 2028. Interest is payable, at Ault & Co.'s option, in cash or shares of common stock at the applicable Conversion Price (as defined below). The Note is convertible, at Ault & Co.'s option, into shares of common stock ("Conversion Shares") at a conversion price that is the greater of (i) $0.10 per share (the "Floor Price"), which such Floor Price shall not be adjusted for stock dividends, stock splits, stock combinations and other similar transactions and (ii) the lesser of (A) $0.2952 or (B) 105% of the closing sale price of the Common Stock on the trading day immediately prior to the date of conversion (the "Conversion Price"). F1 · derivative.underlying_shares: On October 13, 2023 (the "Closing Date"), the Issuer issued a 10% Senior Secured Convertible Promissory Note (the "Note") to Ault & Company, Inc. ("Ault & Co."), with a principal face amount of $17,519,832. The Note bears interest at the rate of 10% per annum and matures on October 12, 2028. Interest is payable, at Ault & Co.'s option, in cash or shares of common stock at the applicable Conversion Price (as defined below). The Note is convertible, at Ault & Co.'s option, into shares of common stock ("Conversion Shares") at a conversion price that is the greater of (i) $0.10 per share (the "Floor Price"), which such Floor Price shall not be adjusted for stock dividends, stock splits, stock combinations and other similar transactions and (ii) the lesser of (A) $0.2952 or (B) 105% of the closing sale price of the Common Stock on the trading day immediately prior to the date of conversion (the "Conversion Price"). F2 · derivative.underlying_shares: The Company may not issue Conversion Shares and/or shares of common stock issuable upon exercise of the warrants issued in connection with the purchase of the Note to the extent such issuances would result in an aggregate number of shares of common stock exceeding, 5,724,888, which represented 19.99% of the total shares of common stock issued and outstanding as of the Closing Date, in accordance with the rules and regulations of the NYSE American, LLC unless the Issuer first obtains stockholder approval. F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Co. and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 17:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 825 | $0.85 | $701.17 |
DisclosureSEC source: 0001214659-23-012779 · marketforms-62714.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 35,475 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 18:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 8,072 | $1.11 | $8,951.85 |
DisclosureSEC source: 0001214659-23-012400 · marketforms-62627.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 489,757 F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 18:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 116,694 | $0.96 | $112,411.33 |
DisclosureSEC source: 0001214659-23-012400 · marketforms-62627.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 481,685 F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 18:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 400 | $0.99 | $394.00 |
DisclosureSEC source: 0001214659-23-012400 · marketforms-62627.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.985. The range of purchase prices on the transaction date was $0.98 to $0.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 16:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 10,000 | $0.77 | $7,739.00 |
DisclosureSEC source: 0001214659-23-012263 · marketforms-62576.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 364,991 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.7739. The range of purchase prices on the transaction date was $0.75 to $0.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 16:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 650 | $0.94 | $609.05 |
DisclosureSEC source: 0001214659-23-012136 · marketforms-62557.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 34,650 F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 16:30 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 1,200 | $1.03 | $1,238.40 |
DisclosureSEC source: 0001214659-23-012136 · marketforms-62557.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 354,991 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 06:00 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 146,181 | $1.01 | $147,540.48 |
DisclosureSEC source: 0001214659-23-011721 · marketforms-62352.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 353,791 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0093. The range of purchase prices on the transaction date was $0.9598 to $1.0548 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 20:15 UTC Amendment | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 59,148 | $0.86 | $50,701.67 |
DisclosureSEC source: 0001214659-23-011712 · marketforms-62351.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 207,610 F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 17:20 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 59,148 | $0.86 | $50,701.67 |
DisclosureSEC source: 0001214659-23-011695 · marketforms-62344.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 207,610 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:15 UTC Amendment | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 6,000 | $0.78 | $4,652.40 |
DisclosureSEC source: 0001214659-23-011712 · marketforms-62351.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 34,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:15 UTC Amendment | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 500 | $0.75 | $374.80 |
DisclosureSEC source: 0001214659-23-011712 · marketforms-62351.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 17:20 UTC | RiskOn International, Inc. BNMV · Entity 91743 | PurchaseCommon Stock | 500 | $0.75 | $374.80 |
DisclosureSEC source: 0001214659-23-011695 · marketforms-62344.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 91,711 | $4.26 | $390,679.69 |
DisclosureSEC source: 0001214659-23-009781 · marketforms-62132.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 333,325 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2599. The range of purchase prices on the transaction date was $4.0755 to $4.2613 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 55,289 | $4.16 | $230,063.06 |
DisclosureSEC source: 0001214659-23-009781 · marketforms-62132.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 241,614 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1611. The range of purchase prices on the transaction date was $4.0581 to $4.3225 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 23:10 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 5,000 | $15.67 | $78,371.00 |
DisclosureSEC source: 0001214659-23-009667 · marketforms-62110.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 101,184 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 23:10 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 4,500 | $15.30 | $68,835.15 |
DisclosureSEC source: 0001214659-23-009667 · marketforms-62110.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 96,184 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 23:10 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 10 | $13.93 | $139.25 |
DisclosureSEC source: 0001214659-23-009667 · marketforms-62110.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110 Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 500 | $12.55 | $6,275.20 |
DisclosureSEC source: 0001214659-23-009048 · marketforms-62012.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 91,684 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| June 28, 2023 Filed Jan 7, 2025 02:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 50 | $12.20 | $610.00 |
DisclosureSEC source: 0001214659-25-000238 · marketforms-67764.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160 Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 100 | $11.09 | $1,109.47 |
DisclosureSEC source: 0001214659-23-008800 · marketforms-61965.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Read SEC document |
| May 26, 2023 Filed May 30, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 100 | $11.65 | $1,165.36 |
DisclosureSEC source: 0001214659-23-008044 · marketforms-61672.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,039 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $11.6536. The range of purchase prices on the transaction date was $11.60 to $11.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 120 | $12.44 | $1,492.60 |
DisclosureSEC source: 0001214659-23-008044 · marketforms-61672.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,939 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $12.4383. The range of purchase prices on the transaction date was $12.27 to $12.472 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 200 | $13.80 | $2,760.80 |
DisclosureSEC source: 0001214659-23-007898 · marketforms-61670.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 5,729 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $13.804. The range of purchase prices on the transaction date was $13.2922 to $14.0233 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 450 | $13.22 | $5,947.56 |
DisclosureSEC source: 0001214659-23-007898 · marketforms-61670.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 186,325 F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 30 | $14.29 | $428.70 |
DisclosureSEC source: 0001214659-23-007898 · marketforms-61670.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,819 Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 90 | $13.07 | $1,176.12 |
DisclosureSEC source: 0001214659-23-007898 · marketforms-61670.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,789 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $13.068. The range of purchase prices on the transaction date was $12.51 to $13.265 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| May 24, 2023 Filed May 27, 2023 01:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 18,000 | $0.59 | $10,704.60 |
DisclosureSEC source: 0001214659-23-007970 · marketforms-61643.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 383,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:31 UTC | Algorhythm Holdings, Inc. MICS · Entity 8356 | PurchaseCommon Stock | 200 | $1.58 | $315.06 |
DisclosureSEC source: 0001214659-23-007849 · marketforms-61639.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,808,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5753. The range of purchase prices on the transaction date was $1.575 to $1.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:21 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 1,000,000 | $0.07 | $67,400.00 |
DisclosureSEC source: 0001214659-23-007419 · marketforms-61547.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 54,862,610 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:21 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 1,500,000 | $0.07 | $109,500.00 |
DisclosureSEC source: 0001214659-23-007419 · marketforms-61547.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 54,762,610 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.