Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alzamend Neuro, Inc.ALZN · Entity 8081 | Director | August 26, 2026 | August 31, 2026 |
| Ault Disruptive Technologies CorpADRT · Entity 87178 | Director · 10% owner | September 30, 2024 | October 01, 2024 |
| Hyperscale Data, Inc.GPUS · Entity 717 | Director · Executive Chairman · 10% owner | September 29, 2026 | October 01, 2026 |
| Microphase CorpNONE · Entity 169660 | Director | September 22, 2017 | September 25, 2017 |
| QXO, Inc.SSNT · Entity 3404 | 10% owner | June 28, 2021 | July 21, 2021 |
| RiskOn International, Inc.ROII · Entity 91743 | Director · Chief Executive Officer | April 24, 2024 | April 26, 2024 |
| UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alzamend Neuro, Inc.
Report date August 26, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0 F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 116,648 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 116,648 F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Life Sciences, Inc. | 11,068 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,068 F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Life Sciences Fund, LLC | 61 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 61 F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.
F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.
Ault Disruptive Technologies Corp
Report date September 30, 2024 · Filed October 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Ault Lending, LLC | 0 |
Reported balance
After 2024-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Ault Disruptive Technologies Company, LLC | 7,100,000 |
Reported balance
Holding disclosure · report date 2024-09-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,100,000 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor. |
Filing footnotes · ownership attribution and instrument terms
F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.
F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.
F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.
Hyperscale Data, Inc.
Report date September 29, 2026 · Filed October 01, 2026
Jointly reported with Ault & Company, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 962,500 |
Reported balance
After 2026-09-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 13,925,566 |
Last balance in matching sequence
After 2026-09-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ault & Company, Inc. | 15,686,550 |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | Direct | 149 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 149 |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 200 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 200 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30 | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 400,000 F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 31,587 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 31,587 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 50,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 50,000 F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F7: The Series C Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 960 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 960 F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F10: The Series G Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 4,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 4,000 F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F13: The Series H Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94 | IndirectBy Ault & Company, Inc. | 84,470 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 84,470 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59 | IndirectBy Ault & Company, Inc. | 32,444 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 32,444 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69 | IndirectBy Ault & Company, Inc. | 10,899 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 10,899 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
F2: The Class B Common Stock does not expire.
F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F7: The Series C Convertible Preferred Stock has no expiration date.
F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F10: The Series G Convertible Preferred Stock has no expiration date.
F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F13: The Series H Convertible Preferred Stock has no expiration date.
F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.
Microphase Corp
Report date September 22, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
QXO, Inc.
Report date June 28, 2021 · Filed July 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,000 |
Reported balance
After 2021-06-28 transaction · row 1
1 source rowRow 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Digital Power Lending, LLC | 743,000 |
Reported balance
Holding disclosure · report date 2021-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 743,000 F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
Filing footnotes · ownership attribution and instrument terms
F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.
RiskOn International, Inc.
Report date April 24, 2024 · Filed April 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 844,492 |
Reported balance
After 2024-04-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492 F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc | 42,000 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,000 F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
UNIVERSAL SAFETY PRODUCTS, INC.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 1,166,096 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096 F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | Direct | 10,800 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Alpha Structured Finance LP | 22,700 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,700 F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 6,200 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,200 F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. |
Filing footnotes · ownership attribution and instrument terms
F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Algorhythm Holdings, Inc.
Report date October 04, 2024 · Filed October 08, 2024
Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 1,310,000 |
Reported balance
After 2024-10-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000 F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 945,000 |
Reported balance
After 2024-10-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000 F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2023 Filed May 16, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 400,000 | $0.09 | $34,640.00 |
DisclosureSEC source: 0001214659-23-007319 · marketforms-61539.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 53,262,610 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:30 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 1,117,949 | $0.09 | $100,615.41 |
DisclosureSEC source: 0001214659-23-006467 · marketforms-61392.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 52,862,610 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| April 26, 2023 Filed Apr 26, 2023 23:05 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 250,000 | $0.10 | $24,450.00 |
DisclosureSEC source: 0001214659-23-006019 · marketforms-61335.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 51,744,661 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:05 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 1,014,661 | $0.09 | $95,885.46 |
DisclosureSEC source: 0001214659-23-006019 · marketforms-61335.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 51,494,661 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| April 24, 2023 Filed Apr 24, 2023 23:05 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 240,000 | $0.10 | $24,264.00 |
DisclosureSEC source: 0001214659-23-005887 · marketforms-61309.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 50,480,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 23:05 UTC | Hyperscale Data, Inc. AULT · Entity 717 | PurchaseCommon Stock | 240,000 | $0.10 | $24,960.00 |
DisclosureSEC source: 0001214659-23-005887 · marketforms-61309.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 50,240,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| April 19, 2023 Filed Apr 22, 2023 00:00 UTC | Algorhythm Holdings, Inc. MICS · Entity 8356 | PurchaseCommon Stock | 300 | $1.68 | $504.00 |
DisclosureSEC source: 0001214659-23-005794 · marketforms-61253.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,807,800 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 18:27 UTC | Ault Disruptive Technologies Corp ADRT · Entity 87178 | SaleWarrants · Derivative | 900 | $10.48 Strike: $11.50 | $9,431.82 |
DisclosureSEC source: 0001214659-23-005383 · marketforms-61204.xml · derivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires not disclosed F1 · price: The price reflects the total price per unit, each unit consisted of one share of common stock and three-fourths of one redeemable warrant ("Unit"). F4 · derivative.exercise_date: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F4 · derivative.expiration_date: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2 · ownership.nature: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by AL. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 18:27 UTC | Ault Disruptive Technologies Corp ADRT · Entity 87178 | SaleCommon Stock | 1,200 | $10.48 | $12,575.76 |
DisclosureSEC source: 0001214659-23-005383 · marketforms-61204.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 0 F1 · price: The price reflects the total price per unit, each unit consisted of one share of common stock and three-fourths of one redeemable warrant ("Unit"). F2 · ownership.nature: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by AL. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 5,000 | $0.43 | $2,149.00 |
DisclosureSEC source: 0001214659-23-004021 · marketforms-60942.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,060,001 F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 4,000 | $0.50 | $2,005.60 |
DisclosureSEC source: 0001214659-23-004021 · marketforms-60942.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,055,001 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.5014. The range of purchase prices on the transaction date was $0.5014 to $0.5015 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 02:55 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 1,000 | $0.60 | $597.30 |
DisclosureSEC source: 0001214659-23-002742 · marketforms-59552.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,051,001 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:30 UTC | Algorhythm Holdings, Inc. MICS · Entity 8356 | PurchaseCommon Stock | 100 | $4.35 | $435.15 |
DisclosureSEC source: 0001214659-23-002136 · marketforms-59445.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,806,100 F1 · ownership.nature: Ault Lending, LLC is a wholly-owned subsidiary of Ault Alliance, Inc. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 01:00 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-000544 · marketforms-58173.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2023-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). F6 · derivative.exercise_date: On January 8, 2021, Mr. Ault was granted 400,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last three tranches, after approval by the NYSE American. The final 300,000 shares of the Issuer's common stock were issued on January 9, 2023. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 01:00 UTC | Hyperscale Data, Inc. AULT · Entity 717 | Exercise / conversionCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-000544 · marketforms-58173.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 29, 2022 Filed Dec 30, 2022 11:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 1,913,777 | $0.10 | $197,119.03 |
DisclosureSEC source: 0001214659-22-015493 · marketforms-58025.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 50,000,000 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 11:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 3,100 | $0.56 | $1,744.99 |
DisclosureSEC source: 0001214659-22-015441 · marketforms-58000.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,050,001 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.5629. The range of purchase prices on the transaction date was $0.5594 to $0.5754 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 11:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 900 | $0.59 | $531.90 |
DisclosureSEC source: 0001214659-22-015441 · marketforms-58000.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,046,901 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 5,000 | $0.81 | $4,049.50 |
DisclosureSEC source: 0001214659-22-015308 · marketforms-57952.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,046,001 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:30 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 1,000,000 | $0.12 | $117,900.00 |
DisclosureSEC source: 0001214659-22-015127 · marketforms-57900.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 48,086,223 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 3,000 | $0.82 | $2,455.20 |
DisclosureSEC source: 0001214659-22-015128 · marketforms-57907.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,041,001 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8184. The range of purchase prices on the transaction date was $0.8154 to $0.8198 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 20,000 | $0.82 | $16,358.00 |
DisclosureSEC source: 0001214659-22-015128 · marketforms-57907.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 365,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 20,000 | $0.90 | $17,960.00 |
DisclosureSEC source: 0001214659-22-015128 · marketforms-57907.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 345,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 11:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 586,223 | $0.12 | $73,219.25 |
DisclosureSEC source: 0001214659-22-014803 · marketforms-57848.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 47,086,223 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:30 UTC | Ault Disruptive Technologies Corp ADRT · Entity 87178 | PurchaseWarrants · Derivative | 10,000 | $0.02 Strike: $11.50 | $155.00 |
DisclosureSEC source: 0001214659-22-014777 · marketforms-57845.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,900 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: The warrants may be exercised during the period commencing on the later of (A) the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") or (B) December 20, 2022 (subject to extension), and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F1 · derivative.expiration_date: The warrants may be exercised during the period commencing on the later of (A) the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") or (B) December 20, 2022 (subject to extension), and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2 · ownership.nature: Ault Lending, LLC (formerly, Digital Power Lending, LLC) ("AL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BitNile"). Mr. Ault, the Executive Chairman of BitNile, is deemed to have voting and investment power with respect to the securities held of record by AL. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 1,000 | $1.29 | $1,289.00 |
DisclosureSEC source: 0001214659-22-014050 · marketforms-57618.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,038,001 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2890. The range of purchase prices on the transaction date was $1.2883 to $1.29 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:32 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionRestricted Stock Grant · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-013976 · marketforms-57600.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 100,000 shares Expires 2024-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc. F6 · derivative.exercise_date: On January 8, 2021, Mr. Ault was granted 400,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:32 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-013976 · marketforms-57600.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | OtherCommon Stock | 933,334 | $1.50 | $1,400,001.00 |
DisclosureSEC source: 0001214659-22-013786 · marketforms-57548.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 11,037,001 F1 · kind: In November 2022, the Issuer entered into an agreement for marketing and brand development services with BitNile Holdings, Inc. ("BH"), pursuant to which BH agreed to provide advertising, marketing, consulting, creative and/or digital services for the Issuer, for a fee of $1.4 million. The Issuer had the right, in its election, to pay the fee in cash or shares of common stock, with the shares to be valued at $1.50 per share. On November 11, 2022, the Issuer elected to pay the fee in Shares, and issued 933,334 shares to Ault Lending, LLC, ("Ault Lending") a wholly owned subsidiary of BH. F1 · price: In November 2022, the Issuer entered into an agreement for marketing and brand development services with BitNile Holdings, Inc. ("BH"), pursuant to which BH agreed to provide advertising, marketing, consulting, creative and/or digital services for the Issuer, for a fee of $1.4 million. The Issuer had the right, in its election, to pay the fee in cash or shares of common stock, with the shares to be valued at $1.50 per share. On November 11, 2022, the Issuer elected to pay the fee in Shares, and issued 933,334 shares to Ault Lending, LLC, ("Ault Lending") a wholly owned subsidiary of BH. F2 · ownership.nature: Ault Lending is a wholly-owned subsidiary of BH. Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 00:04 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 150,000 | $0.14 | $20,310.00 |
DisclosureSEC source: 0001864317-22-000008 · primary_doc.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 46,500,000 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.1354. The range of purchase prices on the transaction date was $0.1352 to $0.1411 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price. F3 · ownership.nature: Milton C. Ault III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC (AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 04, 2022 Filed Nov 5, 2022 00:23 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 100,000 | $0.17 | $16,560.00 |
DisclosureSEC source: 0001214659-22-013162 · marketforms-57494.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 46,350,000 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 03, 2022 Filed Nov 5, 2022 00:23 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 165,353 | $0.17 | $28,027.33 |
DisclosureSEC source: 0001214659-22-013162 · marketforms-57494.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 46,250,000 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 1,000 | $1.13 | $1,129.90 |
DisclosureSEC source: 0001214659-22-013110 · marketforms-57464.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,103,667 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 6,000 | $1.19 | $7,135.80 |
DisclosureSEC source: 0001214659-22-012942 · marketforms-57441.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,102,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1893. The range of purchase prices on the transaction date was $1.1733 to $1.2037 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 2,000 | $1.23 | $2,466.80 |
DisclosureSEC source: 0001214659-22-012318 · marketforms-57320.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,096,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2334. The range of purchase prices on the transaction date was $1.23 to $1.2386 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 21:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 151 | $13.50 | $2,038.50 |
DisclosureSEC source: 0001214659-22-012233 · marketforms-57309.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 91,184 F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 21:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 581,116 | $0.18 | $106,111.78 |
DisclosureSEC source: 0001214659-22-012233 · marketforms-57309.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 46,084,647 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| October 10, 2022 Filed Oct 11, 2022 21:26 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 453,660 | $0.18 | $82,747.58 |
DisclosureSEC source: 0001214659-22-012208 · marketforms-57306.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 45,503,531 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 1,000 | $1.43 | $1,429.30 |
DisclosureSEC source: 0001214659-22-012115 · marketforms-57301.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,094,667 F1 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 3,500 | $1.19 | $4,152.75 |
DisclosureSEC source: 0001214659-22-011756 · marketforms-57244.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,093,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1865. The range of purchase prices on the transaction date was $1.16 to $1.2499 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| September 27, 2022 Filed Sep 27, 2022 22:07 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 1,000,000 | $0.21 | $212,300.00 |
DisclosureSEC source: 0001214659-22-011600 · marketforms-57198.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 45,049,871 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 21:18 UTC | Hyperscale Data, Inc. NILE · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 1,000 | $13.89 | $13,893.40 |
DisclosureSEC source: 0001214659-22-011516 · marketforms-57192.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 91,033 F5 · price: The preferred stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $13.8934. The range of purchase prices on the transaction date was $13.82 to $13.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 21:18 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 1,369,514 | $0.20 | $275,957.07 |
DisclosureSEC source: 0001214659-22-011516 · marketforms-57192.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 44,049,871 F2 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2015. The range of purchase prices on the transaction date was $0.2000 to $0.2026 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 21:18 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 25,500 | $0.19 | $4,969.95 |
DisclosureSEC source: 0001214659-22-011516 · marketforms-57192.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,292 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1949. The range of purchase prices on the transaction date was $0.1939 to $0.1949 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 22:45 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | OtherCommon Stock | 73,500 | $0.95 | $69,457.50 |
DisclosureSEC source: 0001214659-22-011526 · marketforms-57193.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 10,090,167 F1 · kind: On September 23, 2022, Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), received 73,500 shares of the Issuer's common stock from Charge! Energy Storage, Inc., as settlement in the amount of $69,457.50 for an outstanding promissory note dated April 17, 2019. F2 · ownership.nature: Ault Lending, LLC is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| September 08, 2022 Filed Sep 9, 2022 10:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 160,973 | $0.31 | $49,209.45 |
DisclosureSEC source: 0001214659-22-011008 · marketforms-57085.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 42,680,357 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 10:00 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 220,684 | $0.29 | $64,836.96 |
DisclosureSEC source: 0001214659-22-011008 · marketforms-57085.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 42,519,384 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:30 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 11,000 | $0.29 | $3,153.70 |
DisclosureSEC source: 0001214659-22-011022 · marketforms-57091.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,792 Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 20:30 UTC | Hyperscale Data, Inc. NILE · Entity 717 | PurchaseCommon Stock | 618,343 | $0.31 | $189,027.46 |
DisclosureSEC source: 0001214659-22-010956 · marketforms-57067.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 42,298,700 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 01:55 UTC | Hyperscale Data, Inc. NILE · Entity 717 | GrantRestricted Stock Grant · Derivative | 15,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-011002 · marketforms-57070.xml · derivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock. F4 · derivative.exercise_date: On September 6, 2022, Mr. Ault was granted 15,000,000 restricted shares of Common Stock, of which 5,000,000 and 10,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. F4 · derivative.expiration_date: On September 6, 2022, Mr. Ault was granted 15,000,000 restricted shares of Common Stock, of which 5,000,000 and 10,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.