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person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity
718
SEC CIK
0001212502

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alzamend Neuro, Inc.ALZN · Entity 8081DirectorAugust 26, 2026August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178Director · 10% ownerSeptember 30, 2024October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717Director · Executive Chairman · 10% ownerSeptember 29, 2026October 01, 2026
Microphase CorpNONE · Entity 169660DirectorSeptember 22, 2017September 25, 2017
QXO, Inc.SSNT · Entity 340410% ownerJune 28, 2021July 21, 2021
RiskOn International, Inc.ROII · Entity 91743Director · Chief Executive OfficerApril 24, 2024April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803Director · 10% ownerSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC116,648 Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 116,648

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences, Inc.11,068 Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,068

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences Fund, LLC61 Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 61

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Lending, LLC0 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Disruptive Technologies Company, LLC7,100,000 Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 7,100,000

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect962,500 Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500

Class A Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.13,925,566 Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Ault & Company, Inc.15,686,550 Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeDirect149 Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 149

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.200 Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 200

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30Direct400,000 Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 400,000

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct31,587 Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 31,587

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.50,000 Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 50,000

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.960 Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 960

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series H Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.4,000 Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 4,000

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94IndirectBy Ault & Company, Inc.84,470 Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 84,470

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59IndirectBy Ault & Company, Inc.32,444 Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 32,444

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69IndirectBy Ault & Company, Inc.10,899 Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 10,899

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,000 Reported balance After 2021-06-28 transaction · row 1
1 source row

Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000

Common StockSEC Table I · non-derivativeIndirectBy Digital Power Lending, LLC743,000 Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 743,000

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC844,492 Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc42,000 Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 42,000

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Common StockSEC Table I · non-derivativeDirect7,000 Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,166,096 Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeDirect10,800 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,800

Common StockSEC Table I · non-derivativeIndirectBy Alpha Structured Finance LP22,700 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 22,700

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.6,200 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,200

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,310,000 Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC945,000 Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2023 Filed May 16, 2023 20:30 UTC Hyperscale Data, Inc. AULT · Entity 717 PurchaseCommon Stock 400,000 $0.09 $34,640.00
Disclosure

SEC source: 0001214659-23-007319 · marketforms-61539.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 53,262,610

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
May 02, 2023 Filed May 3, 2023 20:30 UTC Hyperscale Data, Inc. AULT · Entity 717 PurchaseCommon Stock 1,117,949 $0.09 $100,615.41
Disclosure

SEC source: 0001214659-23-006467 · marketforms-61392.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 52,862,610

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
April 26, 2023 Filed Apr 26, 2023 23:05 UTC Hyperscale Data, Inc. AULT · Entity 717 PurchaseCommon Stock 250,000 $0.10 $24,450.00
Disclosure

SEC source: 0001214659-23-006019 · marketforms-61335.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 51,744,661

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
April 25, 2023 Filed Apr 26, 2023 23:05 UTC Hyperscale Data, Inc. AULT · Entity 717 PurchaseCommon Stock 1,014,661 $0.09 $95,885.46
Disclosure

SEC source: 0001214659-23-006019 · marketforms-61335.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 51,494,661

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
April 24, 2023 Filed Apr 24, 2023 23:05 UTC Hyperscale Data, Inc. AULT · Entity 717 PurchaseCommon Stock 240,000 $0.10 $24,264.00
Disclosure

SEC source: 0001214659-23-005887 · marketforms-61309.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 50,480,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 23:05 UTC Hyperscale Data, Inc. AULT · Entity 717 PurchaseCommon Stock 240,000 $0.10 $24,960.00
Disclosure

SEC source: 0001214659-23-005887 · marketforms-61309.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 50,240,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
April 19, 2023 Filed Apr 22, 2023 00:00 UTC Algorhythm Holdings, Inc. MICS · Entity 8356 PurchaseCommon Stock 300 $1.68 $504.00
Disclosure

SEC source: 0001214659-23-005794 · marketforms-61253.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,807,800

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 18:27 UTC Ault Disruptive Technologies Corp ADRT · Entity 87178 SaleWarrants · Derivative 900 $10.48 Strike: $11.50 $9,431.82
Disclosure

SEC source: 0001214659-23-005383 · marketforms-61204.xml · derivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

F1 · price: The price reflects the total price per unit, each unit consisted of one share of common stock and three-fourths of one redeemable warrant ("Unit").

F4 · derivative.exercise_date: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F4 · derivative.expiration_date: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2 · ownership.nature: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by AL.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 18:27 UTC Ault Disruptive Technologies Corp ADRT · Entity 87178 SaleCommon Stock 1,200 $10.48 $12,575.76
Disclosure

SEC source: 0001214659-23-005383 · marketforms-61204.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 0

F1 · price: The price reflects the total price per unit, each unit consisted of one share of common stock and three-fourths of one redeemable warrant ("Unit").

F2 · ownership.nature: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by AL.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 5,000 $0.43 $2,149.00
Disclosure

SEC source: 0001214659-23-004021 · marketforms-60942.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,060,001

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 4,000 $0.50 $2,005.60
Disclosure

SEC source: 0001214659-23-004021 · marketforms-60942.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,055,001

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.5014. The range of purchase prices on the transaction date was $0.5014 to $0.5015 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 02:55 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,000 $0.60 $597.30
Disclosure

SEC source: 0001214659-23-002742 · marketforms-59552.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,051,001

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:30 UTC Algorhythm Holdings, Inc. MICS · Entity 8356 PurchaseCommon Stock 100 $4.35 $435.15
Disclosure

SEC source: 0001214659-23-002136 · marketforms-59445.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,806,100

F1 · ownership.nature: Ault Lending, LLC is a wholly-owned subsidiary of Ault Alliance, Inc.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:00 UTC Hyperscale Data, Inc. AULT · Entity 717 Exercise / conversionRestricted Stock Grant · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000544 · marketforms-58173.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2023-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").

F6 · derivative.exercise_date: On January 8, 2021, Mr. Ault was granted 400,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last three tranches, after approval by the NYSE American. The final 300,000 shares of the Issuer's common stock were issued on January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:00 UTC Hyperscale Data, Inc. AULT · Entity 717 Exercise / conversionCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000544 · marketforms-58173.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 29, 2022 Filed Dec 30, 2022 11:00 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 1,913,777 $0.10 $197,119.03
Disclosure

SEC source: 0001214659-22-015493 · marketforms-58025.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 50,000,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 11:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 3,100 $0.56 $1,744.99
Disclosure

SEC source: 0001214659-22-015441 · marketforms-58000.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,050,001

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.5629. The range of purchase prices on the transaction date was $0.5594 to $0.5754 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 11:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 900 $0.59 $531.90
Disclosure

SEC source: 0001214659-22-015441 · marketforms-58000.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,046,901

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 21:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 5,000 $0.81 $4,049.50
Disclosure

SEC source: 0001214659-22-015308 · marketforms-57952.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,046,001

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:30 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 1,000,000 $0.12 $117,900.00
Disclosure

SEC source: 0001214659-22-015127 · marketforms-57900.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 48,086,223

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 3,000 $0.82 $2,455.20
Disclosure

SEC source: 0001214659-22-015128 · marketforms-57907.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,041,001

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8184. The range of purchase prices on the transaction date was $0.8154 to $0.8198 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 20,000 $0.82 $16,358.00
Disclosure

SEC source: 0001214659-22-015128 · marketforms-57907.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 365,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 21:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 20,000 $0.90 $17,960.00
Disclosure

SEC source: 0001214659-22-015128 · marketforms-57907.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 345,000

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 11:00 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 586,223 $0.12 $73,219.25
Disclosure

SEC source: 0001214659-22-014803 · marketforms-57848.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 47,086,223

F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:30 UTC Ault Disruptive Technologies Corp ADRT · Entity 87178 PurchaseWarrants · Derivative 10,000 $0.02 Strike: $11.50 $155.00
Disclosure

SEC source: 0001214659-22-014777 · marketforms-57845.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,900

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants may be exercised during the period commencing on the later of (A) the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") or (B) December 20, 2022 (subject to extension), and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F1 · derivative.expiration_date: The warrants may be exercised during the period commencing on the later of (A) the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") or (B) December 20, 2022 (subject to extension), and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2 · ownership.nature: Ault Lending, LLC (formerly, Digital Power Lending, LLC) ("AL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BitNile"). Mr. Ault, the Executive Chairman of BitNile, is deemed to have voting and investment power with respect to the securities held of record by AL.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,000 $1.29 $1,289.00
Disclosure

SEC source: 0001214659-22-014050 · marketforms-57618.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,038,001

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2890. The range of purchase prices on the transaction date was $1.2883 to $1.29 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 02:32 UTC Hyperscale Data, Inc. NILE · Entity 717 Exercise / conversionRestricted Stock Grant · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013976 · marketforms-57600.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 100,000 shares

Expires 2024-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

F6 · derivative.exercise_date: On January 8, 2021, Mr. Ault was granted 400,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 02:32 UTC Hyperscale Data, Inc. NILE · Entity 717 Exercise / conversionCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013976 · marketforms-57600.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 OtherCommon Stock 933,334 $1.50 $1,400,001.00
Disclosure

SEC source: 0001214659-22-013786 · marketforms-57548.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,037,001

F1 · kind: In November 2022, the Issuer entered into an agreement for marketing and brand development services with BitNile Holdings, Inc. ("BH"), pursuant to which BH agreed to provide advertising, marketing, consulting, creative and/or digital services for the Issuer, for a fee of $1.4 million. The Issuer had the right, in its election, to pay the fee in cash or shares of common stock, with the shares to be valued at $1.50 per share. On November 11, 2022, the Issuer elected to pay the fee in Shares, and issued 933,334 shares to Ault Lending, LLC, ("Ault Lending") a wholly owned subsidiary of BH.

F1 · price: In November 2022, the Issuer entered into an agreement for marketing and brand development services with BitNile Holdings, Inc. ("BH"), pursuant to which BH agreed to provide advertising, marketing, consulting, creative and/or digital services for the Issuer, for a fee of $1.4 million. The Issuer had the right, in its election, to pay the fee in cash or shares of common stock, with the shares to be valued at $1.50 per share. On November 11, 2022, the Issuer elected to pay the fee in Shares, and issued 933,334 shares to Ault Lending, LLC, ("Ault Lending") a wholly owned subsidiary of BH.

F2 · ownership.nature: Ault Lending is a wholly-owned subsidiary of BH. Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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November 09, 2022 Filed Nov 11, 2022 00:04 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 150,000 $0.14 $20,310.00
Disclosure

SEC source: 0001864317-22-000008 · primary_doc.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 46,500,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.1354. The range of purchase prices on the transaction date was $0.1352 to $0.1411 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F3 · ownership.nature: Milton C. Ault III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC (AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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November 04, 2022 Filed Nov 5, 2022 00:23 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 100,000 $0.17 $16,560.00
Disclosure

SEC source: 0001214659-22-013162 · marketforms-57494.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 46,350,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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November 03, 2022 Filed Nov 5, 2022 00:23 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 165,353 $0.17 $28,027.33
Disclosure

SEC source: 0001214659-22-013162 · marketforms-57494.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 46,250,000

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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November 02, 2022 Filed Nov 3, 2022 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,000 $1.13 $1,129.90
Disclosure

SEC source: 0001214659-22-013110 · marketforms-57464.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,103,667

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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October 31, 2022 Filed Nov 1, 2022 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 6,000 $1.19 $7,135.80
Disclosure

SEC source: 0001214659-22-012942 · marketforms-57441.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,102,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1893. The range of purchase prices on the transaction date was $1.1733 to $1.2037 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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October 12, 2022 Filed Oct 14, 2022 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 2,000 $1.23 $2,466.80
Disclosure

SEC source: 0001214659-22-012318 · marketforms-57320.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,096,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.2334. The range of purchase prices on the transaction date was $1.23 to $1.2386 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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October 11, 2022 Filed Oct 12, 2022 21:00 UTC Hyperscale Data, Inc. NILE · Entity 717 Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 151 $13.50 $2,038.50
Disclosure

SEC source: 0001214659-22-012233 · marketforms-57309.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 91,184

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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October 11, 2022 Filed Oct 12, 2022 21:00 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 581,116 $0.18 $106,111.78
Disclosure

SEC source: 0001214659-22-012233 · marketforms-57309.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 46,084,647

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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October 10, 2022 Filed Oct 11, 2022 21:26 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 453,660 $0.18 $82,747.58
Disclosure

SEC source: 0001214659-22-012208 · marketforms-57306.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 45,503,531

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,000 $1.43 $1,429.30
Disclosure

SEC source: 0001214659-22-012115 · marketforms-57301.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,094,667

F1 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 29, 2022 Filed Sep 30, 2022 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 3,500 $1.19 $4,152.75
Disclosure

SEC source: 0001214659-22-011756 · marketforms-57244.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,093,667

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.1865. The range of purchase prices on the transaction date was $1.16 to $1.2499 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 27, 2022 Filed Sep 27, 2022 22:07 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 1,000,000 $0.21 $212,300.00
Disclosure

SEC source: 0001214659-22-011600 · marketforms-57198.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 45,049,871

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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September 23, 2022 Filed Sep 26, 2022 21:18 UTC Hyperscale Data, Inc. NILE · Entity 717 Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 1,000 $13.89 $13,893.40
Disclosure

SEC source: 0001214659-22-011516 · marketforms-57192.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 91,033

F5 · price: The preferred stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $13.8934. The range of purchase prices on the transaction date was $13.82 to $13.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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September 23, 2022 Filed Sep 26, 2022 21:18 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 1,369,514 $0.20 $275,957.07
Disclosure

SEC source: 0001214659-22-011516 · marketforms-57192.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 44,049,871

F2 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2015. The range of purchase prices on the transaction date was $0.2000 to $0.2026 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
September 23, 2022 Filed Sep 26, 2022 21:18 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 25,500 $0.19 $4,969.95
Disclosure

SEC source: 0001214659-22-011516 · marketforms-57192.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,292

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1949. The range of purchase prices on the transaction date was $0.1939 to $0.1949 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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September 23, 2022 Filed Sep 26, 2022 22:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 OtherCommon Stock 73,500 $0.95 $69,457.50
Disclosure

SEC source: 0001214659-22-011526 · marketforms-57193.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 10,090,167

F1 · kind: On September 23, 2022, Ault Lending, LLC, formerly known as Digital Power Lending, LLC ("Ault Lending"), received 73,500 shares of the Issuer's common stock from Charge! Energy Storage, Inc., as settlement in the amount of $69,457.50 for an outstanding promissory note dated April 17, 2019.

F2 · ownership.nature: Ault Lending, LLC is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 08, 2022 Filed Sep 9, 2022 10:00 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 160,973 $0.31 $49,209.45
Disclosure

SEC source: 0001214659-22-011008 · marketforms-57085.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 42,680,357

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 10:00 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 220,684 $0.29 $64,836.96
Disclosure

SEC source: 0001214659-22-011008 · marketforms-57085.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 42,519,384

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:30 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 11,000 $0.29 $3,153.70
Disclosure

SEC source: 0001214659-22-011022 · marketforms-57091.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,792

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September 06, 2022 Filed Sep 7, 2022 20:30 UTC Hyperscale Data, Inc. NILE · Entity 717 PurchaseCommon Stock 618,343 $0.31 $189,027.46
Disclosure

SEC source: 0001214659-22-010956 · marketforms-57067.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 42,298,700

F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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September 06, 2022 Filed Sep 9, 2022 01:55 UTC Hyperscale Data, Inc. NILE · Entity 717 GrantRestricted Stock Grant · Derivative 15,000,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-011002 · marketforms-57070.xml · derivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock.

F4 · derivative.exercise_date: On September 6, 2022, Mr. Ault was granted 15,000,000 restricted shares of Common Stock, of which 5,000,000 and 10,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

F4 · derivative.expiration_date: On September 6, 2022, Mr. Ault was granted 15,000,000 restricted shares of Common Stock, of which 5,000,000 and 10,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.