person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity: 718
SEC CIK: 0001212502

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alzamend Neuro, Inc.ALZN · Entity 8081	Director	August 26, 2026	August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178	Director · 10% owner	September 30, 2024	October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717	Director · Executive Chairman · 10% owner	September 29, 2026	October 01, 2026
Microphase CorpNONE · Entity 169660	Director	September 22, 2017	September 25, 2017
QXO, Inc.SSNT · Entity 3404	10% owner	June 28, 2021	July 21, 2021
RiskOn International, Inc.ROII · Entity 91743	Director · Chief Executive Officer	April 24, 2024	April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803	Director · 10% owner	September 30, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-08-26 transaction · row 1 1 source row Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0 F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	116,648	Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 116,648 F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault Life Sciences, Inc.	11,068	Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 11,068 F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
Common StockSEC Table I · non-derivative	IndirectBy Ault Life Sciences Fund, LLC	61	Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 61 F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Ault Lending, LLC	0	Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Ault Disruptive Technologies Company, LLC	7,100,000	Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 7,100,000 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	962,500	Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500
Class A Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	13,925,566	Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Ault & Company, Inc.	15,686,550	Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative	Direct	149	Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 149
13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	200	Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 200 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30	Direct	400,000	Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 400,000 F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	31,587	Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 31,587 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire.
Series C Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	50,000	Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 50,000 F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F7: The Series C Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series G Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	960	Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 960 F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F10: The Series G Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series H Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	4,000	Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 4,000 F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F13: The Series H Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94	IndirectBy Ault & Company, Inc.	84,470	Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 84,470 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59	IndirectBy Ault & Company, Inc.	32,444	Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 32,444 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69	IndirectBy Ault & Company, Inc.	10,899	Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 10,899 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,000	Reported balance After 2021-06-28 transaction · row 1 1 source row Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000
Common StockSEC Table I · non-derivative	IndirectBy Digital Power Lending, LLC	743,000	Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 743,000 F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	844,492	Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492 F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc	42,000	Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 42,000 F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Common StockSEC Table I · non-derivative	Direct	7,000	Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	1,166,096	Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096 F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	Direct	10,800	Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 10,800
Common StockSEC Table I · non-derivative	IndirectBy Alpha Structured Finance LP	22,700	Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 22,700 F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	6,200	Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 6,200 F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	1,310,000	Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000 F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	945,000	Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000 F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 09, 2024 Filed Sep 10, 2024 23:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	5,000	$0.21	$1,062.00	Disclosure SEC source: 0001214659-24-016303 · marketforms-66991.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 95,229 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
September 09, 2024 Filed Sep 11, 2024 23:30 UTC	Algorhythm Holdings, Inc. RIME · Entity 8356	SaleCommon Stock	6,164	$0.75	$4,641.49	Disclosure SEC source: 0001214659-24-016351 · marketforms-66993.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,801,836 F1 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7530. The range of sale prices on the transaction date was $0.735 to $0.7755 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AA"). Mr. Ault, the Executive Chairman of AA, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
September 06, 2024 Filed Sep 10, 2024 23:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	100	$0.22	$22.00	Disclosure SEC source: 0001214659-24-016303 · marketforms-66991.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,645 Read SEC document
August 30, 2024 Filed Sep 5, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	10,000	$0.20	$2,046.00	Disclosure SEC source: 0001214659-24-016098 · marketforms-66919.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 90,229 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	10,000	$0.21	$2,083.00	Disclosure SEC source: 0001214659-24-015789 · marketforms-66876.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 80,229 F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	45,000	$0.23	$10,354.50	Disclosure SEC source: 0001214659-24-015789 · marketforms-66876.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 70,229 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2301. The range of purchase prices on the transaction date was $0.2122 to $0.2362 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 27, 2024 Filed Aug 30, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	1,500	$0.23	$344.40	Disclosure SEC source: 0001214659-24-015789 · marketforms-66876.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,545 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2296. The range of purchase prices on the transaction date was $0.228 to $0.2304 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
August 26, 2024 Filed Aug 27, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	2,500	$0.23	$575.50	Disclosure SEC source: 0001214659-24-015386 · marketforms-66851.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,145 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2302. The range of purchase prices on the transaction date was $0.23 to $0.2303 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
August 23, 2024 Filed Aug 27, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	1,300	$0.23	$303.29	Disclosure SEC source: 0001214659-24-015386 · marketforms-66851.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,645 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2333. The range of purchase prices on the transaction date was $0.2274 to $0.2382 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
August 22, 2024 Filed Aug 23, 2024 21:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	500	$0.23	$116.05	Disclosure SEC source: 0001214659-24-015246 · marketforms-66842.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,345 Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	2,300	$0.23	$539.35	Disclosure SEC source: 0001214659-24-015246 · marketforms-66842.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,845 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2345. The range of purchase prices on the transaction date was $0.2273 to $0.2409 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
August 20, 2024 Filed Aug 22, 2024 00:35 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	800	$0.25	$196.08	Disclosure SEC source: 0001214659-24-015133 · marketforms-66831.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,545 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2451. The range of purchase prices on the transaction date was $0.2334 to $0.2490 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
August 19, 2024 Filed Aug 22, 2024 00:35 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	500	$0.23	$116.90	Disclosure SEC source: 0001214659-24-015133 · marketforms-66831.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,745 Read SEC document
August 06, 2024 Filed Aug 14, 2024 22:01 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	75	$2.75	$206.25	Disclosure SEC source: 0001214659-24-014768 · marketforms-66781.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 77,268 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Warrants · Derivative	88,692	$0.00 Strike: $0.22	$0.00	Disclosure SEC source: 0001214659-24-013808 · marketforms-66724.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 13,096,823 Underlying: Common Stock · 88,692 shares Expires 2029-08-04 F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Convertible Preferred Stock · Derivative	300	$1,000.00	$300,000.00	Disclosure SEC source: 0001214659-24-013808 · marketforms-66724.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 44,300 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.22 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of August 2, 2024, the Conversion Price was $0.22 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 4,545 shares of Common Stock. F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
July 31, 2024 Filed Aug 1, 2024 21:20 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	25	$3.74	$93.42	Disclosure SEC source: 0001214659-24-013576 · marketforms-66702.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 77,193 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.7368. The range of purchase prices on the transaction date was $3.592 to $3.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
June 21, 2024 Filed Jan 7, 2025 02:30 UTC	Hyperscale Data, Inc. GPUS · Entity 717	PurchaseCommon Stock	29	$10.84	$314.36	Disclosure SEC source: 0001214659-25-000240 · marketforms-67761.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 F1 · shares: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024. F1 · price: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024. Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	10,000	$0.28	$2,790.00	Disclosure SEC source: 0001214659-24-011196 · marketforms-66394.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 25,229 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
May 22, 2024 Filed May 24, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	15,000	$0.39	$5,874.00	Disclosure SEC source: 0001214659-24-009942 · marketforms-66038.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 15,229 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3916. The range of purchase prices on the transaction date was $0.3905 to $0.3922 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
May 22, 2024 Filed May 24, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseCommon Stock	1,983	$0.39	$764.64	Disclosure SEC source: 0001214659-24-009942 · marketforms-66038.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,245 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3856. The range of purchase prices on the transaction date was $0.361 to $0.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
May 22, 2024 Filed Jan 7, 2025 02:30 UTC	Hyperscale Data, Inc. GPUS · Entity 717	PurchaseCommon Stock	7	$13.06	$91.42	Disclosure SEC source: 0001214659-25-000240 · marketforms-67761.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 F1 · shares: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024. F1 · price: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024. Read SEC document
April 24, 2024 Filed Apr 26, 2024 18:00 UTC	RiskOn International, Inc. ROII · Entity 91743	PurchaseCommon Stock	43,147	$0.02	$867.25	Disclosure SEC source: 0001214659-24-007652 · marketforms-65642.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 844,492 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
April 19, 2024 Filed Apr 24, 2024 00:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	1,000	$0.69	$688.20	Disclosure SEC source: 0001214659-24-007439 · marketforms-65613.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 771,699 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.6882. The range of purchase prices on the transaction date was $0.6819 to $0.6895 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
April 17, 2024 Filed Apr 18, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Warrants · Derivative	147,820	$0.00 Strike: $0.35	$0.00	Disclosure SEC source: 0001214659-24-007089 · marketforms-65555.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 13,008,140 Underlying: Common Stock · 147,820 shares Expires 2029-04-16 F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
April 17, 2024 Filed Apr 18, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Convertible Preferred Stock · Derivative	500	$1,000.00	$500,000.00	Disclosure SEC source: 0001214659-24-007089 · marketforms-65555.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 44,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.35 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of April 17, 2024, the Conversion Price was $0.35 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 2,857 shares of Common Stock. F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
April 17, 2024 Filed Apr 19, 2024 17:00 UTC	RiskOn International, Inc. ROII · Entity 91743	PurchaseCommon Stock	56,101	$0.02	$880.79	Disclosure SEC source: 0001214659-24-007215 · marketforms-65584.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 801,345 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.0157. The range of purchase prices on the transaction date was $0.0154 to $0.0641 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
April 05, 2024 Filed Apr 19, 2024 17:00 UTC	RiskOn International, Inc. ROII · Entity 91743	OtherCommon Stock	31,433	$7.50	$235,747.50	Disclosure SEC source: 0001214659-24-007215 · marketforms-65584.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 745,244 F1 · kind: Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person. F1 · price: Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	334	$0.91	$304.24	Disclosure SEC source: 0001214659-24-006037 · marketforms-65487.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 770,699 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
March 28, 2024 Filed Jan 7, 2025 02:30 UTC	Hyperscale Data, Inc. GPUS · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	1	$23.83	$23.83	Disclosure SEC source: 0001214659-25-000240 · marketforms-67761.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167 Read SEC document
March 26, 2024 Filed Mar 28, 2024 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseWarrants · Derivative	780,000	$0.00 Strike: $1.20	$0.00	Disclosure SEC source: 0001214659-24-005472 · marketforms-65403.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 2,000,000 Underlying: Common Stock · 780,000 shares Expires 2029-09-26 F5 · price: These warrants were issued for no additional consideration in connection with the purchase of the Series B Convertible Preferred Stock. F3 · derivative.underlying_shares: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. F4 · ownership.nature: The Issuer is restricted from issuing shares of common stock upon conversion of the Series B Convertible Preferred Stock and /or exercise of the warrants to the extent such issuances would result in an aggregate number of shares of common stock exceeding 1,322,951, which represents 19.99% of the total shares of common stock issued and outstanding as of January 31, 2024, the execution date of the purchase agreement pursuant to which the shares of Series B Convertible Preferred Stock and warrants are issued, in accordance with the rules and regulations of the Nasdaq Stock Market unless the Issuer first obtains stockholder approval, which has not yet been obtained. Read SEC document
March 26, 2024 Filed Mar 28, 2024 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseSeries B Convertible Preferred Stock · Derivative	780	$1,000.00 Strike: $1.00	$780,000.00	Disclosure SEC source: 0001214659-24-005472 · marketforms-65403.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 2,000 Underlying: Common Stock · 780,000 shares Expires not disclosed F1 · derivative.expiration_date: The shares of series B convertible preferred stock (the "Series B Convertible Preferred Stock") have no expiration date. F2 · derivative.underlying_shares: Each share of Series B Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value") and is convertible into a number of shares of common stock determined by dividing the Stated Value by the conversion price, which is currently $1.00. F3 · derivative.underlying_shares: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. F4 · ownership.nature: The Issuer is restricted from issuing shares of common stock upon conversion of the Series B Convertible Preferred Stock and /or exercise of the warrants to the extent such issuances would result in an aggregate number of shares of common stock exceeding 1,322,951, which represents 19.99% of the total shares of common stock issued and outstanding as of January 31, 2024, the execution date of the purchase agreement pursuant to which the shares of Series B Convertible Preferred Stock and warrants are issued, in accordance with the rules and regulations of the Nasdaq Stock Market unless the Issuer first obtains stockholder approval, which has not yet been obtained. Read SEC document
March 19, 2024 Filed Mar 20, 2024 20:59 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Warrants · Derivative	147,820	$0.00 Strike: $3.38	$0.00	Disclosure SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 128,603,220 Underlying: Common Stock · 147,820 shares Expires 2029-03-18 F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 19, 2024 Filed Mar 20, 2024 20:59 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Convertible Preferred Stock · Derivative	500	$1,000.00	$500,000.00	Disclosure SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 43,500 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.35 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of March 20, 2024, the Conversion Price was $0.35 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 2,857 shares of Common Stock. F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:59 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Warrants · Derivative	147,820	$0.00 Strike: $3.38	$0.00	Disclosure SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 12,712,502 Underlying: Common Stock · 147,820 shares Expires 2029-03-17 F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:59 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Convertible Preferred Stock · Derivative	500	$1,000.00	$500,000.00	Disclosure SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 43,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.35 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of March 20, 2024, the Conversion Price was $0.35 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 2,857 shares of Common Stock. F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Warrants · Derivative	147,820	$0.00 Strike: $3.38	$0.00	Disclosure SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 12,564,672 Underlying: Common Stock · 147,820 shares Expires 2029-03-07 F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Convertible Preferred Stock · Derivative	500	$1,000.00	$500,000.00	Disclosure SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 42,500 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $5.245 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of March 11, 2024, the Conversion Price is approximately $0.61 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 1,639 shares of Common Stock. F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Warrants · Derivative	147,820	$0.00 Strike: $3.38	$0.00	Disclosure SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 12,416,852 Underlying: Common Stock · 147,820 shares Expires 2029-03-06 F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:30 UTC	Hyperscale Data, Inc. AULT · Entity 717	PurchaseSeries C Convertible Preferred Stock · Derivative	500	$1,000.00	$500,000.00	Disclosure SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 42,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $5.245 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of March 11, 2024, the Conversion Price is approximately $0.61 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 1,639 shares of Common Stock. F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained. F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
February 29, 2024 Filed Mar 1, 2024 21:30 UTC	RiskOn International, Inc. ROI · Entity 91743	PurchaseCommon Stock	20,000	$0.04	$800.00	Disclosure SEC source: 0001214659-24-003916 · marketforms-65018.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 42,000 F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:30 UTC	RiskOn International, Inc. ROI · Entity 91743	PurchaseCommon Stock	22,000	$0.06	$1,258.40	Disclosure SEC source: 0001214659-24-003916 · marketforms-65018.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 22,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.0572. The range of purchase prices on the transaction date was $0.0572 to $0.098 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseWarrants · Derivative	1,220,000	$0.00 Strike: $1.20	$0.00	Disclosure SEC source: 0001214659-24-001775 · marketforms-64535.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Life Sciences Fund, LLC Disclosed balance after: 1,220,000 Underlying: Common Stock · 1,220,000 shares Expires 2029-07-31 F4 · price: These warrants were issued for no additional consideration in connection with the purchase of the Series A Convertible Preferred Stock. F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseSeries A Convertible Preferred Stock · Derivative	1,220	$1,000.00 Strike: $1.00	$1,220,000.00	Disclosure SEC source: 0001214659-24-001775 · marketforms-64535.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Life Sciences Fund, LLC Disclosed balance after: 1,220 Underlying: Common Stock · 1,220,000 shares Expires not disclosed F1 · derivative.expiration_date: The shares of series A convertible preferred stock (the "Series A Convertible Preferred Stock") have no expiration date. F2 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value") and is convertible into a number of shares of common stock determined by dividing the Stated Value by the conversion price, which is currently $1.00. F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:20 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherWarrants · Derivative	666,666	$0.00 Strike: $45.00	$0.00	Disclosure SEC source: 0001214659-24-001199 · marketforms-64498.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Life Sciences Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 666,666 shares Expires 2024-04-29 F5 · kind: These warrants were returned to the Issuer as part of the Settlement Agreement. F2 · ownership.nature: Mr. Ault has sole voting and investment power with respect to the securities held of record by ALSF. Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:20 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherCommon Stock	661,168	$0.00	$0.00	Disclosure SEC source: 0001214659-24-001199 · marketforms-64498.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Life Sciences Fund, LLC Disclosed balance after: 5,498 F1 · kind: These shares, which were pledged as security for the repayment of a promissory note owed by Ault Life Sciences Fund, LLC ("ALSF"), were returned to the Issuer as part of a settlement agreement between the Issuer and ALSF (the "Settlement Agreement"), whereby the outstanding obligation, among other rights, were terminated. F1 · price: These shares, which were pledged as security for the repayment of a promissory note owed by Ault Life Sciences Fund, LLC ("ALSF"), were returned to the Issuer as part of a settlement agreement between the Issuer and ALSF (the "Settlement Agreement"), whereby the outstanding obligation, among other rights, were terminated. F2 · ownership.nature: Mr. Ault has sole voting and investment power with respect to the securities held of record by ALSF. Read SEC document
January 23, 2024 Filed Apr 19, 2024 17:00 UTC	RiskOn International, Inc. ROII · Entity 91743	OtherCommon Stock	7,560	$7.50	$56,700.00	Disclosure SEC source: 0001214659-24-007215 · marketforms-65584.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 713,811 F1 · kind: Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person. F1 · price: Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	5,000	$1.02	$5,092.50	Disclosure SEC source: 0001214659-24-000495 · marketforms-64064.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 768,365 F1 · balance_after: Includes 26,032 shares of common stock previously owned by, and received from, Ault Alpha LP ("Ault Alpha"), in connection with the liquidation of Ault Alpha on December 28, 2023. Those 26,032 shares were previously reported as beneficially owned by Mr. Ault as Ault Alpha also reported as an indirect beneficial ownership under Mr. Ault, so no change in beneficial ownership of those shares occurred in connection with the liquidation. F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
January 05, 2024 Filed Apr 1, 2024 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	2,000	$1.06	$2,127.00	Disclosure SEC source: 0001214659-24-005796 · marketforms-65425.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 770,365 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Alliance, Inc. ("AAI"). Mr. Ault, the Executive Chairman of AAI, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document
December 26, 2023 Filed Dec 27, 2023 21:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	500	$0.90	$450.00	Disclosure SEC source: 0001214659-23-016923 · marketforms-63932.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 26,032 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.