Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | PRES-AWM PRODUCTS & SERVICES | January 31, 2026 | February 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date January 31, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,458 |
Ending reported balance
After 2026-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-01-31 · Tax withholding · Disposed 235 · Balance 9,756 Row 2 · 2026-02-02 · Grant · Acquired 1,702 · Balance 11,458 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $532.18 · Expires 2036-02-03 | Direct | 5,561 |
Reported balance
After 2026-02-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-02 · Grant · Acquired 5,561 · Balance 5,561 F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 296.33 |
Reported balance
Holding disclosure · report date 2026-01-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 296.33 F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 17,730 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001011 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,730 Underlying: Common Stock · 17,730 shares Expires 2030-01-31 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001011 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,260 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 350 | $167.57 | $58,649.50 |
DisclosureSEC source: 0001179110-20-000838 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,319 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,100 | $167.50 | $1,356,725.70 |
DisclosureSEC source: 0001179110-19-013072 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,669 F1 · price: Reflects the weighted average price of 8,100 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 18, 2019 with sale prices ranging from $167.4611 to $167.5604 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 05, 2019 Filed Feb 21, 2025 21:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005098 · form4-02212025_090220.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,873 F1 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 539.1032 | $130.68 | $70,450.01 |
DisclosureSEC source: 0001179110-19-002182 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232.8862 Underlying: Common Stock · 539.1032 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 3,424 | $130.68 | $447,448.32 |
DisclosureSEC source: 0001179110-19-002182 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,769 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 7,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002182 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,193 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 195 | $126.69 | $24,704.55 |
DisclosureSEC source: 0001179110-19-001667 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,959 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 24,485 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001356 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,485 Underlying: Common Stock · 24,485 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 259 | $126.89 | $32,864.51 |
DisclosureSEC source: 0001179110-19-001356 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,154 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001356 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,413 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 418 | $121.12 | $50,628.16 |
DisclosureSEC source: 0001179110-19-001041 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,865 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 696.6276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009569 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671.0372 Underlying: Common Stock · 696.6276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 316.6276 | $140.97 | $44,634.99 |
DisclosureSEC source: 0001179110-18-009569 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,283 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 696.6276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009569 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,599.6276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 295 | $160.56 | $47,365.20 |
DisclosureSEC source: 0001179110-18-001835 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,903 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 507.4627 | $167.50 | $85,000.00 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340.3274 Underlying: Common Stock · 507.4627 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 406 | $167.50 | $68,005.00 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,198 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,397 | $167.50 | $401,497.50 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,604 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,001 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 392 | $171.08 | $67,063.36 |
DisclosureSEC source: 0001179110-18-001544 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,984 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 18,220 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001249 · edgar.xml · derivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,220 Underlying: Common Stock · 18,220 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001249 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,376 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,162 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,162 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 7,329 | $169.47 | $1,242,033.90 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,829 F1 · price: Reflects the weighted average price of 7,329 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 8, 2017 with sale prices ranging from $169.30 to $169.7580 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 16,833 | $167.60 | $2,821,210.80 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,158 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 24,162 | $65.31 | $1,578,020.22 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,904 | $161.58 | $307,648.32 |
DisclosureSEC source: 0001179110-17-013606 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,829 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,848 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · derivative · entry 8 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,848 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 7,090 | $143.96 | $1,020,683.49 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 15,758 | $144.65 | $2,279,394.70 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,823 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 22,848 | $54.33 | $1,241,331.84 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 806.762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · derivative · entry 7 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780.6525 Underlying: Common Stock · 806.762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 387.762 | $129.15 | $50,079.46 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 Read SEC document |
| July 06, 2017 Filed Jul 31, 2017 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 806.762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,120.762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,440 | $123.70 | $301,818.24 |
DisclosureSEC source: 0001179110-17-002253 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,314 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 455 | $123.18 | $56,046.90 |
DisclosureSEC source: 0001179110-17-001979 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,726 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · derivative · entry 8 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,726 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,889 | $122.82 | $723,298.76 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 16,837 | $121.26 | $2,041,654.62 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,153 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 22,726 | $58.70 | $1,334,016.20 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Options (right to buy) · Derivative | 16,938 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001979 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,938 Underlying: Common Stock · 16,938 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001979 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,209 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 412.3371 | $121.26 | $50,000.00 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · derivative · entry 7 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587.4145 Underlying: Common Stock · 412.3371 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,781 | $121.26 | $337,224.06 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,045 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:30 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 325 | $117.90 | $38,317.50 |
DisclosureSEC source: 0001179110-17-001627 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,517 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:30 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 288 | $113.08 | $32,567.04 |
DisclosureSEC source: 0001179110-17-001627 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,842 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,487 | $114.47 | $513,604.46 |
DisclosureSEC source: 0001179110-16-033195 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.