Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | PRES-AWM PRODUCTS & SERVICES | January 31, 2026 | February 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date January 31, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,458 |
Ending reported balance
After 2026-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-01-31 · Tax withholding · Disposed 235 · Balance 9,756 Row 2 · 2026-02-02 · Grant · Acquired 1,702 · Balance 11,458 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $532.18 · Expires 2036-02-03 | Direct | 5,561 |
Reported balance
After 2026-02-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-02 · Grant · Acquired 5,561 · Balance 5,561 F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 296.33 |
Reported balance
Holding disclosure · report date 2026-01-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 296.33 F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2023 Filed Feb 1, 2023 00:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,938 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001415889-23-001691 · form4-02012023_120233.xml · derivative · entry 8 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,938 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001691 · form4-02012023_120233.xml · nonDerivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,415 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,863 | $348.79 | $2,044,956.36 |
DisclosureSEC source: 0001415889-23-001691 · form4-02012023_120233.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,456 F1 · price: Reflects the weighted average price of 5,863 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 27, 2023 with sale prices ranging from $348.38 to $349.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 11,075 | $348.74 | $3,862,295.50 |
DisclosureSEC source: 0001415889-23-001691 · form4-02012023_120233.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,319 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:56 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 16,938 | $123.37 | $2,089,641.06 |
DisclosureSEC source: 0001415889-23-001691 · form4-02012023_120233.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 583.7769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-007418 · form4-07052022_040707.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981.4863 Underlying: Common Stock · 583.7769 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 267.7769 | $237.68 | $63,645.21 |
DisclosureSEC source: 0001415889-22-007418 · form4-07052022_040707.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,456 Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 583.7769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-007418 · form4-07052022_040707.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,723.7769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 293.5855 | $304.00 | $89,249.99 |
DisclosureSEC source: 0001179110-22-001288 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551.8676 Underlying: Common Stock · 293.5855 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,800 | $316.15 | $1,517,529.12 |
DisclosureSEC source: 0001179110-22-001288 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,140 F2 · price: Reflects the weighted average price of 4,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $315.8297 to $316.7374 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,181 | $315.04 | $2,577,308.70 |
DisclosureSEC source: 0001179110-22-001288 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,940 F1 · price: Reflects the weighted average price of 8,181 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $314.694 to $315.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 7,842 | $313.21 | $2,456,192.82 |
DisclosureSEC source: 0001179110-22-000866 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,121 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 15,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000866 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,963 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 739 | $308.10 | $227,685.90 |
DisclosureSEC source: 0001179110-22-000848 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,192 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 434 | $304.31 | $132,070.54 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,931 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 356 | $298.09 | $106,120.04 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,365 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 6,286 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,286 Underlying: Common Stock · 6,286 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,721 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,711 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,711 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 11,210 | $265.52 | $2,976,502.74 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,729 F1 · price: Reflects the weighted average price of 11,210 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 9, 2021 with sale prices ranging from $265.4525 to $265.687 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 17,801 | $265.91 | $4,733,463.91 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,939 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 26,711 | $87.79 | $2,344,958.69 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 554.1847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007426 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248.16 Underlying: Common Stock · 554.1847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 252.1847 | $250.92 | $63,278.18 |
DisclosureSEC source: 0001179110-21-007426 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,029 Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 554.1847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007426 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,281.1847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 293.4703 | $218.08 | $64,000.00 |
DisclosureSEC source: 0001179110-21-001691 · edgar.xml · derivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786.0421 Underlying: Common Stock · 293.4703 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 9,500 | $215.22 | $2,044,550.10 |
DisclosureSEC source: 0001179110-21-001691 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,727 F1 · price: Reflects the weighted average price of 9,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2021 with sale prices ranging from $215.01 to $215.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 5,624 | $211.06 | $1,187,001.44 |
DisclosureSEC source: 0001179110-21-001466 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,227 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 11,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001466 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,851 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 549 | $200.84 | $110,261.16 |
DisclosureSEC source: 0001179110-21-001238 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,950 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 391 | $197.87 | $77,367.17 |
DisclosureSEC source: 0001179110-21-001099 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 11,324 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001099 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,324 Underlying: Common Stock · 11,324 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001099 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,890 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 352 | $211.27 | $74,367.04 |
DisclosureSEC source: 0001179110-21-000913 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,656 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 27,466 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,466 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,974 | $195.30 | $1,362,017.32 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,008 F1 · price: Reflects the weighted average price of 6,974 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 3, 2020 with sale prices ranging from $195.2116 to $195.503 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 22,592 | $193.44 | $4,370,196.48 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,982 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 27,466 | $128.76 | $3,536,522.16 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,853 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,853 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 10,927 | $167.73 | $1,832,776.97 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,108 F1 · price: Reflects the weighted average price of 10,927 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 3, 2020 with sale prices ranging from $167.64 to $167.82 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21,126 | $167.71 | $3,543,041.46 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,035 Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 24,853 | $107.61 | $2,674,431.33 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 451.1343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008030 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474.0662 Underlying: Common Stock · 451.1343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 204.1343 | $145.83 | $29,768.90 |
DisclosureSEC source: 0001179110-20-008030 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,308 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 451.1343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008030 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,512.1343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 364.6125 | $178.82 | $65,200.01 |
DisclosureSEC source: 0001179110-20-001858 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,898.0635 Underlying: Common Stock · 364.6125 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 5,121 | $178.82 | $915,737.22 |
DisclosureSEC source: 0001179110-20-001858 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,061 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 9,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001858 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,182 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:27 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 193 | $175.91 | $33,950.63 |
DisclosureSEC source: 0001179110-20-001393 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,456 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 611 | $165.41 | $101,065.51 |
DisclosureSEC source: 0001179110-20-001011 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,649 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.