Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clough Global Dividend & Income FundGLV · Entity 6971 | Treasurer | May 26, 2021 | June 10, 2021 |
| Clough Global Equity FundGLQ · Entity 8914 | Treasurer | May 26, 2021 | June 10, 2021 |
| Clough Global Opportunities FundGLO · Entity 8931 | Treasurer | May 26, 2021 | June 10, 2021 |
| LIBERTY ALL STAR EQUITY FUNDUSA · Entity 8815 | Treasurer | February 06, 2026 | February 06, 2026 |
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | Treasurer | February 06, 2026 | February 06, 2026 |
| Principal Real Estate Income FundPGZ · Entity 7053 | Treasurer | December 13, 2021 | December 14, 2021 |
| REAVES UTILITY INCOME FUNDUTG · Entity 4146 | Treasurer | May 25, 2021 | June 10, 2021 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Assistant Secretary | October 19, 2016 | October 21, 2016 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Assistant Secretary | October 19, 2016 | October 21, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clough Global Dividend & Income Fund
Report date May 26, 2021 · Filed June 10, 2021
This filing explicitly reported no securities owned.
Clough Global Equity Fund
Report date May 26, 2021 · Filed June 10, 2021
This filing explicitly reported no securities owned.
Clough Global Opportunities Fund
Report date May 26, 2021 · Filed June 10, 2021
This filing explicitly reported no securities owned.
LIBERTY ALL STAR EQUITY FUND
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 350 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Purchase · Acquired 350 · Balance 350 |
LIBERTY ALL STAR GROWTH FUND INC.
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 250 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Purchase · Acquired 250 · Balance 250 |
Principal Real Estate Income Fund
Report date December 13, 2021 · Filed December 14, 2021
This filing explicitly reported no securities owned.
REAVES UTILITY INCOME FUND
Report date May 25, 2021 · Filed June 10, 2021
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Income Fund
Report date October 19, 2016 · Filed October 21, 2016
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date October 19, 2016 · Filed October 21, 2016
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 30, 2022 · Filed October 04, 2022
Section 16 reporting ended · disclosed 2022-10-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2026 Filed Feb 6, 2026 18:32 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Common Stock | 250 | $5.12 | $1,280.00 |
DisclosureSEC source: 0001688010-26-000002 · primary_doc.xml · nonDerivative · entry 1 Rettinger Erich · CIK 0001688010 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250 Read SEC document |
| February 06, 2026 Filed Feb 6, 2026 18:29 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Beneficial Interest | 350 | $6.01 | $2,103.50 |
DisclosureSEC source: 0001688010-26-000001 · primary_doc.xml · nonDerivative · entry 1 Rettinger Erich · CIK 0001688010 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.