USAR

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 4

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,939

F1 · shares: Sell-to-cover for taxes associated with the vesting of RSUs received by the reporting person.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.665 to $14.00 per share. The reporting person undertakes to provide the SEC Staff, USA Rare Earth, Inc. or a shareholder of USA Rare Earth, Inc. full information about the number of shares sold at each separate price upon request.

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · derivative · entry 7

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,333

Underlying: Common Stock, par value $0.0001 per share · 31,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

F4 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

F5 · derivative.expiration_date: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · derivative · entry 6

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,884

Underlying: Common Stock, par value $0.0001 per share · 104,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · derivative · entry 5

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,108

Underlying: Common Stock, par value $0.0001 per share · 83,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 3

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 2

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001918084-26-000009 · wk-form4_1791247712.xml · derivative · entry 2

Moraitis Thrasyvoulos · CIK 0001918084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · The Mithrastarios Trust

Disclosed balance after: 362,319

Underlying: Common Stock, par value $0.0001 per share · 362,319 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit vests 1/3 on October 1, 2027, 1/3 on October 1, 2028, and 1/3 on October 1, 2029 subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 362,319 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests 1/3 on October 1, 2027, 1/3 on October 1, 2028, and 1/3 on October 1, 2029 subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 362,319 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F3 · derivative.expiration_date: The restricted stock unit vests 1/3 on October 1, 2027, 1/3 on October 1, 2028, and 1/3 on October 1, 2029 subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 362,319 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · ownership.nature: The restricted stock unit vests 1/3 on October 1, 2027, 1/3 on October 1, 2028, and 1/3 on October 1, 2029 subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 362,319 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

SEC source: 0001918084-26-000009 · wk-form4_1791247712.xml · derivative · entry 1

Moraitis Thrasyvoulos · CIK 0001918084 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · The Mithrastarios Trust

Disclosed balance after: 108,696

Underlying: Common Stock, par value $0.0001 per share · 108,696 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit vests 1/2 on October 1, 2027 and 1/2 on October 1, 2028, subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 108,696 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit vests 1/2 on October 1, 2027 and 1/2 on October 1, 2028, subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 108,696 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F1 · derivative.expiration_date: The restricted stock unit vests 1/2 on October 1, 2027 and 1/2 on October 1, 2028, subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 108,696 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · ownership.nature: The restricted stock unit vests 1/2 on October 1, 2027 and 1/2 on October 1, 2028, subject to reporting person's continued service through each vesting date. The award vests in full if the reporting person separates from service as a "Good Leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), or on or after age 65. The reporting person contributed 108,696 Restricted Stock Units to The Mithrastarios Trust on October 5, 2026, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect.

SEC source: 0001342570-26-000012 · wk-form4_1791247695.xml · nonDerivative · entry 1

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,708

F1 · shares: Common stock provided to the reporting person in lieu of board service compensation for the period July 1, 2026 through September 30, 2026.

SEC source: 0002119900-26-000008 · wk-form4_1791247701.xml · derivative · entry 1

Jacob Valerie · CIK 0002119900 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,493

Underlying: Common Stock, par value $0.0001 per share · 14,493 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") are scheduled to vest on September 7, 2027, subject to the reporting person's continued service through the vesting date.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") are scheduled to vest on September 7, 2027, subject to the reporting person's continued service through the vesting date.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") are scheduled to vest on September 7, 2027, subject to the reporting person's continued service through the vesting date.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

SEC source: 0001812231-26-000007 · wk-form4_1788917742.xml · derivative · entry 1

Davis Michael Lawrence · CIK 0001812231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,959

Underlying: Common Stock, par value $0.0001 per share · 6,959 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit will fully vest on the 2027 Annual Meeting date, anticipated to be on or about June 2, 2027

F1 · shares: The restricted stock unit will fully vest on the 2027 Annual Meeting date, anticipated to be on or about June 2, 2027

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit will fully vest on the 2027 Annual Meeting date, anticipated to be on or about June 2, 2027

F1 · derivative.expiration_date: The restricted stock unit will fully vest on the 2027 Annual Meeting date, anticipated to be on or about June 2, 2027

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

SEC source: 0001918084-26-000007 · wk-form4_1788900826.xml · derivative · entry 3

Moraitis Thrasyvoulos · CIK 0001918084 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,373

Underlying: Common Stock, par value $0.0001 per share · 226,373 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU vests upon obtaining age 65; however the underlying shares will be released to the reporting person in two equal tranches upon "separation from service" on or after age 65 or as a "good leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), and on the first anniversary of such separation.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · shares: The RSU vests upon obtaining age 65; however the underlying shares will be released to the reporting person in two equal tranches upon "separation from service" on or after age 65 or as a "good leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), and on the first anniversary of such separation.

F3 · derivative.exercise_date: The RSU vests upon obtaining age 65; however the underlying shares will be released to the reporting person in two equal tranches upon "separation from service" on or after age 65 or as a "good leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), and on the first anniversary of such separation.

F3 · derivative.expiration_date: The RSU vests upon obtaining age 65; however the underlying shares will be released to the reporting person in two equal tranches upon "separation from service" on or after age 65 or as a "good leaver" (subject to six-month delay under Section 409A of the Internal Revenue Code), and on the first anniversary of such separation.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

SEC source: 0001918084-26-000007 · wk-form4_1788900826.xml · derivative · entry 2

Moraitis Thrasyvoulos · CIK 0001918084 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,541

Underlying: Common Stock, par value $0.0001 per share · 216,541 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit ("RSU") will vest in two tranches. The first tranche of 97,443 RSUs will vest on December 31, 2026 and the second tranche of 119,098 RSUs will vest on December 31, 2027.

F1 · shares: The restricted stock unit ("RSU") will vest in two tranches. The first tranche of 97,443 RSUs will vest on December 31, 2026 and the second tranche of 119,098 RSUs will vest on December 31, 2027.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit ("RSU") will vest in two tranches. The first tranche of 97,443 RSUs will vest on December 31, 2026 and the second tranche of 119,098 RSUs will vest on December 31, 2027.

F1 · derivative.expiration_date: The restricted stock unit ("RSU") will vest in two tranches. The first tranche of 97,443 RSUs will vest on December 31, 2026 and the second tranche of 119,098 RSUs will vest on December 31, 2027.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

SEC source: 0001897745-26-000014 · wk-form4_1787349280.xml · derivative · entry 1

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,059

Underlying: Common Stock, par value $0.0001 per share · 2,059 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit ("RSU") will vest 1 year from grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit ("RSU") will vest 1 year from grant date.

F1 · derivative.expiration_date: The restricted stock unit ("RSU") will vest 1 year from grant date.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

SEC source: 0001458423-26-000006 · wk-form4_1784588234.xml · derivative · entry 2

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,427

Underlying: Common Stock, par value $0.0001 per share · 31,427 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSU") vest in three equal tranches on each of the first, second, and third anniversaries of the grant date, subject to acceleration upon termination of the reporting person's position as the Issuer's Executive Chair in certain circumstances and death or disability.

F2 · shares: Each RSU represents the right to receive, at settlement, one (1) share of the Issuer's common stock, and settlement into shares of the Issuer's common stock has been deferred until the reporting person's separation from service.

F1 · derivative.exercise_date: The restricted stock units ("RSU") vest in three equal tranches on each of the first, second, and third anniversaries of the grant date, subject to acceleration upon termination of the reporting person's position as the Issuer's Executive Chair in certain circumstances and death or disability.

F1 · derivative.expiration_date: The restricted stock units ("RSU") vest in three equal tranches on each of the first, second, and third anniversaries of the grant date, subject to acceleration upon termination of the reporting person's position as the Issuer's Executive Chair in certain circumstances and death or disability.

SEC source: 0001458423-26-000006 · wk-form4_1784588234.xml · derivative · entry 1

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,353

Underlying: Common Stock, par value $0.0001 per share · 133,353 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSU") vest in three equal tranches on each of the first, second, and third anniversaries of the grant date, subject to acceleration upon termination of the reporting person's position as the Issuer's Executive Chair in certain circumstances and death or disability.

F2 · shares: Each RSU represents the right to receive, at settlement, one (1) share of the Issuer's common stock, and settlement into shares of the Issuer's common stock has been deferred until the reporting person's separation from service.

F1 · derivative.exercise_date: The restricted stock units ("RSU") vest in three equal tranches on each of the first, second, and third anniversaries of the grant date, subject to acceleration upon termination of the reporting person's position as the Issuer's Executive Chair in certain circumstances and death or disability.

F1 · derivative.expiration_date: The restricted stock units ("RSU") vest in three equal tranches on each of the first, second, and third anniversaries of the grant date, subject to acceleration upon termination of the reporting person's position as the Issuer's Executive Chair in certain circumstances and death or disability.

SEC source: 0001342570-26-000009 · wk-form4_1783466149.xml · nonDerivative · entry 1

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,226

F1 · shares: Common stock provided to the reporting person in lieu of board service compensation for the period June 3, 2026 through June 30, 2026.

SEC source: 0001897745-26-000011 · wk-form4_1780962098.xml · nonDerivative · entry 1

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,783

F1 · shares: The reporting person's sale of USAR common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,300 shares, with the reporting person's purchase of 1,300 shares of USAR common stock on January 29, 2025 in one lot at $22.5994. The reporting person has agreed to pay to USAR, upon settlement of the sale, $208.34, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.760 to $22.785. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001544115-26-000005 · wk-form4_1780615320.xml · derivative · entry 1

Senft Michael F · CIK 0001544115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock, par value $0.0001 per share · 6,438 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F1 · derivative.expiration_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

SEC source: 0001897745-26-000009 · wk-form4_1780615327.xml · derivative · entry 1

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock, par value $0.0001 per share · 6,438 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F1 · derivative.expiration_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

SEC source: 0001236682-26-000005 · wk-form4_1780615314.xml · derivative · entry 1

SCHWETHELM OTTO C · CIK 0001236682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock, par value $0.0001 per share · 6,438 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F1 · derivative.expiration_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

SEC source: 0001342570-26-000007 · wk-form4_1780615306.xml · derivative · entry 5

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock, par value $0.0001 per share · 6,438 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F4 · derivative.expiration_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

SEC source: 0001342570-26-000007 · wk-form4_1780615306.xml · derivative · entry 4

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 2,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: On March 19, 2026, the reporting person was granted the reported restricted stock units which vested in full on June 3, 2026.

F3 · derivative.expiration_date: On March 19, 2026, the reporting person was granted the reported restricted stock units which vested in full on June 3, 2026.

SEC source: 0001342570-26-000007 · wk-form4_1780615306.xml · nonDerivative · entry 2

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001342570-26-000007 · wk-form4_1780615306.xml · nonDerivative · entry 1

Caulfield Thomas · CIK 0001342570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407

F1 · shares: Restricted stock units granted to the reporting person in lieu of board service compensation for the period March 19, 2026 through June 2, 2026.

SEC source: 0001458423-26-000004 · wk-form4_1780615300.xml · derivative · entry 1

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock, par value $0.0001 per share · 6,438 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

F1 · derivative.expiration_date: The restricted stock unit will fully vest on the earlier of 1 year from grant date or 2027 Annual Meeting date, anticipated to be on or about June 2, 2027.

SEC source: 0002060188-26-000005 · wk-form4_1779394858.xml · nonDerivative · entry 3

Steele William Robert Jr · CIK 0002060188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,002

F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001458423-26-000002 · wk-form4_1779402901.xml · derivative · entry 5

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 18,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 13, 2025, the reporting person was granted the reported restricted stock units which vested in full on May 20, 2026.

F3 · derivative.expiration_date: On August 13, 2025, the reporting person was granted the reported restricted stock units which vested in full on May 20, 2026.

SEC source: 0001458423-26-000002 · wk-form4_1779402901.xml · derivative · entry 4

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 12,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 13, 2025, the reporting person was granted the reported restricted stock units which vested in full on May 20, 2026.

F3 · derivative.expiration_date: On August 13, 2025, the reporting person was granted the reported restricted stock units which vested in full on May 20, 2026.

SEC source: 0001458423-26-000002 · wk-form4_1779402901.xml · nonDerivative · entry 2

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 877,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001458423-26-000002 · wk-form4_1779402901.xml · nonDerivative · entry 1

BLITZER MICHAEL · CIK 0001458423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0002060188-26-000005 · wk-form4_1779394858.xml · derivative · entry 5

Steele William Robert Jr · CIK 0002060188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,661

Underlying: Common Stock, par value $0.0001 per share · 30,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock unit vests in three equal tranches. 33 1/3% of the RSU will vest on May 20, 2026, May 20, 2027, and May 20, 2028, respectively.

F3 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal tranches. 33 1/3% of the RSU will vest on May 20, 2026, May 20, 2027, and May 20, 2028, respectively.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal tranches. 33 1/3% of the RSU will vest on May 20, 2026, May 20, 2027, and May 20, 2028, respectively.

SEC source: 0002060188-26-000005 · wk-form4_1779394858.xml · derivative · entry 4

Steele William Robert Jr · CIK 0002060188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,496

Underlying: Common Stock, par value $0.0001 per share · 45,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock unit vests in two equal tranches on May 20, 2026 and May 20, 2027.

F3 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in two equal tranches on May 20, 2026 and May 20, 2027.

F2 · derivative.expiration_date: The restricted stock unit vests in two equal tranches on May 20, 2026 and May 20, 2027.

SEC source: 0002060188-26-000005 · wk-form4_1779394858.xml · nonDerivative · entry 2

Steele William Robert Jr · CIK 0002060188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0002060188-26-000005 · wk-form4_1779394858.xml · nonDerivative · entry 1

Steele William Robert Jr · CIK 0002060188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001315431-26-000008 · wk-form4_1779394792.xml · derivative · entry 4

Kern Paul J · CIK 0001315431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 12,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F1 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001315431-26-000008 · wk-form4_1779394792.xml · derivative · entry 3

Kern Paul J · CIK 0001315431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 18,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F1 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001315431-26-000008 · wk-form4_1779394792.xml · nonDerivative · entry 2

Kern Paul J · CIK 0001315431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001315431-26-000008 · wk-form4_1779394792.xml · nonDerivative · entry 1

Kern Paul J · CIK 0001315431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001544115-26-000003 · wk-form4_1779394786.xml · derivative · entry 4

Senft Michael F · CIK 0001544115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 12,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F1 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001544115-26-000003 · wk-form4_1779394786.xml · derivative · entry 3

Senft Michael F · CIK 0001544115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 18,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F1 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001544115-26-000003 · wk-form4_1779394786.xml · nonDerivative · entry 2

Senft Michael F · CIK 0001544115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001544115-26-000003 · wk-form4_1779394786.xml · nonDerivative · entry 1

Senft Michael F · CIK 0001544115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001666771-26-000009 · wk-form4_1779394780.xml · derivative · entry 5

Gutnick Mordechai Zev · CIK 0001666771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 12,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F3 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F2 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001666771-26-000009 · wk-form4_1779394780.xml · derivative · entry 4

Gutnick Mordechai Zev · CIK 0001666771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 18,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F3 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F2 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001666771-26-000009 · wk-form4_1779394780.xml · nonDerivative · entry 2

Gutnick Mordechai Zev · CIK 0001666771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001666771-26-000009 · wk-form4_1779394780.xml · nonDerivative · entry 1

Gutnick Mordechai Zev · CIK 0001666771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001236682-26-000003 · wk-form4_1779394771.xml · derivative · entry 4

SCHWETHELM OTTO C · CIK 0001236682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 12,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F1 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.

SEC source: 0001236682-26-000003 · wk-form4_1779394771.xml · derivative · entry 3

SCHWETHELM OTTO C · CIK 0001236682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 18,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock unit fully vested on May 20, 2026.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_date: The restricted stock unit fully vested on May 20, 2026.

F1 · derivative.expiration_date: The restricted stock unit fully vested on May 20, 2026.