Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Black Knight, Inc.BKI · Entity 172763 | Director | September 29, 2017 | October 03, 2017 |
| CORPAY, INC.CPAY · Entity 3172 | Director | February 24, 2026 | February 26, 2026 |
| FIRST BANCORP /PR/FBP · Entity 4027 | Director | October 28, 2016 | November 01, 2016 |
| Fidelity National Financial, Inc.FNF · Entity 3444 | Director | November 10, 2025 | November 13, 2025 |
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Director | March 29, 2018 | June 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Black Knight, Inc.
Report date September 29, 2017 · Filed October 03, 2017
Jointly reported with THOMAS H. LEE ADVISORS, LLC, THL Equity Fund VI Investors (BKFS-LM), LLC, THL Equity Fund VI Investors (BKFS-NB), LLC, Great-West Investors LP, Putnam Investments Employees' Securities Co III LLC, Rao Gnaneshwar B.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 35,074,582 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 35,074,582 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Common StockSEC Table I · non-derivative | Direct | 36,699 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,699 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F6: See Exhibit 99.1 for text of footnote (6). |
| Common StockSEC Table I · non-derivative | Direct | 7,719 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,719 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F6: See Exhibit 99.1 for text of footnote (6). F8: See Exhibit 99.1 for text of footnote (8). |
| Common StockSEC Table I · non-derivative | Direct | 7,719 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,719 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F7: See Exhibit 99.1 for text of footnote (7). F8: See Exhibit 99.1 for text of footnote (8). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
CORPAY, INC.
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $338.77 · Expires 2036-02-24 | Direct | 2,867 |
Reported balance
After 2026-02-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-24 · Grant · Acquired 2,867 · Balance 2,867 F1: Stock Option award for 2026 director service that vests 2/24/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Option award for 2026 director service that vests 2/24/2027.
FIRST BANCORP /PR/
Report date October 28, 2016 · Filed November 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,032 |
Reported balance
After 2016-10-28 transaction · row 1
1 source rowRow 1 · 2016-10-28 · Other · Disposed 13,026 · Balance 23,032 F1: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted. F2: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed. F3: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 41,878,702 |
Reported balance
After 2016-10-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-10-28 · Other · Acquired 13,026 · Balance 41,878,702 F1: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted. F2: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed. F3: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI. F4: Represents shares of the Issuer held by the Funds and Managers VI. The Reporting Person is a Managing Director of Advisors. Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of each of the Funds. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI. F5: The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by the Funds and Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted.
F2: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed.
F3: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI.
F4: Represents shares of the Issuer held by the Funds and Managers VI. The Reporting Person is a Managing Director of Advisors. Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of each of the Funds. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI.
F5: The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by the Funds and Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.
Fidelity National Financial, Inc.
Report date November 10, 2025 · Filed November 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 349,511.6 |
Reported balance
After 2025-11-10 transaction · row 1
1 source rowRow 1 · 2025-11-10 · Grant · Acquired 4,870 · Balance 349,511.6 F1: Grant of restricted common stock vesting in three equal annual installments beginning on November 10, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted common stock vesting in three equal annual installments beginning on November 10, 2026.
Fidelity National Information Services, Inc.
Report date March 29, 2018 · Filed June 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,973 |
Reported balance
After 2018-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 1,973 · Balance 1,973 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: The restricted stock units vest and distribute in three equal installments on each anniversary date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: The restricted stock units vest and distribute in three equal installments on each anniversary date.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alight, Inc. / Delaware
Report date July 02, 2021 · Filed July 07, 2021
Section 16 reporting ended · disclosed 2021-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | 22,500 |
Reported balance
After 2021-07-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-02 · Disposition to issuer · Disposed 2,500 · Balance 22,500 F1: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135). F2: Represents shares of Class B common stock forfeited and surrendered to FTAC immediately prior to the closing of the Business Combination (as defined below) pursuant to that certain Amended and Restated Sponsor Agreement, dated as of January 25, 2021, by and among FTAC, Alight, Inc. ("Alight"), Tempo Holding Company, LLC ("Tempo"), the Reporting Person and certain other parties thereto. |
| Class B common stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-02 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135). F3: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).
F2: Represents shares of Class B common stock forfeited and surrendered to FTAC immediately prior to the closing of the Business Combination (as defined below) pursuant to that certain Amended and Restated Sponsor Agreement, dated as of January 25, 2021, by and among FTAC, Alight, Inc. ("Alight"), Tempo Holding Company, LLC ("Tempo"), the Reporting Person and certain other parties thereto.
F3: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight.
Black Knight, Inc.
Report date June 10, 2022 · Filed June 14, 2022
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,084 |
Reported balance
After 2022-06-10 transaction · row 1
1 source rowRow 1 · 2022-06-10 · Grant · Acquired 3,383 · Balance 39,084 F1: Grant of restricted stock units vesting on the first anniversary of the grant date subject to continued service. The RSUs will be settled in an equal number of shares of common stock of the Issuer in accordance with the reporting person's award agreement. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 14,476 |
Reported balance
Holding disclosure · report date 2022-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,476 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units vesting on the first anniversary of the grant date subject to continued service. The RSUs will be settled in an equal number of shares of common stock of the Issuer in accordance with the reporting person's award agreement.
Dayforce, Inc.
Report date February 04, 2026 · Filed February 04, 2026
Section 16 reporting ended · disclosed 2026-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-04 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-02-04 · Disposition to issuer · Disposed 72,245 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-04 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-02-04 · Disposition to issuer · Disposed 2,798 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2026-02-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-02-04 · Disposition to issuer · Disposed 84,235 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time. |
| Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $74.20 · Expires 2030-08-21 | Direct | 0 |
Reported balance
After 2026-02-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-04 · Disposition to issuer · Disposed 11,609 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F4: The shares are held for the benefit of certain funds (the "THL Funds") affiliated with Thomas H. Lee Partners, L.P. ("THL Partners") pursuant to the operative agreements among the THL Funds. Mr. Hagerty is a Managing Director of THL Partners. F5: Pursuant to the Merger Agreement, each vested stock option with a per share price that was equal to or greater than the Merger Consideration, as of the Effective Time, was canceled for no consideration. |
| Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $87.40 · Expires 2031-05-07 | Direct | 0 |
Reported balance
After 2026-02-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-04 · Disposition to issuer · Disposed 6,803 · Balance 0 F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). F5: Pursuant to the Merger Agreement, each vested stock option with a per share price that was equal to or greater than the Merger Consideration, as of the Effective Time, was canceled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").
F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration.
F4: The shares are held for the benefit of certain funds (the "THL Funds") affiliated with Thomas H. Lee Partners, L.P. ("THL Partners") pursuant to the operative agreements among the THL Funds. Mr. Hagerty is a Managing Director of THL Partners.
F5: Pursuant to the Merger Agreement, each vested stock option with a per share price that was equal to or greater than the Merger Consideration, as of the Effective Time, was canceled for no consideration.
Dun & Bradstreet Holdings, Inc.
Report date August 26, 2025 · Filed August 26, 2025
Jointly reported with THOMAS H. LEE ADVISORS, LLC, Rao Gnaneshwar B.
Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2025-08-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-26 · Disposition to issuer · Disposed 22,525,103 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F5: See Exhibit 99.1 for text of footnote (5). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-08-26 · Disposition to issuer · Disposed 42,949 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-08-26 · Disposition to issuer · Disposed 42,949 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2025-08-26 · Disposition to issuer · Disposed 58,210 · Balance 0 F1: See Exhibit 99.1 for text of footnote (1). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 19, 2018 20:08 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 7,000,000 | $48.63 | $340,410,000.00 |
DisclosureSEC source: 0001140361-18-014164 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,074,582 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 01, 2018 Filed Mar 7, 2018 21:26 UTC | CORPAY, INC. FLT · Entity 3172 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012521 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,967 F1 · security: Restricted stock award granted by the Issuer in connection with the Reporting Person's 2018 services as a director. F2 · shares: Shares will vest on January 1, 2019. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 2,082 | $0.00 Strike: $66.18 | $0.00 |
DisclosureSEC source: 0001140361-18-010634 · form4.xml · derivative · entry 2 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,163 Underlying: Common Stock · 2,082 shares Expires 2022-11-05 F2 · derivative.exercise_date: On November 5, 2015, the reporting person was granted an option to purchase 6,245 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 2,082 shares. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 4,244 | $0.00 Strike: $58.23 | $0.00 |
DisclosureSEC source: 0001140361-18-010634 · form4.xml · derivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,730 Underlying: Common Stock · 4,244 shares Expires 2021-11-04 F1 · derivative.exercise_date: On November 4, 2014, the reporting person was granted an option to purchase 12,730 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 4,244 shares. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:55 UTC | Black Knight, Inc. BKI · Entity 109889 | Disposition to issuerCommon Stock | 2,000,000 | $46.41 | $92,820,000.00 |
DisclosureSEC source: 0001140361-18-009101 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,074,582 F6 · kind: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F8 · balance_after: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:55 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 6,000,000 | $46.41 | $278,460,000.00 |
DisclosureSEC source: 0001140361-18-009101 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 22,074,582 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:36 UTC | Black Knight, Inc. BKI · Entity 109889 | GrantCommon Stock | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-007452 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,445 F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F6 · ownership.direct: See Exhibit 99.1 for text of footnote (6). F7 · ownership.direct: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:36 UTC | Black Knight, Inc. BKI · Entity 109889 | GrantCommon Stock | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-007452 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,445 F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F4 · ownership.direct: See Exhibit 99.1 for text of footnote (4). F7 · ownership.direct: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 20:44 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 42 | $94.33 | $3,961.86 |
DisclosureSEC source: 0001140361-17-044960 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,688.58 Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 17:29 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerCommon Stock | 2,000,000 | $45.07 | $90,130,000.00 |
DisclosureSEC source: 0001140361-17-044004 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,074,582 F6 · kind: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F8 · balance_after: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 17:29 UTC | Black Knight, Inc. BKFS · Entity 109889 | SaleCommon Stock | 5,000,000 | $45.07 | $225,325,000.00 |
DisclosureSEC source: 0001140361-17-044004 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,074,582 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 16:49 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Disposition to issuerFNFV Group Common Stock | 25,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-043529 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group Common Stock for one share of common stock of Cannae Holdings, Inc. F1 · price: Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group Common Stock for one share of common stock of Cannae Holdings, Inc. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:07 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Common Stock | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040607 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,800.93 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on October 30, 2018, subject to the achievement of performance criteria specified in the reporting person's award agreement. F2 · balance_after: As a result of an anti-dilution adjustment made in connection with the spinoff of Black Knight Financial Services, Inc. from the registrant, the number of shares subject to each outstanding FNF Group restricted stock award was increased to include an additional number of restricted shares of FNF Group common stock with an initial value equal to the value of Black Knight, Inc. common stock the holder would have otherwise received. The number of additional shares of FNF Group common stock was determined using the volume weighted average prices of FNF Group common stock and Black Knight, Inc. common stock over the three trading days immediately following the spin-off. Restricted stock awards were rounded down to the nearest share and cash was issued in lieu of fractional restricted shares. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:48 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionStock Option (Right to buy) · Derivative | 4,913 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001140361-17-040356 · form4.xml · derivative · entry 3 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,913 shares Expires 2017-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:48 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,378 | $96.62 | $133,142.36 |
DisclosureSEC source: 0001140361-17-040356 · form4.xml · nonDerivative · entry 2 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,646.58 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:48 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 4,913 | $27.10 | $133,142.30 |
DisclosureSEC source: 0001140361-17-040356 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,024.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option automatically exercised just prior to expiration per program with Company's broker. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerLLC Units · Derivative | 1,302,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · derivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,302,771 shares Expires not disclosed F4 · security: See Exhibit 99.1 for text of footnote (4). F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F5 · kind: See Exhibit 99.1 for text of footnote (5). F7 · shares: See Exhibit 99.1 for text of footnote (7). F5 · price: See Exhibit 99.1 for text of footnote (5). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass A Common Stock | 7,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 4 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: See Exhibit 99.1 for text of footnote (5). F9 · shares: See Exhibit 99.1 for text of footnote (9). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F10 · ownership.direct: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass A Common Stock | 7,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: See Exhibit 99.1 for text of footnote (5). F8 · shares: See Exhibit 99.1 for text of footnote (8). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F10 · ownership.direct: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass B Common Stock | 1,302,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · security: See Exhibit 99.1 for text of footnote (4). F5 · kind: See Exhibit 99.1 for text of footnote (5). F7 · shares: See Exhibit 99.1 for text of footnote (7). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass A Common Stock | 33,771,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F5 · kind: See Exhibit 99.1 for text of footnote (5). F6 · shares: See Exhibit 99.1 for text of footnote (6). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | ConversionLLC Units · Derivative | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · derivative · entry 8 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,107 Underlying: Class A Common Stock · 1,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | ConversionLLC Units · Derivative | 26,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · derivative · entry 7 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,252,664 Underlying: Class A Common Stock · 26,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | OtherClass B Common Stock | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,107 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | OtherClass B Common Stock | 26,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 4 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,252,664 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | SaleClass A Common Stock | 750,000 | $41.90 | $31,425,000.00 |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,771,811 F5 · kind: See Exhibit 99.1 for text of footnote (5). F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | ConversionClass A Common Stock | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 34,521,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | ConversionClass A Common Stock | 26,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 34,520,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | ConversionLLC Units · Derivative | 7,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · derivative · entry 9 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 51,178 Underlying: Class A Common Stock · 7,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | ConversionLLC Units · Derivative | 178,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · derivative · entry 8 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,279,450 Underlying: Class A Common Stock · 178,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | OtherClass B Common Stock | 7,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · nonDerivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 51,178 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | OtherClass B Common Stock | 178,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · nonDerivative · entry 4 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,279,450 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | SaleClass A Common Stock | 5,000,000 | $41.90 | $209,500,000.00 |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 34,493,954 F5 · kind: See Exhibit 99.1 for text of footnote (5). F5 · shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | ConversionClass A Common Stock | 7,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,493,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| May 12, 2017 Filed May 22, 2017 17:35 UTC Amendment | Black Knight, Inc. BKFS · Entity 109889 | ConversionClass A Common Stock | 178,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021776 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,486,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F8 · ownership.nature: See Exhibit 99.1 for text of footnote (8). Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 16:50 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 7,463 | $0.00 Strike: $80.03 | $0.00 |
DisclosureSEC source: 0001127602-17-013424 · form4.xml · derivative · entry 3 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,463 Underlying: Common Stock · 7,463 shares Expires 2024-03-29 F3 · derivative.exercise_date: The option vests in three equal installments commencing on the first anniversary date of the grant. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 16:50 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 3,445 | $0.00 Strike: $62.92 | $0.00 |
DisclosureSEC source: 0001127602-17-013424 · form4.xml · derivative · entry 2 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,445 Underlying: Common Stock · 3,445 shares Expires 2023-03-29 F2 · shares: On March 29, 2016, the reporting person was granted an option to purchase 10,337 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 3,445 shares. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 16:50 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013424 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,111.5839 F1 · shares: On March 29, 2017, the reporting person was granted time-based restricted stock, which vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:32 UTC | CORPAY, INC. FLT · Entity 3172 | SaleCommon Stock | 3,224 | $160.94 | $518,869.59 |
DisclosureSEC source: 0001140361-17-011919 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Sold by THL Managers VI, LLC ("Managers VI"). Represents shares previously transferred by the Reporting Person to Managers VI in accordance with operative agreements of Thomas H. Lee Equity Fund VI, L.P. ("Fund VI") and Thomas H. Lee Partners, L.P. ("THL Partners"). F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or stockholder of the Issuer, upon request, the number of shares sold by Managers VI at each separate price within the range. F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or stockholder of the Issuer, upon request, the number of shares sold by Managers VI at each separate price within the range. F3 · price: Sales prices range from $160.71 to $161.07 per share, inclusive. F4 · ownership.nature: The Reporting Person is a Managing Director of Thomas H. Lee Partners, L.P. ("THL Partners"), which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI. The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:32 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 4,243 | $0.00 Strike: $58.23 | $0.00 |
DisclosureSEC source: 0001140361-17-009659 · form4.xml · derivative · entry 2 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,486 Underlying: Common Stock · 4,243 shares Expires 2021-11-04 F2 · derivative.exercise_date: On November 4, 2014, the reporting person was granted an option to purchase 12,730 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 4,243 shares. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:32 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 2,081 | $0.00 Strike: $66.18 | $0.00 |
DisclosureSEC source: 0001140361-17-009659 · form4.xml · derivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Underlying: Common Stock · 2,081 shares Expires 2022-11-05 F1 · derivative.exercise_date: On November 5, 2015, the reporting person was granted an option to purchase 6,245 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 2,081 shares. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:30 UTC | CORPAY, INC. FLT · Entity 3172 | OtherCommon Stock | 3,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008341 · form4.xml · nonDerivative · entry 2 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,224 F1 · kind: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Equity Fund VI, L.P. ("Fund VI") and Thomas H. Lee Partners, L.P. ("THL Partners"), any securities issued to persons affiliated with and/or serving as a director of entities in which Fund VI has or could be deemed to have a direct or indirect interest (each, a "Covered Entity"), such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the Covered Entity and/or the plan pursuant to which such securities were granted. The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed. F2 · shares: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI. F3 · ownership.nature: Represents shares of the Issuer acquired by Managers VI from the Reporting Person. The Reporting Person is a Managing Director of THL Partners, which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI. The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:30 UTC | CORPAY, INC. FLT · Entity 3172 | OtherCommon Stock | 3,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008341 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 F1 · kind: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Equity Fund VI, L.P. ("Fund VI") and Thomas H. Lee Partners, L.P. ("THL Partners"), any securities issued to persons affiliated with and/or serving as a director of entities in which Fund VI has or could be deemed to have a direct or indirect interest (each, a "Covered Entity"), such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the Covered Entity and/or the plan pursuant to which such securities were granted. The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed. F2 · shares: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 16:53 UTC | Black Knight, Inc. BKFS · Entity 109889 | GrantClass A Common Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004916 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,719 F1 · security: On February 3, 2017, the reporting person was granted restricted stock, which contains a specified performance criteria and vest in four equal installments commencing on the first anniversary of the date of the grant provided that the specified performance target is met. Pursuant to the operative agreements for Thomas H. Lee Equity Fund VI, L.P. ("THL Equity VI"), Thomas H. Lee Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee Parallel (DT) Fund VI, L.P. ("DT Fund VI"; together with THL Equity VI and Parallel Fund VI, "THL Funds"), any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the Issuer, are to be held for the benefit of the THL Funds. F1 · shares: On February 3, 2017, the reporting person was granted restricted stock, which contains a specified performance criteria and vest in four equal installments commencing on the first anniversary of the date of the grant provided that the specified performance target is met. Pursuant to the operative agreements for Thomas H. Lee Equity Fund VI, L.P. ("THL Equity VI"), Thomas H. Lee Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee Parallel (DT) Fund VI, L.P. ("DT Fund VI"; together with THL Equity VI and Parallel Fund VI, "THL Funds"), any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the Issuer, are to be held for the benefit of the THL Funds. F1 · ownership.direct: On February 3, 2017, the reporting person was granted restricted stock, which contains a specified performance criteria and vest in four equal installments commencing on the first anniversary of the date of the grant provided that the specified performance target is met. Pursuant to the operative agreements for Thomas H. Lee Equity Fund VI, L.P. ("THL Equity VI"), Thomas H. Lee Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee Parallel (DT) Fund VI, L.P. ("DT Fund VI"; together with THL Equity VI and Parallel Fund VI, "THL Funds"), any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the Issuer, are to be held for the benefit of the THL Funds. Read SEC document |
| January 25, 2017 Filed Jan 30, 2017 17:11 UTC | CORPAY, INC. FLT · Entity 3172 | GrantCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003496 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,891 F1 · security: Restricted stock award granted by the Issuer in connection with the Reporting Person's 2017 services as a director. F2 · shares: Shares will vest on January 1, 2018. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 15:19 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | GrantFNF Group Common Stock | 7,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090725 · doc1.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,639.927 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on December 21, 2017, subject to the achievement of performance criteria specified in the reporting person's award agreement. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:53 UTC | FIRST BANCORP /PR/ FBP · Entity 4027 | OtherCommon Stock | 13,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-084394 · form4.xml · nonDerivative · entry 2 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 41,878,702 F1 · kind: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted. F2 · kind: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed. F3 · shares: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI. F4 · ownership.nature: Represents shares of the Issuer held by the Funds and Managers VI. The Reporting Person is a Managing Director of Advisors. Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of each of the Funds. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by the Funds and Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:53 UTC | FIRST BANCORP /PR/ FBP · Entity 4027 | OtherCommon Stock | 13,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-084394 · form4.xml · nonDerivative · entry 1 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,032 F1 · kind: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted. F2 · kind: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed. F3 · shares: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 16:30 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Exercise / conversionFNF Group Stock Option (right to purchase) · Derivative | 13,817 | $0.00 Strike: $12.22 | $0.00 |
DisclosureSEC source: 0001140361-16-082490 · form4.xml · derivative · entry 4 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: FNF Group Common Stock · 13,817 shares Expires 2016-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in three equal annual installments beginning October 27, 2009. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 16:30 UTC | Fidelity National Financial, Inc. FNF · Entity 3444 | Exercise / conversionFNF Group Stock Option (right to purchase) · Derivative | 49,127 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0001140361-16-082490 · form4.xml · derivative · entry 3 HAGERTY THOMAS M · CIK 0001058835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: FNF Group Common Stock · 49,127 shares Expires 2016-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in three equal annual installments beginning October 27, 2009. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.