person · Reporting owner
Putnam Investments Employees' Securities Co III LLC
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Black Knight, Inc.BKI · Entity 172763 | Director · 10% owner | September 29, 2017 | October 03, 2017 |
| MONEYGRAM INTERNATIONAL INCMGI · Entity 11693 | 10% owner | November 12, 2019 | November 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Black Knight, Inc.
Report date September 29, 2017 · Filed October 03, 2017
Jointly reported with THOMAS H. LEE ADVISORS, LLC, THL Equity Fund VI Investors (BKFS-LM), LLC, THL Equity Fund VI Investors (BKFS-NB), LLC, Great-West Investors LP, HAGERTY THOMAS M, Rao Gnaneshwar B.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 35,074,582 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 35,074,582 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Common StockSEC Table I · non-derivative | Direct | 36,699 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,699 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F6: See Exhibit 99.1 for text of footnote (6). |
| Common StockSEC Table I · non-derivative | Direct | 7,719 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,719 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F6: See Exhibit 99.1 for text of footnote (6). F8: See Exhibit 99.1 for text of footnote (8). |
| Common StockSEC Table I · non-derivative | Direct | 7,719 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,719 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F7: See Exhibit 99.1 for text of footnote (7). F8: See Exhibit 99.1 for text of footnote (8). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
MONEYGRAM INTERNATIONAL INC
Report date November 12, 2019 · Filed November 14, 2019
Jointly reported with THOMAS H. LEE ADVISORS, LLC, Thomas H. Lee Equity Fund VI, L.P., Thomas H. Lee Parallel Fund VI, L.P., Thomas H. Lee Parallel (DT) Fund VI, L.P., THL Equity Fund VI Investors (MoneyGram), LLC, THL Coinvestment Partners, L.P., THL Operating Partners, L.P., THL Managers VI, LLC, Great-West Investors LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 30,006 |
Reported balance
After 2019-11-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-11-12 · Other · Disposed 23,707,852 · Balance 30,006 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F5: See Exhibit 99.1 for text of footnote (5). F6: See Exhibit 99.1 for text of footnote (6). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Black Knight, Inc.
Report date May 11, 2018 · Filed May 15, 2018
Jointly reported with THOMAS H. LEE ADVISORS, LLC, THL Equity Fund VI Investors (BKFS-LM), LLC, THL Equity Fund VI Investors (BKFS-NB), LLC, Great-West Investors LP, HAGERTY THOMAS M, Rao Gnaneshwar B.
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2018-05-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-11 · Sale · Disposed 12,074,582 · Balance 0 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Common StockSEC Table I · non-derivative | Direct | 20,890 |
Reported balance
Holding disclosure · report date 2018-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,890 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F6: See Exhibit 99.1 for text of footnote (6). |
| Common StockSEC Table I · non-derivative | Direct | 36,699 |
Reported balance
Holding disclosure · report date 2018-05-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,699 F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F7: See Exhibit 99.1 for text of footnote (7). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
Dayforce, Inc.
Report date August 28, 2020 · Filed August 31, 2020
Jointly reported with THOMAS H. LEE ADVISORS, LLC, THL Equity Fund VI Investors (Ceridian) V, LLC, THL Equity Fund VI Investors (Ceridian) VI, L.P., THL Coinvestment Partners, L.P., THL Operating Partners, L.P., Great-West Investors LP, HAGERTY THOMAS M, Rao Gnaneshwar B.
Section 16 reporting ended · disclosed 2020-02-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2020-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-28 · Sale · Disposed 7,217,347 · Balance 0 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Common StockSEC Table I · non-derivative | Direct | 38,824 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,824 F6: See Exhibit 99.1 for text of footnote (6). F9: See Exhibit 99.1 for text of footnote (9). |
| Common StockSEC Table I · non-derivative | Direct | 129,656 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129,656 F7: See Exhibit 99.1 for text of footnote (7). F9: See Exhibit 99.1 for text of footnote (9). |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 114,235 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 114,235 F8: See Exhibit 99.1 for text of footnote (8). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
F9: See Exhibit 99.1 for text of footnote (9).
Fogo de Chao, Inc.
Report date April 05, 2018 · Filed April 09, 2018
Jointly reported with THOMAS H. LEE ADVISORS, LLC, THL Equity Fund VI Investors (Fogo) II, LLC, Great-West Investors LP, Haber Douglas A., Swenson Jeff T., ABBRECHT TODD M
Section 16 reporting ended · disclosed 2018-04-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2018-04-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-04-05 · Sale · Disposed 17,149,323 · Balance 0 F2: See Exhibit 99.1 for text of footnote (2). F1: See Exhibit 99.1 for text of footnote (1). F3: See Exhibit 99.1 for text of footnote (3). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
Party City Holdco Inc.
Report date November 12, 2019 · Filed November 14, 2019
Jointly reported with THOMAS H. LEE ADVISORS, LLC, Thomas H. Lee Equity Fund VI, L.P., Thomas H. Lee Parallel Fund VI, L.P., Thomas H. Lee Parallel (DT) Fund VI, L.P., THL Coinvestment Partners, L.P., THL Operating Partners, L.P., THL PC Topco, L.P., THL Equity Fund VI Investors (PC), L.P., Great-West Investors LP
Section 16 reporting ended · disclosed 2019-11-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-11-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-11-12 · Other · Disposed 35,716,258 · Balance 0 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F5: See Exhibit 99.1 for text of footnote (5). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
Syneos Health, Inc.
Report date April 30, 2019 · Filed June 26, 2019
Jointly reported with Thomas H. Lee Equity Fund VI, L.P., Thomas H. Lee Parallel (DT) Fund VI, L.P., Thomas H. Lee Parallel Fund VI, L.P., THL Coinvestment Partners, L.P., THL Operating Partners, L.P., Great-West Investors LP
Section 16 reporting ended · disclosed 2019-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-04-30 · Other · Disposed 5,504,340 · Balance 0 F3: See Exhibit 99.1 for text of footnote (3). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2020 Filed Aug 31, 2020 07:34 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 7,217,347 | $72.18 | $520,948,106.46 |
DisclosureSEC source: 0001140361-20-019388 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director THL Coinvestment Partners, L.P. · CIK 0001429869 · Director THL Operating Partners, L.P. · CIK 0001429868 · Director Great-West Investors LP · CIK 0001604101 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 21:50 UTC | Dayforce, Inc. CDAY · Entity 67699 | GrantOption (right to buy) · Derivative | 11,609 | $0.00 Strike: $74.20 | $0.00 |
DisclosureSEC source: 0001140361-20-018997 · form4.xml · derivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director THL Coinvestment Partners, L.P. · CIK 0001429869 · Director THL Operating Partners, L.P. · CIK 0001429868 · Director Great-West Investors LP · CIK 0001604101 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Underlying: Common Stock · 11,609 shares Expires 2030-08-21 F10 · shares: See Exhibit 99.1 for text of footnote (10). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 21:50 UTC | Dayforce, Inc. CDAY · Entity 67699 | GrantCommon Stock | 4,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-018997 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director THL Coinvestment Partners, L.P. · CIK 0001429869 · Director THL Operating Partners, L.P. · CIK 0001429868 · Director Great-West Investors LP · CIK 0001604101 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,992 F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:55 UTC Amendment | Dayforce, Inc. CDAY · Entity 67699 | GrantOption (right to buy) · Derivative | 11,609 | $0.00 Strike: $74.20 | $0.00 |
DisclosureSEC source: 0001140361-20-019059 · form4.xml · derivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director THL Coinvestment Partners, L.P. · CIK 0001429869 · Director THL Operating Partners, L.P. · CIK 0001429868 · Director Great-West Investors LP · CIK 0001604101 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Underlying: Common Stock · 11,609 shares Expires 2030-08-21 F10 · shares: See Exhibit 99.1 for text of footnote (10). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:55 UTC Amendment | Dayforce, Inc. CDAY · Entity 67699 | GrantCommon Stock | 4,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-019059 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director THL Coinvestment Partners, L.P. · CIK 0001429869 · Director THL Operating Partners, L.P. · CIK 0001429868 · Director Great-West Investors LP · CIK 0001604101 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,824 F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| June 08, 2020 Filed Aug 24, 2020 21:46 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 5,217,344 | $83.87 | $437,578,641.28 |
DisclosureSEC source: 0001140361-20-018995 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director THL Coinvestment Partners, L.P. · CIK 0001429869 · Director THL Operating Partners, L.P. · CIK 0001429868 · Director Great-West Investors LP · CIK 0001604101 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,217,347 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:00 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 3,300,000 | $75.21 | $248,193,000.00 |
DisclosureSEC source: 0001140361-20-003812 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,434,691 F5 · shares: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 20:00 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 3,000,000 | $72.75 | $218,250,000.00 |
DisclosureSEC source: 0001140361-20-003812 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 15,734,691 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 16:56 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 5,000,000 | $53.08 | $265,400,000.00 |
DisclosureSEC source: 0000899243-19-027588 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 18,734,691 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 19:24 UTC | Party City Holdco Inc. PRTY · Entity 108808 | OtherCommon Stock | 35,716,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-020648 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Thomas H. Lee Equity Fund VI, L.P. · CIK 0001375668 · 10% owner Thomas H. Lee Parallel Fund VI, L.P. · CIK 0001375663 · 10% owner Thomas H. Lee Parallel (DT) Fund VI, L.P. · CIK 0001429870 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner THL PC Topco, L.P. · CIK 0001601041 · 10% owner THL Equity Fund VI Investors (PC), L.P. · CIK 0001638993 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: See Exhibit 99.1 for text of footnote (4). F1 · shares: See Exhibit 99.1 for text of footnote (1). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 19:21 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | OtherCommon Stock | 23,707,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-020646 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner Thomas H. Lee Equity Fund VI, L.P. · CIK 0001375668 · 10% owner Thomas H. Lee Parallel Fund VI, L.P. · CIK 0001375663 · 10% owner Thomas H. Lee Parallel (DT) Fund VI, L.P. · CIK 0001429870 · 10% owner THL Equity Fund VI Investors (MoneyGram), LLC · CIK 0001604099 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner THL Managers VI, LLC · CIK 0001604098 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,006 F4 · kind: See Exhibit 99.1 for text of footnote (4). F1 · shares: See Exhibit 99.1 for text of footnote (1). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 16:32 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 6,500,000 | $56.00 | $364,000,000.00 |
DisclosureSEC source: 0000899243-19-023258 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,734,691 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 19:24 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 9,500,000 | $49.27 | $468,065,000.00 |
DisclosureSEC source: 0000899243-19-021505 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 30,234,691 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 18:51 UTC | Dayforce, Inc. CDAY · Entity 67699 | OtherCommon Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-014153 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 39,734,691 F4 · kind: See Exhibit 99.1 for text of footnote (4). F5 · shares: See Exhibit 99.1 for text of footnote (5). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| May 24, 2019 Filed May 30, 2019 06:03 UTC | Syneos Health, Inc. SYNH · Entity 109360 | GrantClass A Common Stock | 4,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010019 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL HOLDCO, LLC · CIK 0001757181 · Director · 10% owner Nelson Joshua M · CIK 0001375529 · Director THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · Director · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,225 F5 · shares: See Exhibit 99.1 for text of footnote (5). F5 · price: See Exhibit 99.1 for text of footnote (5). F7 · price: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| May 24, 2019 Filed May 30, 2019 06:03 UTC | Syneos Health, Inc. SYNH · Entity 109360 | GrantClass A Common Stock | 4,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010019 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL HOLDCO, LLC · CIK 0001757181 · Director · 10% owner Nelson Joshua M · CIK 0001375529 · Director THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · Director · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,225 F5 · shares: See Exhibit 99.1 for text of footnote (5). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · price: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:06 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 6,000,000 | $50.25 | $301,500,000.00 |
DisclosureSEC source: 0000899243-19-014845 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 41,234,691 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| April 30, 2019 Filed Jun 26, 2019 20:19 UTC | Syneos Health, Inc. SYNH · Entity 109360 | OtherClass A Common Stock | 5,504,340 | $43.31 | $238,392,965.40 |
DisclosureSEC source: 0001140361-19-011721 · form4.xml · nonDerivative · entry 1 Thomas H. Lee Equity Fund VI, L.P. · CIK 0001375668 · Director · 10% owner Thomas H. Lee Parallel (DT) Fund VI, L.P. · CIK 0001429870 · Director · 10% owner Thomas H. Lee Parallel Fund VI, L.P. · CIK 0001375663 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F4 · ownership.direct: See Exhibit 99.1 for text of footnote (4). F5 · ownership.direct: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:34 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 1,222,142 | $48.99 | $59,866,625.87 |
DisclosureSEC source: 0000899243-19-010142 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 47,234,691 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 16:13 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 13,000,000 | $48.99 | $636,805,000.00 |
DisclosureSEC source: 0000899243-19-008946 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 48,456,833 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:00 UTC | Dayforce, Inc. CDAY · Entity 67699 | SaleCommon Stock | 8,253,306 | $34.70 | $286,348,451.67 |
DisclosureSEC source: 0000899243-18-029515 · doc4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 61,456,833 F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 16:32 UTC | Party City Holdco Inc. PRTY · Entity 108808 | SaleCommon Stock | 10,000,000 | $15.50 | $155,000,000.00 |
DisclosureSEC source: 0001140361-18-036543 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL PC Topco, L.P. · CIK 0001601041 · 10% owner THL Equity Fund VI Investors (PC), L.P. · CIK 0001638993 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner ABBRECHT TODD M · CIK 0001260937 · Director Haber Douglas A. · CIK 0001627130 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,716,258 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 16:35 UTC | Syneos Health, Inc. SYNH · Entity 109360 | SaleClass A Common Stock | 6,000,000 | $49.73 | $298,380,000.00 |
DisclosureSEC source: 0001140361-18-036241 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,239,664 F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:52 UTC | Syneos Health, Inc. SYNH · Entity 109360 | GrantClass A Common Stock | 4,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-026132 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,281 F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F6 · ownership.direct: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:52 UTC | Syneos Health, Inc. SYNH · Entity 109360 | GrantClass A Common Stock | 4,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-026132 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,281 F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F5 · ownership.direct: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 18, 2018 Filed May 22, 2018 19:23 UTC | Party City Holdco Inc. PRTY · Entity 108808 | SaleCommon Stock | 12,000,000 | $15.00 | $180,000,000.00 |
DisclosureSEC source: 0001140361-18-025253 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner Thomas H. Lee Equity Fund VI, L.P. · CIK 0001375668 · 10% owner Thomas H. Lee Parallel Fund VI, L.P. · CIK 0001375663 · 10% owner Thomas H. Lee Parallel (DT) Fund VI, L.P. · CIK 0001429870 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner THL PC Topco, L.P. · CIK 0001601041 · 10% owner THL Equity Fund VI Investors (PC), L.P. · CIK 0001638993 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,716,258 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 11, 2018 Filed May 15, 2018 19:55 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 12,074,582 | $49.94 | $603,004,625.08 |
DisclosureSEC source: 0001140361-18-024077 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:48 UTC | Fogo de Chao, Inc. FOGO · Entity 167647 | SaleCommon Stock | 17,149,323 | $15.75 | $270,101,837.25 |
DisclosureSEC source: 0001140361-18-017893 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner THL Equity Fund VI Investors (Fogo) II, LLC · CIK 0001640714 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner Haber Douglas A. · CIK 0001627130 · Director Swenson Jeff T. · CIK 0001627131 · Director ABBRECHT TODD M · CIK 0001260937 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:08 UTC | Black Knight, Inc. BKI · Entity 109889 | Disposition to issuerCommon Stock | 1,000,000 | $48.63 | $48,630,000.00 |
DisclosureSEC source: 0001140361-18-014164 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,074,582 F6 · kind: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F8 · balance_after: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:08 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 7,000,000 | $48.63 | $340,410,000.00 |
DisclosureSEC source: 0001140361-18-014164 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,074,582 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:55 UTC | Black Knight, Inc. BKI · Entity 109889 | Disposition to issuerCommon Stock | 2,000,000 | $46.41 | $92,820,000.00 |
DisclosureSEC source: 0001140361-18-009101 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,074,582 F6 · kind: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F8 · balance_after: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:55 UTC | Black Knight, Inc. BKI · Entity 109889 | SaleCommon Stock | 6,000,000 | $46.41 | $278,460,000.00 |
DisclosureSEC source: 0001140361-18-009101 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 22,074,582 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:36 UTC | Black Knight, Inc. BKI · Entity 109889 | GrantCommon Stock | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-007452 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,445 F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F6 · ownership.direct: See Exhibit 99.1 for text of footnote (6). F7 · ownership.direct: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:36 UTC | Black Knight, Inc. BKI · Entity 109889 | GrantCommon Stock | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-007452 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,445 F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F4 · ownership.direct: See Exhibit 99.1 for text of footnote (4). F7 · ownership.direct: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 20:11 UTC | Party City Holdco Inc. PRTY · Entity 108808 | SaleCommon Stock | 7,441,694 | $12.67 | $94,286,262.98 |
DisclosureSEC source: 0001140361-17-046120 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL PC Topco, L.P. · CIK 0001601041 · 10% owner THL Equity Fund VI Investors (PC), L.P. · CIK 0001638993 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner ABBRECHT TODD M · CIK 0001260937 · Director Nelson Joshua M · CIK 0001375529 · Director Jain Uttam K. · CIK 0001599971 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 57,716,258 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 17:29 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerCommon Stock | 2,000,000 | $45.07 | $90,130,000.00 |
DisclosureSEC source: 0001140361-17-044004 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,074,582 F6 · kind: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F8 · balance_after: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 17:29 UTC | Black Knight, Inc. BKFS · Entity 109889 | SaleCommon Stock | 5,000,000 | $45.07 | $225,325,000.00 |
DisclosureSEC source: 0001140361-17-044004 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,074,582 F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerLLC Units · Derivative | 1,302,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · derivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,302,771 shares Expires not disclosed F4 · security: See Exhibit 99.1 for text of footnote (4). F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F5 · kind: See Exhibit 99.1 for text of footnote (5). F7 · shares: See Exhibit 99.1 for text of footnote (7). F5 · price: See Exhibit 99.1 for text of footnote (5). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass A Common Stock | 7,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 4 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: See Exhibit 99.1 for text of footnote (5). F9 · shares: See Exhibit 99.1 for text of footnote (9). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F10 · ownership.direct: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass A Common Stock | 7,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: See Exhibit 99.1 for text of footnote (5). F8 · shares: See Exhibit 99.1 for text of footnote (8). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1). F2 · ownership.direct: See Exhibit 99.1 for text of footnote (2). F3 · ownership.direct: See Exhibit 99.1 for text of footnote (3). F10 · ownership.direct: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass B Common Stock | 1,302,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · security: See Exhibit 99.1 for text of footnote (4). F5 · kind: See Exhibit 99.1 for text of footnote (5). F7 · shares: See Exhibit 99.1 for text of footnote (7). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:26 UTC | Black Knight, Inc. BKFS · Entity 109889 | Disposition to issuerClass A Common Stock | 33,771,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037402 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F5 · kind: See Exhibit 99.1 for text of footnote (5). F6 · shares: See Exhibit 99.1 for text of footnote (6). F5 · price: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:25 UTC | Syneos Health, Inc. INCR · Entity 109360 | GrantClass A Common Stock | 2,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-030143 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,178 F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F6 · ownership.direct: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:25 UTC | Syneos Health, Inc. INCR · Entity 109360 | GrantClass A Common Stock | 2,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-030143 · form4.xml · nonDerivative · entry 2 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner THL Fund VII Coinvestment Partners, L.P. · CIK 0001713702 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner THL Executive Fund VII, L.P. · CIK 0001665668 · 10% owner THL Equity Fund VII Investors (inVentiv), L.P. · CIK 0001713160 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,178 F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F5 · ownership.direct: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 23, 2017 Filed May 25, 2017 16:31 UTC | Fogo de Chao, Inc. FOGO · Entity 167647 | SaleCommon Stock | 675,000 | $14.00 | $9,450,000.00 |
DisclosureSEC source: 0001140361-17-022341 · form4.xml · nonDerivative · entry 1 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · 10% owner Thomas H. Lee Equity Fund VI, L.P. · CIK 0001375668 · 10% owner Thomas H. Lee Parallel Fund VI, L.P. · CIK 0001375663 · 10% owner Thomas H. Lee Parallel (DT) Fund VI, L.P. · CIK 0001429870 · 10% owner THL Coinvestment Partners, L.P. · CIK 0001429869 · 10% owner THL Operating Partners, L.P. · CIK 0001429868 · 10% owner THL Equity Fund VI Investors (Fogo), LLC · CIK 0001640713 · 10% owner THL Equity Fund VI Investors (Fogo) II, LLC · CIK 0001640714 · 10% owner Great-West Investors LP · CIK 0001604101 · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,149,323 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | ConversionLLC Units · Derivative | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · derivative · entry 8 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,107 Underlying: Class A Common Stock · 1,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | ConversionLLC Units · Derivative | 26,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · derivative · entry 7 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,252,664 Underlying: Class A Common Stock · 26,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | OtherClass B Common Stock | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 5 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,107 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | OtherClass B Common Stock | 26,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 4 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,252,664 F3 · kind: See Exhibit 99.1 for text of footnote (3). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:48 UTC | Black Knight, Inc. BKFS · Entity 109889 | SaleClass A Common Stock | 750,000 | $41.90 | $31,425,000.00 |
DisclosureSEC source: 0001140361-17-021784 · form4.xml · nonDerivative · entry 3 THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner Great-West Investors LP · CIK 0001604101 · Director · 10% owner Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner HAGERTY THOMAS M · CIK 0001058835 · Director Rao Gnaneshwar B. · CIK 0001450650 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,771,811 F5 · kind: See Exhibit 99.1 for text of footnote (5). F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). F9 · ownership.nature: See Exhibit 99.1 for text of footnote (9). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.