TapewireFind a company

person · Reporting owner

HAGERTY THOMAS M

Disclosed activity across 9 companies

Tapewire entity
64550
SEC CIK
0001058835

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Black Knight, Inc.BKI · Entity 172763DirectorSeptember 29, 2017October 03, 2017
CORPAY, INC.CPAY · Entity 3172DirectorFebruary 24, 2026February 26, 2026
FIRST BANCORP /PR/FBP · Entity 4027DirectorOctober 28, 2016November 01, 2016
Fidelity National Financial, Inc.FNF · Entity 3444DirectorNovember 10, 2025November 13, 2025
Fidelity National Information Services, Inc.FIS · Entity 3247DirectorMarch 29, 2018June 18, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes35,074,582 Reported balance Holding disclosure · report date 2017-09-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 35,074,582

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

Common StockSEC Table I · non-derivativeDirect36,699 Reported balance Holding disclosure · report date 2017-09-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 36,699

F4: See Exhibit 99.1 for text of footnote (4).

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F6: See Exhibit 99.1 for text of footnote (6).

Common StockSEC Table I · non-derivativeDirect7,719 Reported balance Holding disclosure · report date 2017-09-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,719

F4: See Exhibit 99.1 for text of footnote (4).

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F6: See Exhibit 99.1 for text of footnote (6).

F8: See Exhibit 99.1 for text of footnote (8).

Common StockSEC Table I · non-derivativeDirect7,719 Reported balance Holding disclosure · report date 2017-09-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,719

F4: See Exhibit 99.1 for text of footnote (4).

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F7: See Exhibit 99.1 for text of footnote (7).

F8: See Exhibit 99.1 for text of footnote (8).

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

F6: See Exhibit 99.1 for text of footnote (6).

F7: See Exhibit 99.1 for text of footnote (7).

F8: See Exhibit 99.1 for text of footnote (8).

CORPAY, INC.

Report date February 24, 2026 · Filed February 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $338.77 · Expires 2036-02-24Direct2,867 Reported balance After 2026-02-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-24 · Grant · Acquired 2,867 · Balance 2,867

F1: Stock Option award for 2026 director service that vests 2/24/2027.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Option award for 2026 director service that vests 2/24/2027.

FIRST BANCORP /PR/

Report date October 28, 2016 · Filed November 01, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,032 Reported balance After 2016-10-28 transaction · row 1
1 source row

Row 1 · 2016-10-28 · Other · Disposed 13,026 · Balance 23,032

F1: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted.

F2: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed.

F3: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI.

Common StockSEC Table I · non-derivativeIndirectSee Footnote41,878,702 Reported balance After 2016-10-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-10-28 · Other · Acquired 13,026 · Balance 41,878,702

F1: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted.

F2: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed.

F3: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI.

F4: Represents shares of the Issuer held by the Funds and Managers VI. The Reporting Person is a Managing Director of Advisors. Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of each of the Funds. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI.

F5: The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by the Funds and Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of the Issuer were issued to the Reporting Person in connection with the Reporting Person's service as a director of the Issuer. Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are to be held by THL Managers VI, LLC ("Managers VI"), to the extent permitted by the portfolio company and/or the plan pursuant to which such securities were granted.

F2: The transfer of the shares by the Reporting Person referred to in this Form 4, and the related indirect acquisition of such shares also reported by the Reporting Person on this Form 4, are being effectuated as required by such operative agreements now that the restrictions on the shares have lapsed.

F3: Represents shares of the Issuer held by the Reporting Person directly which are being transferred for no consideration to Managers VI.

F4: Represents shares of the Issuer held by the Funds and Managers VI. The Reporting Person is a Managing Director of Advisors. Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of each of the Funds. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by Managers VI.

F5: The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by the Funds and Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.

Fidelity National Financial, Inc.

Report date November 10, 2025 · Filed November 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect349,511.6 Reported balance After 2025-11-10 transaction · row 1
1 source row

Row 1 · 2025-11-10 · Grant · Acquired 4,870 · Balance 349,511.6

F1: Grant of restricted common stock vesting in three equal annual installments beginning on November 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted common stock vesting in three equal annual installments beginning on November 10, 2026.

Fidelity National Information Services, Inc.

Report date March 29, 2018 · Filed June 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,973 Reported balance After 2018-03-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-03-29 · Grant · Acquired 1,973 · Balance 1,973

F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2: The restricted stock units vest and distribute in three equal installments on each anniversary date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2: The restricted stock units vest and distribute in three equal installments on each anniversary date.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alight, Inc. / Delaware

Report date July 02, 2021 · Filed July 07, 2021

Section 16 reporting ended · disclosed 2021-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirect22,500 Reported balance After 2021-07-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-07-02 · Disposition to issuer · Disposed 2,500 · Balance 22,500

F1: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F2: Represents shares of Class B common stock forfeited and surrendered to FTAC immediately prior to the closing of the Business Combination (as defined below) pursuant to that certain Amended and Restated Sponsor Agreement, dated as of January 25, 2021, by and among FTAC, Alight, Inc. ("Alight"), Tempo Holding Company, LLC ("Tempo"), the Reporting Person and certain other parties thereto.

Class B common stockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-02 · Disposition to issuer · Disposed 2,500 · Balance 0

F1: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F3: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight.

Filing footnotes · ownership attribution and instrument terms

F1: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F2: Represents shares of Class B common stock forfeited and surrendered to FTAC immediately prior to the closing of the Business Combination (as defined below) pursuant to that certain Amended and Restated Sponsor Agreement, dated as of January 25, 2021, by and among FTAC, Alight, Inc. ("Alight"), Tempo Holding Company, LLC ("Tempo"), the Reporting Person and certain other parties thereto.

F3: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight.

Black Knight, Inc.

Report date June 10, 2022 · Filed June 14, 2022

Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,084 Reported balance After 2022-06-10 transaction · row 1
1 source row

Row 1 · 2022-06-10 · Grant · Acquired 3,383 · Balance 39,084

F1: Grant of restricted stock units vesting on the first anniversary of the grant date subject to continued service. The RSUs will be settled in an equal number of shares of common stock of the Issuer in accordance with the reporting person's award agreement.

Common StockSEC Table I · non-derivativeIndirectBy Trust14,476 Reported balance Holding disclosure · report date 2022-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 14,476

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units vesting on the first anniversary of the grant date subject to continued service. The RSUs will be settled in an equal number of shares of common stock of the Issuer in accordance with the reporting person's award agreement.

Dayforce, Inc.

Report date February 04, 2026 · Filed February 04, 2026

Section 16 reporting ended · disclosed 2026-02-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-04 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-02-04 · Disposition to issuer · Disposed 72,245 · Balance 0

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-04 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-02-04 · Disposition to issuer · Disposed 2,798 · Balance 0

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2026-02-04 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-02-04 · Disposition to issuer · Disposed 84,235 · Balance 0

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time.

Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $74.20 · Expires 2030-08-21Direct0 Reported balance After 2026-02-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-04 · Disposition to issuer · Disposed 11,609 · Balance 0

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F4: The shares are held for the benefit of certain funds (the "THL Funds") affiliated with Thomas H. Lee Partners, L.P. ("THL Partners") pursuant to the operative agreements among the THL Funds. Mr. Hagerty is a Managing Director of THL Partners.

F5: Pursuant to the Merger Agreement, each vested stock option with a per share price that was equal to or greater than the Merger Consideration, as of the Effective Time, was canceled for no consideration.

Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $87.40 · Expires 2031-05-07Direct0 Reported balance After 2026-02-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-04 · Disposition to issuer · Disposed 6,803 · Balance 0

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F5: Pursuant to the Merger Agreement, each vested stock option with a per share price that was equal to or greater than the Merger Consideration, as of the Effective Time, was canceled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: The securities were disposed of in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger dated as of August 20, 2025 (the "Merger Agreement"), by and among Dayforce, Inc. ("Issuer"), Dayforce Bidco, LLC (formerly known as Dawn Bidco, LLC) ("Parent"), and Dawn Acquisition Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer on February 4, 2026, with Issuer continuing after the merger as a wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time").

F2: Pursuant to the Merger Agreement, at the Effective Time, (i) each issued and outstanding share of common stock ("Common Stock") of the Issuer was canceled and converted automatically into the right to receive an amount in cash equal to $70.00 per share of Common Stock (the "Merger Consideration"), and (ii) each vested but unsettled restricted stock unit ("RSU") was canceled and converted automatically into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Common Stock subject to the vested but unsettled RSU as of immediately prior to the Effective Time.

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU that was unvested immediately prior to the Effective Time fully vested and converted automatically into the right to receive an amount in cash equal to the number of shares subject to the RSUs multiplied by the Merger Consideration.

F4: The shares are held for the benefit of certain funds (the "THL Funds") affiliated with Thomas H. Lee Partners, L.P. ("THL Partners") pursuant to the operative agreements among the THL Funds. Mr. Hagerty is a Managing Director of THL Partners.

F5: Pursuant to the Merger Agreement, each vested stock option with a per share price that was equal to or greater than the Merger Consideration, as of the Effective Time, was canceled for no consideration.

Dun & Bradstreet Holdings, Inc.

Report date August 26, 2025 · Filed August 26, 2025

Jointly reported with THOMAS H. LEE ADVISORS, LLC, Rao Gnaneshwar B.

Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2025-08-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-08-26 · Disposition to issuer · Disposed 22,525,103 · Balance 0

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F5: See Exhibit 99.1 for text of footnote (5).

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-08-26 · Disposition to issuer · Disposed 42,949 · Balance 0

F1: See Exhibit 99.1 for text of footnote (1).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-26 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-08-26 · Disposition to issuer · Disposed 42,949 · Balance 0

F1: See Exhibit 99.1 for text of footnote (1).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-26 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2025-08-26 · Disposition to issuer · Disposed 58,210 · Balance 0

F1: See Exhibit 99.1 for text of footnote (1).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2021 Filed Nov 10, 2021 21:10 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 3,864 $122.44 $473,112.02
Disclosure

SEC source: 0001140361-21-037483 · form4.xml · nonDerivative · entry 6

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,636

F3 · shares: The shares of Common Stock were sold in multiple transactions at prices ranging from $121.77 to $122.73, inclusive.

F3 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $121.77 to $122.73, inclusive.

F6 · price: The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the ranges provided in this report.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:10 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 3,864 $122.44 $473,112.02
Disclosure

SEC source: 0001140361-21-037483 · form4.xml · nonDerivative · entry 5

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,655

F3 · shares: The shares of Common Stock were sold in multiple transactions at prices ranging from $121.77 to $122.73, inclusive.

F3 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $121.77 to $122.73, inclusive.

F6 · price: The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the ranges provided in this report.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:10 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 3,759 $121.25 $455,759.96
Disclosure

SEC source: 0001140361-21-037483 · form4.xml · nonDerivative · entry 4

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 89,500

F2 · shares: The shares of Common Stock were sold in multiple transactions at prices ranging from $120.77 to $121.76, inclusive.

F2 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $120.77 to $121.76, inclusive.

F6 · price: The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the ranges provided in this report.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:10 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 3,758 $121.25 $455,638.71
Disclosure

SEC source: 0001140361-21-037483 · form4.xml · nonDerivative · entry 3

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,519

F2 · shares: The shares of Common Stock were sold in multiple transactions at prices ranging from $120.77 to $121.76, inclusive.

F2 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $120.77 to $121.76, inclusive.

F6 · price: The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the ranges provided in this report.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:10 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 20,977 $124.24 $2,606,098.57
Disclosure

SEC source: 0001140361-21-037483 · form4.xml · nonDerivative · entry 2

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 93,258

F1 · shares: The shares of Common Stock were sold in multiple transactions at prices ranging from $124.01 to $124.56, inclusive.

F1 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $124.01 to $124.56, inclusive.

F6 · price: The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the ranges provided in this report.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:10 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 20,978 $124.24 $2,606,222.81
Disclosure

SEC source: 0001140361-21-037483 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,278

F1 · shares: The shares of Common Stock were sold in multiple transactions at prices ranging from $124.01 to $124.56, inclusive.

F1 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $124.01 to $124.56, inclusive.

F6 · price: The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the ranges provided in this report.

Read SEC document
November 04, 2021 Filed Nov 4, 2021 17:30 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 OtherClass A Common Stock 55,467,747 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-134519 · tm2131819-2_4seq1.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director · 10% owner

Rao Gnaneshwar B. · CIK 0001450650 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 48,351,863

F1 · kind: See Exhibit 99.1 for text of footnote (1).

F1 · shares: See Exhibit 99.1 for text of footnote (1).

F1 · price: See Exhibit 99.1 for text of footnote (1).

F2 · balance_after: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
November 04, 2021 Filed Nov 8, 2021 16:18 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 5,144 $48.28 $248,352.32
Disclosure

SEC source: 0001140361-21-036987 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,788.6

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on 11/4/2022, subject to the achievement of performance criteria specified in the reporting person's award agreement

Read SEC document
September 27, 2021 Filed Sep 29, 2021 09:06 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionFNF Group Stock Options (right to purchase) · Derivative 18,030 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001140361-21-032861 · form4.xml · derivative · entry 2

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,030 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in three equal installments on the first three anniversaries of the date of grant, which was 11/3/2014.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 09:06 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionCommon Stock 18,030 $21.84 $393,775.20
Disclosure

SEC source: 0001140361-21-032861 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,644.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:20 UTC Alight, Inc. / Delaware WPF · Entity 5436 Disposition to issuerClass B common stock · Derivative 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-027837 · doc4.xml · derivative · entry 2

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 22,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F3 · kind: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight.

F3 · price: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight.

F1 · derivative.exercise_date: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F1 · derivative.expiration_date: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F3 · derivative.underlying_shares: On July 2, 2021, in connection with the consummation of the business combination (the "Business Combination") among FTAC, Alight and Tempo, pursuant to that certain Amended and Restated Business Combination Agreement, dated April 29, 2021, by and among Alight, FTAC and certain other parties thereto, each share of Class B common stock of FTAC held by the Reporting Person automatically converted into one share of Class A common stock of Alight.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 19:20 UTC Alight, Inc. / Delaware WPF · Entity 5436 Disposition to issuerClass B common stock · Derivative 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-027837 · doc4.xml · derivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A common stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F2 · shares: Represents shares of Class B common stock forfeited and surrendered to FTAC immediately prior to the closing of the Business Combination (as defined below) pursuant to that certain Amended and Restated Sponsor Agreement, dated as of January 25, 2021, by and among FTAC, Alight, Inc. ("Alight"), Tempo Holding Company, LLC ("Tempo"), the Reporting Person and certain other parties thereto.

F2 · price: Represents shares of Class B common stock forfeited and surrendered to FTAC immediately prior to the closing of the Business Combination (as defined below) pursuant to that certain Amended and Restated Sponsor Agreement, dated as of January 25, 2021, by and among FTAC, Alight, Inc. ("Alight"), Tempo Holding Company, LLC ("Tempo"), the Reporting Person and certain other parties thereto.

F1 · derivative.exercise_date: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F1 · derivative.expiration_date: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

F1 · derivative.underlying_shares: Prior to the closing of the Business Combination (as defined below), the shares of Class B common stock of Foley Trasimene Acquisition Corp. ("FTAC") had no expiration date and were convertible into shares of FTAC Class A common stock, par value $0.0001 per share, as described under the heading "Description of Securities-Founder Shares" in FTAC's registration statement on Form S-1 (File No. 333-238135).

Read SEC document
June 10, 2021 Filed Jun 15, 2021 11:38 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 2,012 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-020938 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,767

F1 · shares: Grant of restricted stock units ("RSU") vesting on the first anniversary of the grant date subject to continued service. The RSUs will be settled in an equal number of shares of common stock of the Issuer in accordance with Mr. Hagerty's award agreement.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:37 UTC Dayforce, Inc. CDAY · Entity 67699 GrantOption (right to buy) · Derivative 6,803 $0.00 Strike: $87.40 $0.00
Disclosure

SEC source: 0001140361-21-016886 · form4.xml · derivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,803

Underlying: Common Stock · 6,803 shares

Expires 2031-05-07

F1 · derivative.exercise_date: Represents stock options granted to Mr. Hagerty on May 7, 2021, which vest and become exercisable as to 25% of the options on the last day of each three-month period commencing on the date of grant.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:57 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantClass A Common Stock 5,680 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-008406 · form4.xml · nonDerivative · entry 3

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,512

F6 · shares: See Exhibit 99.1 for text of footnote (6).

F7 · balance_after: See Exhibit 99.1 for text of footnote (7).

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:57 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantClass A Common Stock 5,680 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-008406 · form4.xml · nonDerivative · entry 2

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,512

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F7 · balance_after: See Exhibit 99.1 for text of footnote (7).

Read SEC document
January 25, 2021 Filed Jan 27, 2021 20:17 UTC CORPAY, INC. FLT · Entity 3172 GrantCommon Stock 958 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002399 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

F1 · shares: Restricted stock award granted by the Issuer for 2021 director service that vests January 25, 2022.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:10 UTC Dayforce, Inc. CDAY · Entity 67699 GiftCommon Stock 15,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-000187 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,256

F1 · price: Not applicable.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 16:30 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 6,759 $33.40 $225,750.60
Disclosure

SEC source: 0001140361-20-025189 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,614.6

F1 · shares: Grant of restricted stock, vesting in three equal installments beginning November 6, 2021, subject to achievement of performance criteria specified in the reporting person's award agreement.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 20:08 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionFNF Group Stock Options (right to purchase) · Derivative 50,852 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001140361-20-021481 · form4.xml · derivative · entry 3

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 50,852 shares

Expires 2020-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested in three equal annual installments on the first three anniversaries of the date of grant. Date of grant was 11/21/2013.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 20:08 UTC Fidelity National Financial, Inc. FNF · Entity 3444 SaleCommon Stock 27,943 $32.31 $902,754.50
Disclosure

SEC source: 0001140361-20-021481 · form4.xml · nonDerivative · entry 2

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,855.6

F1 · price: This transaction was executed in multiple trades at prices ranging from $$32.30 to $32.31. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 20:08 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionCommon Stock 50,852 $17.76 $903,131.52
Disclosure

SEC source: 0001140361-20-021481 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,798.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 07:34 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 7,217,347 $72.18 $520,948,106.46
Disclosure

SEC source: 0001140361-20-019388 · form4.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director

THL Operating Partners, L.P. · CIK 0001429868 · Director

Great-West Investors LP · CIK 0001604101 · Director

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · balance_after: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
August 21, 2020 Filed Aug 24, 2020 21:50 UTC Dayforce, Inc. CDAY · Entity 67699 GrantOption (right to buy) · Derivative 11,609 $0.00 Strike: $74.20 $0.00
Disclosure

SEC source: 0001140361-20-018997 · form4.xml · derivative · entry 5

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director

THL Operating Partners, L.P. · CIK 0001429868 · Director

Great-West Investors LP · CIK 0001604101 · Director

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

Underlying: Common Stock · 11,609 shares

Expires 2030-08-21

F10 · shares: See Exhibit 99.1 for text of footnote (10).

F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10).

F9 · balance_after: See Exhibit 99.1 for text of footnote (9).

Read SEC document
August 21, 2020 Filed Aug 24, 2020 21:50 UTC Dayforce, Inc. CDAY · Entity 67699 GrantCommon Stock 4,211 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-018997 · form4.xml · nonDerivative · entry 2

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director

THL Operating Partners, L.P. · CIK 0001429868 · Director

Great-West Investors LP · CIK 0001604101 · Director

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,992

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F9 · balance_after: See Exhibit 99.1 for text of footnote (9).

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:55 UTC Amendment Dayforce, Inc. CDAY · Entity 67699 GrantOption (right to buy) · Derivative 11,609 $0.00 Strike: $74.20 $0.00
Disclosure

SEC source: 0001140361-20-019059 · form4.xml · derivative · entry 5

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director

THL Operating Partners, L.P. · CIK 0001429868 · Director

Great-West Investors LP · CIK 0001604101 · Director

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

Underlying: Common Stock · 11,609 shares

Expires 2030-08-21

F10 · shares: See Exhibit 99.1 for text of footnote (10).

F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10).

F9 · balance_after: See Exhibit 99.1 for text of footnote (9).

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:55 UTC Amendment Dayforce, Inc. CDAY · Entity 67699 GrantCommon Stock 4,043 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-019059 · form4.xml · nonDerivative · entry 2

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director

THL Operating Partners, L.P. · CIK 0001429868 · Director

Great-West Investors LP · CIK 0001604101 · Director

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,824

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F9 · balance_after: See Exhibit 99.1 for text of footnote (9).

Read SEC document
August 12, 2020 Filed Aug 14, 2020 19:31 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantClass A Common Stock 4,832 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-018513 · form4.xml · nonDerivative · entry 3

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

Rao Gnaneshwar B. · CIK 0001450650 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832

F6 · shares: See Exhibit 99.1 for text of footnote (6).

F7 · balance_after: See Exhibit 99.1 for text of footnote (7).

Read SEC document
August 12, 2020 Filed Aug 14, 2020 19:31 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantClass A Common Stock 4,832 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-018513 · form4.xml · nonDerivative · entry 2

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

Rao Gnaneshwar B. · CIK 0001450650 · Director

HAGERTY THOMAS M · CIK 0001058835 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F7 · balance_after: See Exhibit 99.1 for text of footnote (7).

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:47 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantWarrants (right to buy) · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-20-013012 · form4.xml · derivative · entry 2

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 2,944 shares

Expires 2022-11-30

F2 · derivative.exercise_price: Upon consummation of the Mergers, each warrant to purchase FGL Ordinary Shares was converted into the right to purchase and receive upon exercise $8.18 in cash and 0.0883 shares of Common Stock (the "Warrants"), which are currently exercisable. In accordance with the Warrant Agreement, dated as of May 19, 2016, between Continental Stock Transfer & Trust Company and CF Corporation pursuant to which the Warrants were issued, if the registered holder of the Warrant properly exercises the Warrant within thirty days following the closing of the Mergers, the exercise price will be reduced from $11.50 to $7.68.

F2 · price: Upon consummation of the Mergers, each warrant to purchase FGL Ordinary Shares was converted into the right to purchase and receive upon exercise $8.18 in cash and 0.0883 shares of Common Stock (the "Warrants"), which are currently exercisable. In accordance with the Warrant Agreement, dated as of May 19, 2016, between Continental Stock Transfer & Trust Company and CF Corporation pursuant to which the Warrants were issued, if the registered holder of the Warrant properly exercises the Warrant within thirty days following the closing of the Mergers, the exercise price will be reduced from $11.50 to $7.68.

F2 · derivative.exercise_date: Upon consummation of the Mergers, each warrant to purchase FGL Ordinary Shares was converted into the right to purchase and receive upon exercise $8.18 in cash and 0.0883 shares of Common Stock (the "Warrants"), which are currently exercisable. In accordance with the Warrant Agreement, dated as of May 19, 2016, between Continental Stock Transfer & Trust Company and CF Corporation pursuant to which the Warrants were issued, if the registered holder of the Warrant properly exercises the Warrant within thirty days following the closing of the Mergers, the exercise price will be reduced from $11.50 to $7.68.

F2 · derivative.expiration_date: Upon consummation of the Mergers, each warrant to purchase FGL Ordinary Shares was converted into the right to purchase and receive upon exercise $8.18 in cash and 0.0883 shares of Common Stock (the "Warrants"), which are currently exercisable. In accordance with the Warrant Agreement, dated as of May 19, 2016, between Continental Stock Transfer & Trust Company and CF Corporation pursuant to which the Warrants were issued, if the registered holder of the Warrant properly exercises the Warrant within thirty days following the closing of the Mergers, the exercise price will be reduced from $11.50 to $7.68.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:47 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 45,439 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-013012 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,946.6

F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2020, by and among Fidelity National Financial Inc. (the "Issuer"), FGL Holdings ("FGL"), F I Corp. ("Merger Sub I") and F II Corp ("Merger Sub II") (as amended, the "Merger Agreement"), Merger Sub I merged with and into the Issuer (the "First Merger") with FGL surviving the First Merger (the "Surviving Company"), and the Surviving Company then merged with and into Merger Sub II (the "Second Merger" and, together with the First Merger, the "Mergers"), with Merger Sub II surviving the Second Merger as a wholly owned subsidiary of the Issuer. Each ordinary share of FGL held by the Reporting Person was converted into the right to receive 0.2558 shares of common stock of the Issuer ("Common Stock"), subject to the proration mechanics set forth in the Merger Agreement (the "Merger Consideration"). The Mergers were effective on June 1, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:52 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 1,669 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003740 · form4.xml · nonDerivative · entry 3

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F4 · ownership.direct: See Exhibit 99.1 for text of footnote (4).

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:52 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 1,669 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003740 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,755

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1).

Read SEC document
January 29, 2020 Filed Jan 27, 2021 20:13 UTC CORPAY, INC. FLT · Entity 3172 GrantCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002397 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,026

F1 · shares: Restricted stock award granted by the Issuer for 2020 director service that vests January 29, 2021.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 09:35 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 4,691 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-019778 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,507.6

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on 10/31/2020, subject to the achievement of performance criteria specified in the reporting person's award agreement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:33 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionCommon Stock · Derivative 8,843 $0.00 Strike: $14.38 $0.00
Disclosure

SEC source: 0001140361-19-017978 · form4.xml · derivative · entry 3

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,843 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vested in three equal annual installments on the first three anniversaries of the date of grant. Date of grant of this option was 11/8/2012.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:33 UTC Fidelity National Financial, Inc. FNF · Entity 3444 SaleCommon Stock 8,843 $44.15 $390,418.45
Disclosure

SEC source: 0001140361-19-017978 · form4.xml · nonDerivative · entry 2

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,816.6

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.15 to $44.16 at an average price of $44.152. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:33 UTC Fidelity National Financial, Inc. FNF · Entity 3444 Exercise / conversionCommon Stock 8,843 $14.38 $127,162.34
Disclosure

SEC source: 0001140361-19-017978 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,659.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:06 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 6,000,000 $50.25 $301,500,000.00
Disclosure

SEC source: 0000899243-19-014845 · doc4.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner

THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner

Great-West Investors LP · CIK 0001604101 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 41,234,691

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

Read SEC document
April 03, 2019 Filed Apr 5, 2019 16:34 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 1,222,142 $48.99 $59,866,625.87
Disclosure

SEC source: 0000899243-19-010142 · doc4.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner

THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner

Great-West Investors LP · CIK 0001604101 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 47,234,691

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

Read SEC document
March 22, 2019 Filed Mar 26, 2019 16:13 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 13,000,000 $48.99 $636,805,000.00
Disclosure

SEC source: 0000899243-19-008946 · doc4.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner

THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner

Great-West Investors LP · CIK 0001604101 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 48,456,833

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:34 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-003574 · form4.xml · nonDerivative · entry 3

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F4 · ownership.direct: See Exhibit 99.1 for text of footnote (4).

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:34 UTC Black Knight, Inc. BKI · Entity 109889 GrantCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-003574 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,086

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1).

Read SEC document
January 22, 2019 Filed Apr 11, 2019 06:05 UTC CORPAY, INC. FLT · Entity 3172 GrantCommon Stock 1,276 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-006894 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243

F1 · security: Restricted stock award granted by the Issuer in connection with the Reporting Person's 2019 services as a director.

F2 · shares: Shares will vest on January 1, 2020.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:00 UTC Dayforce, Inc. CDAY · Entity 67699 SaleCommon Stock 8,253,306 $34.70 $286,348,451.67
Disclosure

SEC source: 0000899243-18-029515 · doc4.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) V, LLC · CIK 0001737160 · Director · 10% owner

THL Equity Fund VI Investors (Ceridian) VI, L.P. · CIK 0001670734 · Director · 10% owner

THL Coinvestment Partners, L.P. · CIK 0001429869 · Director · 10% owner

THL Operating Partners, L.P. · CIK 0001429868 · Director · 10% owner

Great-West Investors LP · CIK 0001604101 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 61,456,833

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6).

Read SEC document
October 26, 2018 Filed Oct 31, 2018 21:38 UTC Fidelity National Financial, Inc. FNF · Entity 3444 GrantCommon Stock 6,652 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-042000 · form4.xml · nonDerivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,816.6

F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning on 10/26/2019, subject to the achievement of performance criteria specified in the reporting person's award agreement.

Read SEC document
May 11, 2018 Filed May 15, 2018 19:55 UTC Black Knight, Inc. BKI · Entity 109889 SaleCommon Stock 12,074,582 $49.94 $603,004,625.08
Disclosure

SEC source: 0001140361-18-024077 · form4.xml · nonDerivative · entry 1

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner

THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner

Great-West Investors LP · CIK 0001604101 · Director · 10% owner

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · balance_after: See Exhibit 99.1 for text of footnote (5).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:30 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 3,446 $0.00 Strike: $62.92 $0.00
Disclosure

SEC source: 0001140361-18-016580 · form4.xml · derivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891

Underlying: Common Stock · 3,446 shares

Expires 2023-03-29

F1 · derivative.exercise_date: On March 29, 2016, the reporting person was granted an option to purchase 10,337 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 3,446 shares

Read SEC document
March 29, 2018 Filed Jun 18, 2018 20:45 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantRestricted Stock Units · Derivative 1,973 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-029045 · form4.xml · derivative · entry 1

HAGERTY THOMAS M · CIK 0001058835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973

Underlying: Common Stock · 1,973 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal installments on each anniversary date.

F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal installments on each anniversary date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:08 UTC Black Knight, Inc. BKI · Entity 109889 Disposition to issuerCommon Stock 1,000,000 $48.63 $48,630,000.00
Disclosure

SEC source: 0001140361-18-014164 · form4.xml · nonDerivative · entry 2

THOMAS H. LEE ADVISORS, LLC · CIK 0001260943 · Director · 10% owner

THL Equity Fund VI Investors (BKFS-LM), LLC · CIK 0001641806 · Director · 10% owner

THL Equity Fund VI Investors (BKFS-NB), LLC · CIK 0001641807 · Director · 10% owner

Great-West Investors LP · CIK 0001604101 · Director · 10% owner

Putnam Investments Employees' Securities Co III LLC · CIK 0001545929 · Director · 10% owner

HAGERTY THOMAS M · CIK 0001058835 · Director

Rao Gnaneshwar B. · CIK 0001450650 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,074,582

F6 · kind: See Exhibit 99.1 for text of footnote (6).

F7 · shares: See Exhibit 99.1 for text of footnote (7).

F8 · balance_after: See Exhibit 99.1 for text of footnote (8).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.