Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEDEVCO CORPPED · Entity 6361 | 10% owner | October 08, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEDEVCO CORP
Report date October 08, 2026 · Filed October 13, 2026
Jointly reported with SGK 2018 REVOCABLE TRUST
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,137,543 |
Reported balance
After 2026-10-08 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-10-08 · Purchase · Acquired 147,070 · Balance 4,137,543 F1: Shares held by The SGK 2018 Revocable Trust, of which Dr. Simon Kukes is the trustee. Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 406,097 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 406,097 F3: Shares held directly by Dr. Simon Kukes. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 150 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150 F2: Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.. Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by The SGK 2018 Revocable Trust, of which Dr. Simon Kukes is the trustee. Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2: Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.. Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3: Shares held directly by Dr. Simon Kukes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2019 Filed Dec 4, 2019 21:30 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 100 | $1.54 | $154.00 |
DisclosureSEC source: 0001654954-19-013588 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,337 Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 23:37 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 148,214 | $1.54 | $228,249.56 |
DisclosureSEC source: 0001654954-19-013376 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,237 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 00:52 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 20,730 | $1.49 | $30,887.70 |
DisclosureSEC source: 0001654954-19-013297 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,023 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:31 UTC | PEDEVCO CORP PED · Entity 6361 | Purchasecommon stock | 19,192 | $1.49 | $28,596.08 |
DisclosureSEC source: 0001654954-19-013132 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,293 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:31 UTC | PEDEVCO CORP PED · Entity 6361 | Purchasecommon stock | 100,000 | $1.52 | $152,000.00 |
DisclosureSEC source: 0001654954-19-013002 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,101 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:31 UTC | PEDEVCO CORP PED · Entity 6361 | Purchasecommon stock | 152,425 | $1.40 | $213,395.00 |
DisclosureSEC source: 0001654954-19-013002 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,101 Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 10:11 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 8,204,481 | $1.58 | $13,000,000.14 |
DisclosureSEC source: 0001654954-19-010905 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 51,791,325 F1 · kind: Exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:52 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 120,171 | $1.51 | $181,458.21 |
DisclosureSEC source: 0001654954-19-009916 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,676 Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 22:12 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 52,452 | $1.50 | $78,678.00 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,291 Read SEC document |
| August 19, 2019 Filed Aug 22, 2019 22:51 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 52,666 | $1.50 | $78,999.00 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,505 Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:12 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 120,690 | $1.50 | $181,035.00 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,839 Read SEC document |
| August 16, 2019 Filed Aug 22, 2019 22:51 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 120,690 | $1.50 | $181,035.00 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,839 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 22:12 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 54,568 | $1.55 | $84,580.40 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| August 15, 2019 Filed Aug 22, 2019 22:51 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 54,568 | $1.55 | $84,580.40 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 22:24 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 77,037 | $2.05 | $157,925.85 |
DisclosureSEC source: 0001654954-19-007700 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,581 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 342 | $2.04 | $697.68 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 6 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,544 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 4,210 | $2.02 | $8,504.20 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 5 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,202 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. F2 · kind: As of June 17, 2019, common stock purchases for the Reporting Person have exceeded the aggregated small acquisition market value of $10,000, as set forth in Rule 16a-6, and are therefore being reported prior to a Form 5 filing. Read SEC document |
| June 07, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 1,109 | $2.04 | $2,262.36 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,992 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 06, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 2,619 | $2.04 | $5,342.76 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,883 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 05, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 126 | $2.04 | $257.04 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,264 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| June 03, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 138 | $2.04 | $281.52 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,138 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
| May 21, 2019 Filed May 22, 2019 01:03 UTC | PEDEVCO CORP PED · Entity 6361 | Grantcommon stock | 6,818,181 | $2.20 | $14,999,998.20 |
DisclosureSEC source: 0001654954-19-006430 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · Director · Chif Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 43,586,844 F1 · kind: Exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionPromissory Note · Derivative | Not disclosed | Not disclosed Strike: $2.13 | $7,700,000.00 |
DisclosureSEC source: 0001654954-19-002286 · section16.xml · derivative · entry 8 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common stock · 3,737,945 shares Expires 2021-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · reported_value: The Promissory Note was amended on March 1, 2019 to provide the holder the right to convert such note (principal and interest) into common stock of the Issuer at a conversion price of $2.13 per share. F2 · price: The Promissory Note (described in footnote 8) was converted into common stock of the Issuer at the option of the holder, pursuant to its terms. F9 · derivative.underlying_shares: Includes shares of common stock issuable upon conversion of interest on the Promissory Note, which is convertible into common stock at a conversion price of $2.13 per share pursuant to the terms of such Convertible Promissory Note. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | OtherPromissory Note · Derivative | Not disclosed | Not disclosed Strike: $2.13 | $7,700,000.00 |
DisclosureSEC source: 0001654954-19-002286 · section16.xml · derivative · entry 7 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common stock · 3,737,945 shares Expires 2021-06-25 F8 · kind: The Promissory Note was amended on March 1, 2019 to provide the holder the right to convert such note (principal and interest) into common stock of the Issuer at a conversion price of $2.13 per share. F8 · reported_value: The Promissory Note was amended on March 1, 2019 to provide the holder the right to convert such note (principal and interest) into common stock of the Issuer at a conversion price of $2.13 per share. F8 · price: The Promissory Note was amended on March 1, 2019 to provide the holder the right to convert such note (principal and interest) into common stock of the Issuer at a conversion price of $2.13 per share. F9 · derivative.underlying_shares: Includes shares of common stock issuable upon conversion of interest on the Promissory Note, which is convertible into common stock at a conversion price of $2.13 per share pursuant to the terms of such Convertible Promissory Note. F10 · valueOwnedAfter: Plus accrued interest on the Promissory Note of $261,824. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $2.13 | $23,500,000.00 |
DisclosureSEC source: 0001654954-19-002286 · section16.xml · derivative · entry 6 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 11,594,322 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · reported_value: Plus accrued interest on the Convertible Promissory Notes of $1,195,905. F1 · price: The Convertible Promissory Notes (described in footnote 6) were converted into common stock of the Issuer at the option of the holder, pursuant to their terms. F7 · derivative.underlying_shares: Includes shares of common stock issuable upon conversion of interest on the Convertible Promissory Notes, which is convertible into common stock at a conversion price of $2.13 per share pursuant to the terms of such Convertible Promissory Notes. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseConvertible Promissory Notes · Derivative | Not disclosed | $1,500,000.00 Strike: $2.13 | $1,500,000.00 |
DisclosureSEC source: 0001654954-19-002286 · section16.xml · derivative · entry 5 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 740,063 shares Expires 2021-08-01 F3 · reported_value: Not including interest on the Convertible Promissory Notes. F5 · price: Plus accrued interest on the Convertible Promissory Notes of $76,334. F4 · derivative.underlying_shares: Includes interest on the Convertible Promissory Notes which is also convertible into common stock of the Issuer at the option of the holder, pursuant to the terms of the Convertible Promissory Notes. F6 · valueOwnedAfter: Plus accrued interest on the Convertible Promissory Notes of $1,195,905. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionCommon Stock | 3,737,945 | $2.13 | $7,961,822.85 |
DisclosureSEC source: 0001654954-19-002286 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 36,768,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The Promissory Note (described in footnote 8) was converted into common stock of the Issuer at the option of the holder, pursuant to its terms. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionCommon Stock | 11,594,322 | $2.13 | $24,695,905.86 |
DisclosureSEC source: 0001654954-19-002286 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 33,030,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Convertible Promissory Notes (described in footnote 6) were converted into common stock of the Issuer at the option of the holder, pursuant to their terms. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:15 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.79 | $7,000,000.00 |
DisclosureSEC source: 0001654954-19-001710 · section16.xml · derivative · entry 6 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 0 Underlying: Common stock · 4,014,959 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · reported_value: Includes the conversion of accrued interest through the date of conversion. F5 · price: The Convertible Promissory Note was originally acquired directly from the Issuer on October 25, 2018, for $7,000,000. F3 · derivative.underlying_shares: Includes the conversion of accrued interest through the date of conversion. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:15 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $15,000,000.00 |
DisclosureSEC source: 0001654954-19-001710 · section16.xml · derivative · entry 5 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 0 Underlying: Common Stock · 10,083,819 shares Expires 2022-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · reported_value: Includes the conversion of accrued interest through the date of conversion. F4 · price: The Convertible Promissory Note was originally acquired directly from the Issuer on January 11, 2019, for $15,000,000. F3 · derivative.underlying_shares: Includes the conversion of accrued interest through the date of conversion. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:15 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionCommon Stock | 4,014,959 | $1.79 | $7,186,776.61 |
DisclosureSEC source: 0001654954-19-001710 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 21,436,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The Convertible Promissory Note (described in footnote 5) was Converted into common stock of the Issuer at the option of the holder, pursuant to its terms. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:15 UTC | PEDEVCO CORP PED · Entity 6361 | Exercise / conversionCommon Stock | 10,083,819 | $1.50 | $15,125,728.50 |
DisclosureSEC source: 0001654954-19-001710 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 17,421,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Convertible Promissory Note (described in footnote 4) was Converted into common stock of the Issuer at the option of the holder, pursuant to its terms. Read SEC document |
| January 11, 2019 Filed Jan 23, 2019 23:16 UTC | PEDEVCO CORP PED · Entity 6361 | GrantConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $15,000,000.00 |
DisclosureSEC source: 0001654954-19-000717 · section16.xml · derivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 10,000,000 shares Expires 2022-01-11 F1 · price: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on January 14, 2019. The conversion of the Convertible Promissory Note is subject to a 49.9% conversion limitation (for so long as SK Energy or any of its affiliates holds such note), which prevents the conversion of any portion thereof into common stock of the Issuer if such conversion would result in SK Energy beneficially owning (as such term is defined in the Securities Exchange Act of 1934, as amended) more than 49.9% of the Issuer's outstanding shares of common stock. F1 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on January 14, 2019. The conversion of the Convertible Promissory Note is subject to a 49.9% conversion limitation (for so long as SK Energy or any of its affiliates holds such note), which prevents the conversion of any portion thereof into common stock of the Issuer if such conversion would result in SK Energy beneficially owning (as such term is defined in the Securities Exchange Act of 1934, as amended) more than 49.9% of the Issuer's outstanding shares of common stock. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 13:01 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 225,000 | $0.74 | $166,500.00 |
DisclosureSEC source: 0001654954-18-014264 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Read SEC document |
| December 12, 2018 Filed Dec 17, 2018 22:40 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 3,000 | $1.33 | $3,990.00 |
DisclosureSEC source: 0001654954-18-014023 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,000 F2 · shares: Represents 3,000 shares with identical vesting terms as described in footnote (1) above (subject to Mrs. Kukes' continued service to the Issuer), issued to Mr. Kukes' wife, who provides services as an employee of the Issuer. Exempt under Rule 16b-3(d). F4 · price: Issued to Mr. Kukes' wife in consideration for services rendered and agreed to be rendered to the Issuer as an employee of the Issuer. Read SEC document |
| December 12, 2018 Filed Dec 17, 2018 22:40 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 300,000 | $1.33 | $399,000.00 |
DisclosureSEC source: 0001654954-18-014023 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of December 12, 2018 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F3 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:52 UTC | PEDEVCO CORP PED · Entity 6361 | GrantConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.79 | $7,000,000.00 |
DisclosureSEC source: 0001654954-18-011624 · section16.xml · derivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 3,910,615 shares Expires 2021-10-25 F1 · kind: Exempt under Rule 16b-3(d). F3 · price: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on October 26, 2018. The conversion of the Convertible Promissory Note is subject to a 49.9% conversion limitation (for so long as SK Energy or any of its affiliates holds such note), which prevents the conversion of any portion thereof into common stock of the Issuer if such conversion would result in SK Energy beneficially owning (as such term is defined in the Securities Exchange Act of 1934, as amended) more than 49.9% of the Issuer's outstanding shares of common stock. F3 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on October 26, 2018. The conversion of the Convertible Promissory Note is subject to a 49.9% conversion limitation (for so long as SK Energy or any of its affiliates holds such note), which prevents the conversion of any portion thereof into common stock of the Issuer if such conversion would result in SK Energy beneficially owning (as such term is defined in the Securities Exchange Act of 1934, as amended) more than 49.9% of the Issuer's outstanding shares of common stock. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:52 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 75,118 | $2.18 | $163,757.24 |
DisclosureSEC source: 0001654954-18-011624 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 7,337,618 F1 · kind: Exempt under Rule 16b-3(d). F2 · kind: On October 25, 2018, SK Energy LLC and the Issuer agreed to convert $163,756.76 of interest owed under a $7.7 million convertible promissory note issued in June 2018, into 75,118 shares of common stock pursuant to the terms of such note. Read SEC document |
| August 01, 2018 Filed Sep 11, 2018 19:09 UTC | PEDEVCO CORP PED · Entity 6361 | GrantConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $2.13 | $22,000,000.00 |
DisclosureSEC source: 0001654954-18-010056 · section16.xml · derivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 10,328,638 shares Expires 2021-08-01 F1 · price: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The conversion of the Convertible Promissory Note is subject to a 49.9% conversion limitation (for so long as SK Energy or any of its affiliates holds such note), which prevents the conversion of any portion thereof into common stock of the Issuer if such conversion would result in SK Energy beneficially owning (as such term is defined in the Securities Exchange Act of 1934, as amended) more than 49.9% of the Issuer's outstanding shares of common stock. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018. F1 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The conversion of the Convertible Promissory Note is subject to a 49.9% conversion limitation (for so long as SK Energy or any of its affiliates holds such note), which prevents the conversion of any portion thereof into common stock of the Issuer if such conversion would result in SK Energy beneficially owning (as such term is defined in the Securities Exchange Act of 1934, as amended) more than 49.9% of the Issuer's outstanding shares of common stock. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.