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Seward Gregory W

Disclosed activity across 1 company

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62809
SEC CIK
0001656656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Live Oak Bancshares, Inc.LOB · Entity 2023General CounselMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Live Oak Bancshares, Inc.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Voting Common StockSEC Table I · non-derivativeDirect113,797 Reported balance After 2026-03-02 transaction · row 1
1 source row

Row 1 · 2026-03-02 · Sale · Disposed 3,000 · Balance 113,797

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,370 Reported balance Holding disclosure · report date 2026-03-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 2,370

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,898 Reported balance Holding disclosure · report date 2026-03-02 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 23,898

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,262 Reported balance Holding disclosure · report date 2026-03-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 8,262

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F4: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,412 Reported balance Holding disclosure · report date 2026-03-02 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,412

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F5: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,383 Reported balance Holding disclosure · report date 2026-03-02 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,383

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F6: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F4: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F5: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F6: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2024 Filed Feb 16, 2024 22:57 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 11,948 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000105 · wk-form4_1708124254.xml · derivative · entry 5

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,795

Underlying: Voting Common Stock · 11,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:57 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 5,353 $38.55 $206,358.15
Disclosure

SEC source: 0001578563-24-000105 · wk-form4_1708124254.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,029

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:57 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 11,948 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000105 · wk-form4_1708124254.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 01:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 13,770 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,770

Underlying: Voting Common Stock · 13,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 01:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,002 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,003

Underlying: Voting Common Stock · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,002 of the RSUs vested on each of February 10, 2022 and 2023, and 2002 of the RSUs vested on February 12, 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,002 of the RSUs vested on each of February 10, 2022 and 2023, and 2002 of the RSUs vested on February 12, 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 01:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 996 $39.94 $39,780.24
Disclosure

SEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,434

Read SEC document
February 12, 2024 Filed Feb 15, 2024 01:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000072 · wk-form4_1707959103.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001578563-23-000106 · wk-form4_1703024213.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Voting Common Stock · 3,000 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on each of November 19, 2021 and November 19, 2022.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 982 $44.44 $43,640.08
Disclosure

SEC source: 0001578563-23-000106 · wk-form4_1703024213.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,428

F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 3,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $44.44 in column 4 is the closing price of the Company's voting common stock as of December 15, 2023.

F1 · price: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 3,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $44.44 in column 4 is the closing price of the Company's voting common stock as of December 15, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 3,000 $14.55 $43,650.00
Disclosure

SEC source: 0001578563-23-000106 · wk-form4_1703024213.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 3,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $44.44 in column 4 is the closing price of the Company's voting common stock as of December 15, 2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:41 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GiftVoting Common Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000098 · wk-form4_1701466876.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,410

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012820 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 295 $34.72 $10,242.40
Disclosure

SEC source: 0001209191-23-012820 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,760

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012820 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 23:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010236 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,480

Underlying: Voting Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 23:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 733 $35.27 $25,852.91
Disclosure

SEC source: 0001209191-23-010236 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,055

Read SEC document
February 15, 2023 Filed Feb 16, 2023 23:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010236 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 02:12 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 59,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009590 · doc4.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,743

Underlying: Voting Common Stock · 59,743 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:12 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,002 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009590 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005

Underlying: Voting Common Stock · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:12 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 696 $34.34 $23,900.64
Disclosure

SEC source: 0001209191-23-009590 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,418

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:12 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-009590 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:11 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012750 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:11 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 289 $60.47 $17,475.83
Disclosure

SEC source: 0001209191-22-012750 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,112

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:11 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012750 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 23:01 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 11,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010269 · doc4.xml · derivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

Underlying: Voting Common Stock · 11,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:42 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,002 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009485 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,007

Underlying: Voting Common Stock · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:42 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 677 $61.65 $41,737.05
Disclosure

SEC source: 0001209191-22-009485 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,401

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:42 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-009485 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

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December 14, 2021 Filed Dec 15, 2021 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-21-069803 · doc4.xml · derivative · entry 5

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Voting Common Stock · 500 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on November 19, 2021; and 25% of the shares subject to the option will vest on November 19, 2022.

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December 14, 2021 Filed Dec 15, 2021 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 500 $14.55 $7,275.00
Disclosure

SEC source: 0001209191-21-069803 · doc4.xml · nonDerivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-21-069803 · doc4.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Voting Common Stock · 8,000 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on November 19, 2021; and 25% of the shares subject to the option will vest on November 19, 2022.

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December 13, 2021 Filed Dec 15, 2021 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 1,379 $84.40 $116,387.60
Disclosure

SEC source: 0001209191-21-069803 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,576

F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 8,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $84.40 in column 4 is the closing price of the Company's voting common stock as of December 13, 2021.

F1 · price: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 8,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $84.40 in column 4 is the closing price of the Company's voting common stock as of December 13, 2021.

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December 13, 2021 Filed Dec 15, 2021 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 8,000 $14.55 $116,400.00
Disclosure

SEC source: 0001209191-21-069803 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 8,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $84.40 in column 4 is the closing price of the Company's voting common stock as of December 13, 2021.

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December 03, 2021 Filed Dec 3, 2021 22:02 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GiftVoting Common Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067869 · doc4.xml · nonDerivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,955

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:02 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-21-067869 · doc4.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Voting Common Stock · 5,000 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019,and 2020; and 25% of the shares subject to the option vest on each of November 19, 2021 and 2022.

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December 01, 2021 Filed Dec 3, 2021 22:02 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 5,000 $91.50 $457,503.00
Disclosure

SEC source: 0001209191-21-067869 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,180

F1 · price: This transaction was executed in multiple trades at prices ranging from $91.32 to $91.96. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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December 01, 2021 Filed Dec 3, 2021 22:02 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 5,000 $14.55 $72,750.00
Disclosure

SEC source: 0001209191-21-067869 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:25 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 5,000 $98.63 $493,125.00
Disclosure

SEC source: 0001209191-21-063418 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,180

F1 · price: This transaction was executed in multiple trades at prices ranging from $98.54 to $98.635. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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November 04, 2021 Filed Nov 8, 2021 22:25 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 1,000 $98.56 $98,561.00
Disclosure

SEC source: 0001209191-21-063418 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:33 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionPerformance Restricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026120 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 8,000 shares

Expires 2028-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested.

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April 06, 2021 Filed Apr 8, 2021 21:33 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 3,577 $69.35 $248,064.95
Disclosure

SEC source: 0001209191-21-026120 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,180

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:33 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-026120 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionPerformance Restricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022900 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Voting Common Stock · 8,000 shares

Expires 2028-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Eight thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028.

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March 22, 2021 Filed Mar 24, 2021 21:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 3,577 $65.17 $233,113.09
Disclosure

SEC source: 0001209191-21-022900 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,757

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-022900 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:35 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013917 · doc4.xml · derivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Voting Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:36 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,002 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010301 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,009

Underlying: Voting Common Stock · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:36 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 595 $44.97 $26,757.15
Disclosure

SEC source: 0001209191-21-010301 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,334

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:36 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-010301 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
January 13, 2021 Filed Jan 16, 2021 00:12 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionPerformance Restricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003894 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Voting Common Stock · 8,000 shares

Expires 2028-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock.

F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Eight thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $50.00 per share and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.