TapewireFind a company

person · Reporting owner

MILLS THOMAS E IV

Disclosed activity across 1 company

Tapewire entity
62367
SEC CIK
0001080997

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, C5ISR DivisionMarch 04, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,730 Last balance in matching sequence After 2026-03-04 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2026-03-04 · Grant · Acquired 5,000 · Balance 9,093

F1: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 2 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 6,972

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 3 · 2026-03-04 · Grant · Acquired 5,000 · Balance 11,972

F2: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2024.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 4 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 9,851

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 5 · 2026-03-04 · Grant · Acquired 5,000 · Balance 14,851

F3: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2025.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 6 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 12,730

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F2: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2024.

F3: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2025.

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 7,924 $10.21 $80,904.04
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,308

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,431 $10.03 $14,352.93
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,732

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,431 $10.03 $14,352.93
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,163

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 19:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,759 $21.00 $99,939.00
Disclosure

SEC source: 0001080997-22-000004 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,279

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · balance_after: Includes approximately 10,030 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 19:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 17,846 $21.08 $376,222.23
Disclosure

SEC source: 0001080997-22-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,038

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.646 to $21.60 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 10,030 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,506 $20.92 $73,345.52
Disclosure

SEC source: 0001080997-22-000003 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,624

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes approximately 9,770 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 8,265 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,130

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes approximately 9,770 shares held through Issuer's 401(k) Plan.

Read SEC document
January 07, 2022 Filed Jan 7, 2022 21:10 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 4,489 $19.98 $89,690.22
Disclosure

SEC source: 0001080997-22-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,795

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · derivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 10,583 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,284

F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,245 $19.98 $24,875.10
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,701

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 6,572 $19.98 $131,308.56
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,946

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · derivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · derivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,431 $19.65 $28,119.15
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,518

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:51 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:33 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 15,116 $25.10 $379,411.60
Disclosure

SEC source: 0001080997-21-000006 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,832

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes approximately 9,583 shares held through Issuer's 401(k) Plan.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 1,569 $27.50 $43,147.50
Disclosure

SEC source: 0001080997-21-000005 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,906

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes approximately 9,541 shares held through Issuer's 401(k) Plan.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 19:36 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 8,535 $27.72 $236,609.83
Disclosure

SEC source: 0001080997-21-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,449

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.46 to $28.14 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 9,515 shares held through Issuer's 401(k) Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:14 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 11,135 $25.09 $279,377.15
Disclosure

SEC source: 0001080997-21-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,857

F1 · kind: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested March 4, 2021 from performance restricted stock units granted in 2018 as reported on a Form 4 filed March 8, 2021 and released March 15, 2021.

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested March 4, 2021 from performance restricted stock units granted in 2018 as reported on a Form 4 filed March 8, 2021 and released March 15, 2021.

F2 · balance_after: Includes approximately 9,388 shares held through Issuer's 401(k) Plan.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 20:41 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001080997-21-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,017

F1 · kind: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2018.

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2018.

F2 · balance_after: Includes approximately 9,413 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · derivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · derivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 6,465 $26.37 $170,482.05
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,724

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · derivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,431 $27.43 $39,252.33
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,189

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2021 Filed Jan 5, 2021 19:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:36 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 10,887 $17.30 $188,345.10
Disclosure

SEC source: 0001080997-20-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,738

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes approximately 9,488 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2020 Filed Jan 3, 2020 20:13 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · derivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on December 31, 2019.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 4,113 $18.01 $74,075.13
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,608

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes approximately 9,471 shares held through Issuer's 401(k) Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on December 31, 2019.

F5 · balance_after: Includes approximately 9,471 shares held through Issuer's 401(k) Plan.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 19:01 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 6,467 $19.11 $123,601.83
Disclosure

SEC source: 0001080997-19-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,717

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes approximately 9,467 shares held in Issuer's 401(k) Plan.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 20:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-19-000002 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 20:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,533 $13.87 $49,002.71
Disclosure

SEC source: 0001080997-19-000002 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,275

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes approximately 9,558 shares held in Issuer's 401(k) Plan.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 20:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-19-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019.

F4 · balance_after: Includes approximately 9,558 shares held in Issuer's 401(k) Plan.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 20:45 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-19-000001 · primary_doc.xml · derivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:00 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 73,372 $13.19 $967,879.40
Disclosure

SEC source: 0001080997-18-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0507 to $13.37 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes approximately 9,518 shares held in Issuer's 401(k) Plan.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 17:35 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001469818-18-000008 · primary_doc.xml · derivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock.

F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000008 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.