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MILLS THOMAS E IV

Disclosed activity across 1 company

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62367
SEC CIK
0001080997

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CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, C5ISR DivisionMarch 04, 2026March 06, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,730 Last balance in matching sequence After 2026-03-04 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2026-03-04 · Grant · Acquired 5,000 · Balance 9,093

F1: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 2 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 6,972

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 3 · 2026-03-04 · Grant · Acquired 5,000 · Balance 11,972

F2: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2024.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 4 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 9,851

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 5 · 2026-03-04 · Grant · Acquired 5,000 · Balance 14,851

F3: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2025.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 6 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 12,730

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F2: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2024.

F3: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2025.

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 16

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 15

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,302 $27.48 $35,778.96
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,801

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,302 $27.48 $35,778.96
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,103

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 14

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 13

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 12

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,303 $27.48 $35,806.44
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,405

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,461 $27.48 $40,148.28
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,708

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,461 $27.48 $40,148.28
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,169

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
December 16, 2024 Filed Dec 18, 2024 20:09 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 11,516 $27.98 $322,180.83
Disclosure

SEC source: 0001080997-24-000008 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,315

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.36 to $28.57 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 305 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,373 shares held through Issuer's 401(k) Plan.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 6,603 $24.88 $164,314.33
Disclosure

SEC source: 0001080997-24-000006 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,848

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.59 to $25.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 305 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,390 shares held through Issuer's 401(k) Plan.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 19:24 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,916 $22.41 $110,151.34
Disclosure

SEC source: 0001080997-24-000005 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,172

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.10 to $22.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 305 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,111 shares held through Issuer's 401(k) Plan.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 19:24 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 427 $22.54 $9,624.62
Disclosure

SEC source: 0001080997-24-000005 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,088

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.32 to $22.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 305 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,111 shares held through Issuer's 401(k) Plan.

Read SEC document
May 24, 2024 Filed May 24, 2024 19:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $21.34 $149,380.70
Disclosure

SEC source: 0001080997-24-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,320

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,221 shares held through Issuer's 401(k) Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 19:41 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 16,968 $18.24 $309,496.32
Disclosure

SEC source: 0001080997-24-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,846

F1 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested February 29, 2024 from performance restricted stock units as reported on a Form 4 filed March 4, 2024 and released March 8, 2024.

F2 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,747 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 4, 2024 20:21 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000002 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,799

F4 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2023.

F5 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,732 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 4, 2024 20:21 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000002 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,799

F3 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,732 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 4, 2024 20:21 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000002 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,799

F2 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2021.

F5 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,732 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 4, 2024 20:21 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,799

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2020.

F5 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,732 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · derivative · entry 16

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · derivative · entry 15

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,213 $18.53 $22,476.89
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,667

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 6,063 $18.53 $112,347.39
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,880

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · derivative · entry 14

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · derivative · entry 13

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · derivative · entry 12

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,340 $18.50 $24,790.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,943

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,372 $18.50 $25,382.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,283

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,372 $18.50 $25,382.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,655

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 20:22 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-24-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k).

Read SEC document
December 04, 2023 Filed Dec 6, 2023 20:19 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 14,459 $20.00 $289,180.00
Disclosure

SEC source: 0001080997-23-000004 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,574

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F2 · balance_after: Includes approximately 1,574 shares held through Issuer's 401(k) Plan; this Form 4 has been updated to correct the inadvertent underreporting of holdings of a de minimis number of 177 shares in certain prior Form 4s of the Reporting Person. The amount reported in Column 5 of Table I reflects the number of shares of common stock held by the Reporting Person as of the date of this Form 4 filing.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 20:19 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 1,632 $20.00 $32,640.00
Disclosure

SEC source: 0001080997-23-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,033

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F2 · balance_after: Includes approximately 1,574 shares held through Issuer's 401(k) Plan; this Form 4 has been updated to correct the inadvertent underreporting of holdings of a de minimis number of 177 shares in certain prior Form 4s of the Reporting Person. The amount reported in Column 5 of Table I reflects the number of shares of common stock held by the Reporting Person as of the date of this Form 4 filing.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 19:19 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 6,250 $19.42 $121,347.50
Disclosure

SEC source: 0001080997-23-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,475

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.41 to $19.44 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,632 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,561 shares held through Issuer's 401(k) Plan.

Read SEC document
November 17, 2023 Filed Nov 17, 2023 19:46 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 OtherCommon Stock 9,904 $18.68 $185,006.72
Disclosure

SEC source: 0001080997-23-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,717

F1 · kind: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 11/17/2023 common stock closing price.

F1 · shares: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 11/17/2023 common stock closing price.

F1 · price: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 11/17/2023 common stock closing price.

F2 · balance_after: Includes 1,632 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,553 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 13

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 12

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,431 $10.21 $14,610.51
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,877

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.