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MILLS THOMAS E IV

Disclosed activity across 1 company

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62367
SEC CIK
0001080997

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Reported relationships

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CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, C5ISR DivisionMarch 04, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,730 Last balance in matching sequence After 2026-03-04 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 1 · 2026-03-04 · Grant · Acquired 5,000 · Balance 9,093

F1: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 2 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 6,972

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 3 · 2026-03-04 · Grant · Acquired 5,000 · Balance 11,972

F2: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2024.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 4 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 9,851

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 5 · 2026-03-04 · Grant · Acquired 5,000 · Balance 14,851

F3: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2025.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Row 6 · 2026-03-04 · Tax withholding · Disposed 2,121 · Balance 12,730

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F2: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2024.

F3: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2025.

F4: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,719 shares held through Issuer's 401(k) Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2017 Filed Aug 4, 2017 20:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 912 $12.26 $11,181.12
Disclosure

SEC source: 0001080997-17-000008 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,230

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,608 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000008 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,608 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:20 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000007 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:20 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 608 $11.35 $6,900.80
Disclosure

SEC source: 0001080997-17-000007 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,018

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:20 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000007 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · derivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on June 27, 2017.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · derivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · derivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 608 $11.21 $6,815.68
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,626

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on June 27, 2017.

F5 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 912 $11.16 $10,177.92
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,234

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017.

F5 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 912 $10.82 $9,867.84
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,146

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000006 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017.

F5 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · derivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · derivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 912 $10.64 $9,703.68
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,013

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 887 $10.64 $9,437.68
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,925

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000004 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 31, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 31, 2017.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 590 $10.28 $6,065.20
Disclosure

SEC source: 0001080997-17-000004 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,742

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,369 shares held in Issuer's 401(k) Plan.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:49 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 31, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,369 shares held in Issuer's 401(k) Plan.

Read SEC document
May 26, 2017 Filed May 26, 2017 20:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000003 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 26, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 26, 2017.

Read SEC document
May 26, 2017 Filed May 26, 2017 20:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 590 $9.70 $5,723.00
Disclosure

SEC source: 0001080997-17-000003 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,332

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,369 shares held in Issuer's 401(k) Plan.

Read SEC document
May 26, 2017 Filed May 26, 2017 20:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 26, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,369 shares held in Issuer's 401(k) Plan.

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January 17, 2017 Filed Jan 19, 2017 20:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,786 $7.40 $13,216.40
Disclosure

SEC source: 0001080997-17-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,397

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 3, 2017 from a restricted stock unit grant originally reported in Table I on Form 3 filed August 12, 2013 and released January 17, 2017.

F2 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,844 shares held in Issuer's 401(k) Plan.

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January 04, 2017 Filed Jan 5, 2017 21:10 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000001 · primary_doc.xml · derivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

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September 12, 2016 Filed Sep 14, 2016 20:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-16-000011 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive once share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

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September 12, 2016 Filed Sep 14, 2016 20:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 912 $7.39 $6,739.68
Disclosure

SEC source: 0001080997-16-000011 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,858

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,519 shares held in Issuer's 401(k) Plan.

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September 12, 2016 Filed Sep 14, 2016 20:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-16-000011 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,519 shares held in Issuer's 401(k) Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.