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Faria Joao V

Disclosed activity across 2 companies

Tapewire entity
56936
SEC CIK
0001703817

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604See Remarks below.March 09, 2023March 10, 2023
NN INCNNBR · Entity 6041DirectorMarch 18, 2026March 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date March 09, 2023 · Filed March 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect68,814 Reported balance After 2023-03-09 transaction · row 1
1 source row

Row 1 · 2023-03-09 · Sale · Disposed 2,500 · Balance 68,814

NN INC

Report date March 18, 2026 · Filed March 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect388,440 Reported balance After 2026-03-18 transaction · row 1
1 source row

Row 1 · 2026-03-18 · Grant · Acquired 51,774 · Balance 388,440

F1: Represents restricted stock which fully vests on March 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock which fully vests on March 18, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,220 $81.96 $99,991.20
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,924 $109.11 $319,037.64
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,091

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,924 $71.89 $210,206.36
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:11 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 3,000 $96.62 $289,845.00
Disclosure

SEC source: 0001551182-20-000114 · wf-form4_158344265100960.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,091

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000106 · wf-form4_158292479398219.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871

Underlying: Ordinary Shares · 845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 242 $94.63 $22,900.46
Disclosure

SEC source: 0001551182-20-000106 · wf-form4_158292479398219.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,091

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 845 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000106 · wf-form4_158292479398219.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:23 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,201 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439

Underlying: Ordinary Shares · 1,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:23 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 344 $98.16 $33,767.04
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,488

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:23 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,201 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:23 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,184 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,631

F1 · shares: These shares were acquired upon the vesting of certain performance share awards.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 18,300 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

Underlying: Ordinary Shares · 18,300 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,825 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Underlying: Ordinary Shares · 2,825 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000031 · wf-form4_158257996677571.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 198 $104.47 $20,685.06
Disclosure

SEC source: 0001551182-20-000031 · wf-form4_158257996677571.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,447

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 584 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000031 · wf-form4_158257996677571.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 2,839 $81.96 Strike: $81.96 $232,684.44
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,241

Underlying: Ordinary Shares · 2,839 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,220 $81.96 Strike: $81.96 $99,991.20
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

Underlying: Ordinary Shares · 1,220 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,839 $101.66 $288,598.55
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,061

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,839 $81.96 $232,684.44
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:52 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,220 $81.96 $99,991.20
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 2,838 $0.00 Strike: $71.89 $0.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · derivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Ordinary Shares · 2,838 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 8,150 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · derivative · entry 8

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,150 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $75.36 $0.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · derivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,000 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 25, 2014, and are fully vested and exercisable.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,838 $90.98 $258,201.24
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,838 $71.89 $204,023.82
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 8,150 $90.98 $741,487.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 8,150 $71.72 $584,518.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 6,000 $90.98 $545,880.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
November 11, 2019 Filed Nov 13, 2019 14:40 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 6,000 $75.36 $452,160.00
Disclosure

SEC source: 0001551182-19-000189 · wf-form4_157365602297853.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:30 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,000 $86.89 $86,890.00
Disclosure

SEC source: 0001551182-19-000175 · wf-form4_156831664382857.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,841

Read SEC document
June 14, 2019 Filed Jun 17, 2019 19:56 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 546 $78.14 $42,664.44
Disclosure

SEC source: 0001551182-19-000145 · wf-form4_156080136177773.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,841

Read SEC document
May 21, 2019 Filed May 22, 2019 19:43 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 4,301 $56.55 Strike: $56.55 $243,221.55
Disclosure

SEC source: 0001551182-19-000136 · wf-form4_155855416849314.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,301 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
May 21, 2019 Filed May 22, 2019 19:43 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 4,301 $80.00 $344,080.00
Disclosure

SEC source: 0001551182-19-000136 · wf-form4_155855416849314.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,387

Read SEC document
May 21, 2019 Filed May 22, 2019 19:43 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 4,301 $56.55 $243,221.55
Disclosure

SEC source: 0001551182-19-000136 · wf-form4_155855416849314.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:54 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000094 · wf-form4_155146647443427.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Underlying: Ordinary Shares · 844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:54 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,585 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000094 · wf-form4_155146647443427.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,054

F1 · shares: These shares were acquired upon the vesting of certain performance share awards.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:54 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 287 $80.19 $23,014.53
Disclosure

SEC source: 0001551182-19-000094 · wf-form4_155146647443427.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,469

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:54 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 844 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000094 · wf-form4_155146647443427.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 5, 2019 19:56 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000101 · wf-form4a_155181576936399.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Underlying: Ordinary Shares · 844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This field is not applicable.

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February 27, 2019 Filed Mar 5, 2019 19:56 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,873 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000101 · wf-form4a_155181576936399.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,387

F2 · shares: These shares were acquired upon the vesting of certain performance share awards. The amount has been revised to show the proper amount awarded.

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February 27, 2019 Filed Mar 5, 2019 19:56 UTC Amendment Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 242 $80.19 $19,405.98
Disclosure

SEC source: 0001551182-19-000101 · wf-form4a_155181576936399.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,514

F1 · shares: The number of shares delivered to the issuer to pay for the applicable withholding tax due upon the vesting has been updated.

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February 27, 2019 Filed Mar 5, 2019 19:56 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 844 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000101 · wf-form4a_155181576936399.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:03 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 20,750 $0.00 Strike: $80.49 $0.00
Disclosure

SEC source: 0001551182-19-000076 · wf-form4_155139141339404.xml · derivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Ordinary Shares · 20,750 shares

Expires 2029-02-26

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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February 26, 2019 Filed Feb 28, 2019 22:03 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 3,640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000076 · wf-form4_155139141339404.xml · derivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Underlying: Ordinary Shares · 3,640 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

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February 22, 2019 Filed Feb 26, 2019 18:16 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 5,860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000039 · wf-form4_155120499818615.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F4 · derivative.exercise_date: These restricted stock units vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

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February 22, 2019 Filed Feb 26, 2019 18:16 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000039 · wf-form4_155120499818615.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:16 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 1,711 $80.31 $137,410.41
Disclosure

SEC source: 0001551182-19-000039 · wf-form4_155120499818615.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,912

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:16 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 5,860 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000039 · wf-form4_155120499818615.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:16 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 271 $80.31 $21,764.01
Disclosure

SEC source: 0001551182-19-000039 · wf-form4_155120499818615.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,763

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.