Faria Joao V

SEC source: 0001703817-26-000002 · form4-03202026_040306.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,440

F1 · shares: Represents restricted stock which fully vests on March 18, 2027.

SEC source: 0000950170-25-042860 · ownership.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,666

F1 · kind: Shares are restricted stock and vest on March 18, 2026.

SEC source: 0000918541-24-000118 · wk-form4_1723839136.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,843

SEC source: 0000918541-24-000038 · wk-form4_1711053966.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,843

F1 · kind: Shares are restricted stock and vest on March 19, 2025.

SEC source: 0000899243-23-014053 · doc4.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,963

SEC source: 0000899243-23-014053 · doc4.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,063

SEC source: 0000918541-23-000061 · wf-form4_168064839514446.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,963

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

SEC source: 0001104659-23-031148 · tm239171-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,814

SEC source: 0001104659-23-030507 · tm239064-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,314

SEC source: 0001104659-23-030132 · tm238972-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,814

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $176.32 - $176.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,204 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,204

Underlying: Ordinary Shares · 1,018 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,314

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026031 · tm237961-4_4seq1.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-026031 · tm237961-4_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,296

SEC source: 0001104659-23-026031 · tm237961-4_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026031 · tm237961-4_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,714

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2023.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · derivative · entry 15

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910

Underlying: Ordinary Shares · 3,795 shares

Expires 2031-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · derivative · entry 14

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Ordinary Shares · 741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,186

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 8

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,186

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · derivative · entry 13

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,724

Underlying: Ordinary Shares · 2,326 shares

Expires 2032-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · derivative · entry 12

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Ordinary Shares · 564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · derivative · entry 11

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

Underlying: Ordinary Shares · 1,695 shares

Expires not disclosed

F3 · derivative.exercise_date: These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · derivative · entry 10

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Underlying: Ordinary Shares · 6,100 shares

Expires 2033-02-22

F2 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,626

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,626

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-025501 · tm237855-4_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,223

F1 · shares: These shares were acquired upon the vesting of performance share awards.

SEC source: 0001104659-23-019272 · tm236559-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,166

SEC source: 0001104659-22-114867 · tm2229782-1_4seq1.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,705

Underlying: Ordinary Shares · 3,795 shares

Expires 2031-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-114867 · tm2229782-1_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,166

SEC source: 0001104659-22-114867 · tm2229782-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000918541-22-000091 · wf-form4_165339784814512.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,777

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.58 to $2.60 per share. The reporting person has provided to the Issuer, and will provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001104659-22-032355 · tm228915d1_4.xml · derivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,242 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-032355 · tm228915d1_4.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Ordinary Shares · 6,039 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Ordinary Shares · 5,813 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · derivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961

Underlying: Ordinary Shares · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924